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The Department of Enterprise, Trade and Investment[1], being the Department concerned[2], makes the following Regulations in exercise of the powers conferred by Articles 17(1) to (6), 40(2) to (4), 54(1), 55(2) of, and paragraphs 1(1) to (4), 2, 3(1), 5, 14(1), 15 and 19 of Schedule 3 to, the Health and Safety at Work (Northern Ireland) Order 1978[3]. In accordance with Article 46(1)[4] of that Order, it is giving effect without modifications to proposals submitted to it by the Health and Safety Executive for Northern Ireland[5] under Article 13(1A)[6] of that Order. In accordance with Article 46(3) of that Order, the Executive has consulted any bodies which appeared to it to be appropriate. Citation and commencement 1. These Regulations may be cited as the Carriage of Dangerous Goods and Use of Transportable Pressure Equipment (Amendment) Regulations (Northern Ireland) 2006 and shall come into operation on 1st February 2007. Amendments to The Health and Safety (Fees) Regulations (Northern Ireland) 2005 2. The Health and Safety (Fees) Regulations (Northern Ireland) 2005[7] shall be amended in accordance with Schedule 1. Amendments to The Carriage of Dangerous Goods and Use of Transportable Pressure Equipment Regulations (Northern Ireland) 2006 3. The Carriage of Dangerous Goods and Use of Transportable Pressure Equipment Regulations (Northern Ireland) 2006[8] shall be amended in accordance with Schedule 2. Sealed with the Official Seal of the Department of Enterprise, Trade and Investment on 18th December 2006 L.S.
Regulation 11 (fees for certificates and applications for approvals under the Carriage of Dangerous Goods and Use of Transportable Pressure Equipment Regulations (Northern Ireland) 2006) and Schedules 8 to 10 shall be omitted. 1. In regulation 2(1) (interpretation)—
(b) are contained in Annexes A and B to Council Directive 94/55/EC, as amended, of 21st November 1994 on the approximation of the laws of member States with regard to the transport of dangerous goods by road[10],
and "ADR Directive" means the Directive referred to in sub-paragraph (b);;";
(d) in the definition of "old tank" for the words "UN-certified MEGC" there shall be substituted "UN MEGC"; (e) in the definition of "operator" for the words "UN-certified MEGC or tank" there shall be substituted "UN MEGC, tank or bulk container"; (f) for the definition of "RID" there shall be substituted—
(b) are contained in the Annex to Council Directive 96/49/EC of 23rd July 1996, as amended, on the approximation of the laws of member States with regard to the transport of dangerous goods by rail[12],
and the "RID Directive" means the Directive referred to in sub-paragraph (b);;";
(h) for the definition of "UN-certified multiple-element gas container" there shall be substituted—
2.
In regulation 3 (application) for paragraph (4) there shall be substituted—
(b) regulation 10A insofar as it relates to a person who is not subject to the requirements of the Nuclear Industries Security Regulations 2003[13]; and (c) regulations 24 and 33 insofar as they relate to—
(ii) compliance with special provisions S:11 and S:12 of chapter 8.5 of ADR.".
3.
In regulation 5 (application to tanks, pressure receptacles, battery-vehicles, battery-wagons, MEGCs, UN-certified MEGCs and transportable pressure equipment)—
";
(c) for paragraph (9) there shall be substituted—
(b) on or after 1st August 2006 in the case of equipment which is a pressure drum, bundle of cylinders, battery-vehicle, battery-wagon, MEGC, UN MEGC or a tank; (c) on or before 30th September 2005 in the case of equipment which is—
(ii) an EEC-type cylinder; and
(d) on or before 30th June 2007 in the case of equipment which is a pressure drum, bundle of cylinders, battery-vehicle, battery-wagon, MEGC, UN MEGC or a tank which is subject to a reassessment of conformity.";
(d) in paragraph (10) for the words "UN-certified MEGCs" there shall be substituted "UN MEGCs"; and
4.
In regulation 7 (exemptions)—
(ii) combination packagings in accordance with chapter 4.1 of ADR,
and are not class 4.2, 6.2 and 7 goods; and
(ii) retailer and an end-user,
the marking required by chapter 5.2 and section 6.1.3 of ADR does not have to be affixed for the final stages of the carriage operation provided that the total quantity of such goods on the transport unit does not exceed more than 30 kilograms or litres per type, colour, strength or inner package size of a substance or an article and not more than 333 kilograms or litres per transport unit.";
(b) in paragraph (4) for sub-paragraph (a) there shall be substituted—
(ii) do not meet all of the requirements in sections 9.7.2 and 9.7.3 of ADR applicable to old tanks and fastenings attaching old tanks to vehicles,
shall be deemed to meet those requirements provided that they comply with the requirements in Schedule 1 and need not be subject to an annual technical inspection in accordance with sub-section 9.1.2.3 of ADR; and";
(c) in paragraph (6) for the words "UN-certified MEGCs" there shall be substituted "UN MEGCs"; and
5.
After regulation 10 (safety obligations) there shall be inserted—
10A. —(1) Any person involved in the carriage of dangerous goods by road shall comply with—
(b) any particular security obligations applying to him,
in chapter 1.10 of ADR.
(b) any particular security obligations applying to him,
in chapter 1.10 of RID.".
6.
In regulation 11 (class 7 goods for carriage by rail) after paragraph (2) there shall be inserted—
(ii) the consignee where the failure to comply is identified at receipt; and
(b) the carrier, consignor or consignee, as appropriate, shall—
(ii) investigate the failure to comply and its causes, circumstances and consequences; (iii) take appropriate action to remedy the causes and circumstances that lead to the failure to comply and to prevent a recurrence of similar circumstances; (iv) communicate to the competent authority the causes of the non-compliance and the corrective or preventative actions taken or to be taken; and
(c) the communication of the failure to comply to the consignor and competent authority shall be made as soon as practicable and shall be immediate whenever emergency exposure has developed, is developing or is likely to develop.".
7.
In regulation 14 (emergency plans for marshalling yards) for the words "1.10" there shall be substituted "1.11".
"; and
(b) the UN MEGC is used in accordance with section 4.2.4 of ADR in relation to carriage by road or of RID in relation to carriage by rail.".
9.
In regulation 20 (consignment)—
(b) paragraph (5) shall be omitted.
10.
In regulation 21 (construction and testing of packagings and packages)—
(b) for paragraphs (7) to (9) there shall be substituted—
(ii) the relevant provisions of 6.2.1;
(b) approved, inspected and tested and any records are kept in accordance with sub-sections—
(ii) 6.2.5.2 to 6.2.5.4 and 6.2.5.6; and
(c) marked in accordance with sub-sections—
(ii) 6.2.1.8; (iii) 6.2.5.8; or (iv) 6.2.5.9,
{/d3}
of ADR in relation to carriage by road or of RID in relation to carriage by rail which are applicable to the equipment in question.
(8) Any consignor consigning or packer packing a pressure receptacle intended to be used for the carriage of dangerous goods by road or by rail shall ensure that the pressure receptacle and its service equipment—
(b) have been inspected and tested in accordance with the requirements of sub-sections—
(ii) 6.2.1.4 and 6.2.1.6; or (iii) 6.2.5.2 to 6.2.5.6; and
(c) have been marked in accordance with sub-sections—
(ii) 6.2.1.8; (iii) 6.2.5.8; or (iv) 6.2.5.9,
{/d3}
of ADR in relation to carriage by road or of RID in relation to carriage by rail which are applicable to the pressure receptacle in question.
(9) Any body testing a UN pressure receptacle intended to be used for the carriage of dangerous goods by road or by rail shall ensure that the periodic inspection complies with the requirements of sub-section 6.2.5.7 of ADR in relation to carriage by road or of RID in relation to carriage by rail.
11.
For regulation 22 (construction and testing of tanks, battery-vehicles, battery-wagons, MEGCs and UN-certified MEGCs) there shall be substituted—
22. Any person manufacturing or any operator of a tank, battery-vehicle, battery-wagon, MEGC, UN MEGC or bulk container which is intended to be used for the carriage of dangerous goods by road or by rail shall ensure that it is manufactured, approved, inspected, tested and marked in accordance with the requirements of chapters 6.7 to 6.11 of ADR in relation to carriage by road or of RID in relation to carriage by rail which are applicable to the tank, battery-vehicle, battery-wagon, MEGC,UN MEGC or bulk container in question."
12.
In regulation 23 (carriage, loading, unloading and handling) for paragraph (2) there shall be substituted—
(b) any requirement specified in those columns and in chapter 7.3 of ADR in relation to carriage by road or of RID in relation to carriage by rail which are applicable to the goods, vehicle, wagon or container in question are met.".
13.
In regulation 26 (interpretation of Part III and Schedule 3) after paragraph (3) there shall be added—
14.
In regulation 29 (appointment of persons by the Northern Ireland competent authority)—
(iii) in sub-paragraph (d) after the words "6.8.2.4.5" there shall be inserted "6.8.2.4.6";
(b) for paragraph (6) there shall substituted—
(b) keep the documentation referred to in sub-section 6.2.5.7.6 of ADR in relation to carriage by road or of RID in relation to carriage by rail in accordance with the requirements of that sub-section.
(7) A person appointed under this regulation by reference to sub-section 6.8.2.4.6 of RID shall comply with the requirements of sub-section 8.2.5.6 of RID.
15.
In regulation 30 (recognition of approvals, tests, methods, standards and procedures etc. by the Northern Ireland competent authority) in paragraph (3)(b) for the words "UN-certified MEGCs" there shall be substituted "UN MEGCs".
18.
In regulation 35 (miscellaneous functions of the Northern Ireland competent authority)—
(d) for paragraphs 9 to 14 there shall be substituted—
(10) A certificate issued by the Northern Ireland competent authority by reference to sub-section 9.1.3.1 of ADR shall—
(b) where applicable to the vehicle in question, comply with sub-section 1.6.5.3 of ADR; and (c) be valid for the period calculated in accordance with sub-section 9.1.3.4 of ADR.
(11) Any current certificate held by a person which—
(b) is in the form required by paragraph (10),
shall be deemed to be a certificate issued by the Northern Ireland competent authority under this regulation.
(b) complies with sub-section 9.1.2.2 of ADR,
shall be deemed to be a type approval issued by the Northern Ireland competent authority under this regulation provided that no modification has been made to the vehicle since the type approval was issued.
19.
For regulation 36 (exemption certificates, temporary and ad hoc exemptions) there shall be substituted—
36. —(1) Subject to paragraph (2), the Executive, by a certificate in writing, may exempt any—
(b) dangerous goods or class of dangerous goods; (c) type or class of equipment,
from all or any of the requirements or prohibitions imposed by regulation 48 and Schedules 1 and 2 and any exemption may be granted subject to conditions and to a limit of time and may be revoked at any time by the Executive by a further certificate in writing.
(b) any requirements imposed by or under any enactments which apply to the case,
it is satisfied that the environment, the security of goods and the health and safety of persons who are likely to be affected by the exemption will not be prejudiced in consequence of it and that the exemption will be compatible with the requirements of the Directives.
(b) Council Directive 96/49/EC[17] on the approximation of the laws of Member States with regard to the transport of dangerous goods by rail (as amended by Directive 2000/62/EC of the European Parliament and the Council[18] and Commission Directive 2003/29/EC[19]).
(4) Subject to paragraph (5), the Executive may authorise a person or class of persons in writing, in relation to any carriage that takes place wholly in Northern Ireland, to carry dangerous goods contrary to prohibitions or requirements which apply pursuant to Parts II and III where such authorisation operates only to extend derogations allowed by a multilateral agreement which is in force at the time the authorisation is made and which has been entered into by the United Kingdom under chapter 1.5 of ADR in relation to carriage by road or of RID in relation to carriage by rail or under any provision of ADR or of RID which the said chapter 1.5 re-enacted or replaced.
(b) withdrawn by the Executive by a further communication in writing to the person authorised with effect from the same date as the multilateral agreement in question is terminated and may be so withdrawn by the Executive at any time before that.
(6) The Executive may authorise a person or class of persons in writing, in relation to carriage that takes place wholly in Northern Ireland, to carry dangerous goods contrary to the prohibitions or requirements which apply pursuant to Parts II and III or regulation 49 provided that such an authorisation—
(b) clearly defines the carriage in question and sets out the limited period for which the authorisation is valid,
and any such authorisation may be granted subject to conditions and may be withdrawn at any time by the Executive by a further communication in writing to the person authorised.
(b) any requirements imposed by or under any statutory provisions which apply to the case,
it is satisfied that the environment, the security of goods and the health and safety of persons who are likely to be affected by the exemptions will not be prejudiced in consequence of it.
(b) in paragraph (4)—
(ii) "RID" means the Regulations concerning the International Carriage of Dangerous Goods by Rail which form Annex I to Appendix B to COTIF".
20.
For regulation 37 (interpretation of Part IV) there shall be substituted—
(b) "user" shall be read as if they were references to "owner",
and "conformity reassessment" shall be construed accordingly.
(b) "this Directive" and "the Annexes to Directives 94/55/EC and 96/49/EC" shall be read as if they were references to "Part IV of the Carriage of Dangerous Goods and Use of Transportable Pressure Equipment Regulations (Northern Ireland) 2006"; and (c) "inspection body" shall be read as if they were references to "notified or approved bodies",
and "periodic inspection" shall be construed accordingly; and
21.
In regulation 38 (placing on the market and use at work of transportable pressure equipment)—
(b) after paragraph (6) there shall be added—
22.
In regulation 39 (transportable pressure equipment placed on the market and used at work exclusively in Northern Ireland)—
(ii) in sub-paragraph (d) the words "or the identification number of any notified body" shall be omitted; and
(b) in paragraph (5)—
(ii) in sub-paragraph (c) the words "or the identification number of any notified body" shall be omitted.
23.
In regulation 40 (reassessment of conformity) for paragraph (7) there shall be substituted—
24.
In regulation 41 (periodic inspection and repeated use)—
(b) after paragraph (3) there shall be added—
25.
In regulation 43 (approved bodies) in paragraph (2) the words "and in Schedules 4 to 8" shall be omitted.
(2) Where the Northern Ireland competent authority has delegated its functions to another body it may charge a fee for—
(b) the monitoring of such a body.
(3) A fee which shall be reasonable in light of the actual work performed shall be payable by the relevant notified body, approved body or appointed person in respect of any inspection undertaken by or on behalf of the Executive in accordance with regulation 44(5).
(b) an appointed person in compliance with the provisions of ADR or of RID referred to in regulations 21 and 22,
the notified body, the approved body, the inspection body, the approved person or the appointed person may charge such fees in connection with, or incidental to, carrying out its duties in relation to the procedures and tasks referred to in regulation 44(3)(c), paragraph 8(3)(c) of Schedule 1 or paragraph 9(3)(c) of Schedule 2 as it may determine.
(b) an amount on account of profit which is reasonable in the circumstances having regard to—
(ii) the commercial rate normally charged on account of profit for that work or similar work.
(6) The power in paragraph (3) includes the power to require the payment of fees or a reasonable estimate thereof in advance of carrying out the work requested by the applicant."
28.
After regulation 50 (fees) there shall be inserted—
50A. —(1) A driver may only be issued with a driver training certificate in accordance with regulation 33 where such fee as is reasonable in light of the actual work performed has been paid to the Executive. (2) The validity of a driver training certificate may only be extended in accordance with regulation 33(6)(c) where, within the period of twelve months which precede the expiry of the original certificate or of an extension of it granted in accordance with that regulation, such fee as is reasonable in light of the actual work performed has been paid to the Executive. (3) Such fee as is reasonable in light of the actual work performed shall be payable by the applicant to the Executive on each application for an original approval or a renewal of any approval of initial or refresher training in accordance with sub-section 8.2.2.6 of ADR pursuant to regulation 33(3). (4) An individual may only be issued with a safety adviser vocational training certificate in accordance with regulation 32 where such fee as is reasonable in light of the actual work performed has been paid to the Executive or the person designated by it for the purpose of issuing safety adviser vocational training certificates. (5) The validity of a safety adviser vocational training certificate may only be extended in accordance with regulation 32(5)(c) where, within the period of twelve months which precede the expiry of the original certificate or an extension of it granted in accordance with that paragraph, such fee as is reasonable in light of the actual work performed has been paid to the Executive or the person designated by it for the purpose of issuing safety adviser vocational training certificates. (6) Nothing in paragraphs (1), (2), (4) and (5) shall be construed as making a fee payable by a person in any of the capacities specified in Article 40(4) of the Health and Safety at Work (Northern Ireland) Order 1978.".
29.
In regulation 52 (defence and enforcement) after paragraph (4) there shall be added—
30.
In Schedule 1 (old tanks) in paragraph 8(7)(b) for the words "50(5)" there shall be substituted "50(4)".
(b) in paragraph 9(3) for the word "regulation" there shall be substituted "paragraph".
32.
In Schedule 3 (competent authority functions)—
(b) paragraph (10)ta(a) of packing instruction P200 of section 4.1.4, note c to portable tank instruction T23 of sub-section 4.2.5.2.6, sub-section 6.8.2.1.20(a), additional provision CV1(1) of section 7.5.11 and sub-sections 8.2.1.2, 8.2.2.6.1, 8.2.2.6.5 and 8.2.2.6.7 and additional requirements S:8 and S:9 of chapter 8.5 of ADR in relation to carriage by road; and (c) section 1.7.3, sub-sections 1.7.4.1, 6.4.6.4, 6.4.9.1 and 6.8.2.4.6 of RID in relation to carriage by rail.";
(b) for paragraph 6 there shall be substituted—
(b) paragraph (10)ta(b) and (10)v(b) of packing instruction P200 of section 4.1.4, special provisions VV12 and VV13 of section 7.3.3 and sub-section 8.1.4.4 of ADR in relation to carriage by road; and (c) sub-sections 2.2.7.4.2(c) and 2.2.7.4.8(b), paragraph (10)v(b) of packing instruction P200 of section 4.1.4, sub-sections 6.4.7.6 and special provisions VW12 and VW13 of section 7.3.3 of RID in relation to carriage by rail."; and
(d) for paragraph 9 there shall be substituted—
(b) sub-section 7.5.1.4 of ADR in relation to carriage by road; and (c) paragraphs (3)(3.2), (5)(5.1) and (6) of additional provision CW33 of section 7.5.11 and sub-sections 6.4.11.6 and 6.8.2.1.2 of RID in relation to carriage by rail."; and
(e) for paragraph 10(1) there shall be substituted—
(b) sub-section 6.1.3.8(i) of ADR in relation to carriage by road or of RID in relation to carriage by rail, it shall do so in accordance with sub-section 6.1.3.9 of ADR in relation to carriage by road or of RID in relation to carriage by rail; and (c) sub-section 6.5.2.1.1(f) of ADR in relation to carriage by road or of RID in relation to carriage by rail, it shall do so in accordance with sub-section 6.5.2.1.1 of ADR in relation to carriage by road or of RID in relation to carriage by rail.".
33.
Schedules 4 to 8 shall be omitted.
(b) an identical orange-coloured plate shall be affixed to the rear of the transport unit in place of the orange-coloured plate to be affixed to the rear of the transport unit pursuant to sub-section 5.3.2.1.1 of ADR.
3.
Subject to paragraphs 4 and 6, where more than one dangerous good is being carried in a tank or in bulk in a transport unit or a battery-vehicle or tank-vehicle with more than one tank, element or container—
(ii) the remaining plates shall bear only the UN number and shall be 150mm in height; and
(b) an orange-coloured plate shall be affixed to the rear of the battery-vehicle, tank-vehicle or transport unit in question which shall be identical to the plates referred to in paragraph (a), except that it shall display the EAC only in the top half of the plate."; and
(b) in paragraph 6—
(ii) after sub-paragraph (2) there shall be added—
(This note is not part of the Regulations) 1. These Regulations amend the Carriage of Dangerous Goods and Use of Transportable Pressure Equipment Regulations (Northern Ireland) 2006 (S.R. 2006 No. XXX) ("the Carriage Regulations") to implement—
(b) Commission Directive 2004/110/EC adapting for the sixth time to technical progress Council Directive 96/49/EC on the approximation of the laws of the Member States with regard to the transport of dangerous goods by rail (O.J. No. L365, 10.12.2004, p. 24); and (c) Commission Directive 2004/111/EC adapting for the fifth time to technical progress Council Directive 94/55/EC on the approximation of the laws of the Member States with regard to the transport of dangerous goods by road (O.J. No. L365, 10.12.2004, p. 25).
2.
Council Directive 94/55/EC (O.J. No. L319, 12.12.94, p. 7) on the approximation of the laws of Member States with regard to the transport of dangerous goods by road (as amended by Directive 2000/61/EC of the European Parliament and the Council (O.J. No. L279, 1.11.2000, p. 40) and Commission Directive 2003/28/EC (O.J. No. L90, 8.4.2003, p. 45)) applies the European Agreement concerning the International Carriage of Dangerous Goods by Road signed at Geneva on 30th September 1957, as amended ("ADR") (Current Edition: 2003). Council Directive 96/49/EC (O.J. No. L235, 17.9.96, p. 25) on the approximation of the laws of Member States with regard to the transport of dangerous goods by rail (as amended by Directive 2000/62/EC of the European Parliament and the Council (O.J. No. L279, 1.11.2000, p. 44) and Commission Directive 2003/29/EC (O.J. No. L90, 8.4.2003, p. 47)) which applies the Regulations concerning the International Carriage of Dangerous Goods by Rail ("RID") which form Annex 1 to Appendix B to the Convention concerning International Carriage by Rail ("COTIF") (Current Edition: 2003). The amendments in these Regulations align the Carriage Regulations with the latest versions of the ADR and RID agreements, as defined in regulation 2 of the Carriage Regulations.
(ii) for security relating to identification requirements for carriers and their personnel and site security plans for high consequence dangerous goods (Schedule 2, paragraphs 2, 5, 17 and 28); (iii) relating to non-compliance in relation to radioactive materials (Schedule 2, paragraphs 2 and 6); (iv) clarifying when dangerous goods may be carried in multiple element gas containers (MEGCs) (Schedule 2, paragraph 8(b)); (v) reinstating a provision relating to the fire-resistance of orange-coloured plates for carriage within Northern Ireland (Schedule 2, paragraph 35(b)); and
(b) the removal of provisions relating to—
(ii) infectious substances (Schedule 2, paragraph 9); and
4.
The Regulations also make consequential changes to the Health and Safety (Fees) Regulations (Northern Ireland) 2005 (S.R. 2005 No. 523) (regulation 2 and Schedule 1). Notes: [1] Formerly the Department of Economic Development; see S.I. 1999/283 (N.I. 1), Article 3(5); that Department was formerly the Department of Manpower Services; see S.I. 1982/846 (N.I. 11), Article 3back [2] See Article 2(2) of S.I. 1978/1039 (N.I. 9)back [3] S.I. 1978/1039 (N.I. 9)back [4] Article 46 was amended by S.I. 1998/2795 (N.I. 18), Article 6(1) and Schedule 1, paragraphs 8 and 18back [5] Formerly the Health and Safety Agency for Northern Ireland; see S.I. 1998/2795 (N.I. 18), Article 3(1)back [6] Article 13(1A) was substituted by S.I. 1998/2795 (N.I. 18), Article 4back [9] Current edition (2005): ISBN 92-1-139097-4 and corrigendum 1 (December 2004)back [10] O.J. No. L319, 12.12.94. p. 7: relevant amending Directives are Directives 2000/61/EC of the European Parliament and the Council of 10th October 2000 (O.J. L279, 1.11.2000, p. 40), Commission Directives 2003/28/EC of 7th April 2003 (O.J. No. L90, 8.4.2003, p. 45) and 2004/111/EC (O.J. No. L365, 10.12.2004, p. 25)back [12] O.J. No. L235, 17.9.1996, p. 25; relevant amending Directives are Directive 2000/62/EC of the European Parliament and the Council of 10th October 2000 (O.J. No. L270, 1.11.2000, p. 44), Commission Directives 2003/26/EC of 7th April 2003 (O.J. No. L90, 8.4.2003, p. 47), 2004/89/EC (O.J. No. L293, 16.09.2004 p. 14) and 2004/110/EC (O.J. No. L365, 10.12.2004 p. 24)back [14] O.J. No. L319, 12.12.94,p. 7back [15] O.J. No. L279, 1.11.2000,p. 40back [16] O.J. No. L90, 8.4.2003, p. 45back [17] O.J. No. L235, 17.9.96, p. 25back [18] O.J. No. L279, 1.11.2000, p. 44back [19] O.J. No. L90, 8.4.2003, p. 47back [20] Current edition (2005): ISBN 92-1-139097-4back [21] S.I. 1999/2001, to which there are amendments not relevant to these Regulationsback [22] O.J. No. L138, 1.6.1999, p. 20, amended by Commission Directive 2002/50/EC of 6th June 2002 (O.J. No. L149, 7.6.2002, p. 28)back
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