6.Exclusion where a person provides a means of communication between parties
7.Exclusion where the arranger is a party to the contract, plan or agreement
8.Exclusion of arrangements where transaction is with or through authorised persons
9.Exclusion made in the course of administration by authorised person
10.Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
11.Exclusion of certain other arrangements consisting of an introduction to an authorised person etc.
15.Exclusion of advice given in the course of administration by authorised person
17.Entering into and administering regulated sale and rent back agreements
18.Exclusion of trustees, nominees and personal representatives
19.Exclusion of activities carried on in the course of a profession or non-investment business
27.Amendments of the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
28.Amendments of the Financial Services and Markets Act 2000 (Exemption) Order 2001
29.Amendments of the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
30.Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
31.Amendments of the Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations 2008
APPLICATION OF THE ACT AND THE PRINCIPAL ORDER TO PERSONS WITH AN INTERIM PERMISSION
2.For the purposes of section 20 (authorised persons acting without...
3.A person’s interim permission is to be disregarded for the...
6.For the purposes of section 21(2) (restrictions on financial promotion),...
7.Subsection (3)(a) of section 213 (the compensation scheme) does not...
8.In article 29 of the Principal Order (arranging deals with...
9.In sub-paragraph (a) of paragraph (4) of article 29A of...