Introductory Text
PART 1 Preliminary
1.Citation
2.Commencement
3.Definitions
4.Documents in electronic form
5.Use of electronic communication
PART 2 Waiver of requirement for authorisation
6.Circumstances in which Regulator may waive requirement for authorisation
7.Conditions on waiver
PART 3 Grant of authorisations
8.Application for authorisations
9.Payment of application fee
10.Decisions about authorisations
11.Time for deciding applications
12.Conditions of authorisation
13.Grant and refusal of authorisations
14.Surrender of authorisations
PART 4 Fees
15.Determination of fees
16.Amendment etc of fees determination
17.Invoicing for fees
18.Payment of fees by cheque
19.Refund etc of fees
20.Cancellation for non-payment of fee
PART 5 Indemnity insurance
21.Directions about indemnity insurance
PART 6 Rules and codes of practice
22.Rules
23.Matters that the rules may cover
24.Codes of practice
25.Amendment etc of rules or code of practice
26.Charge for supply of copies
27.Redress
PART 7 Complaints
28.Review by the Regulator of complaint handling
29.Directions of the Regulator about complaints handling and related matters
PART 8 Routine audit
30.Routine inspection of records
PART 9 Investigation
CHAPTER 1 Preliminary
31.Definitions for this Part
CHAPTER 2 Investigation—offences by unauthorised persons
32.Investigation of offences against section 4(1) of Act: requirement to provide information
33.Requirements for information under section 8(4) of Act
34.Search warrants under section 8 of the Act
CHAPTER 3 Investigation—failures by authorised persons to comply with conditions of authorisation
35.Regulator to investigate complaints or suspicions of unprofessional conduct
36.Breaches by authorised persons of condition: requirement to provide information etc
37.Search warrants for purposes of investigation of professional conduct
CHAPTER 4 Search warrants generally
38.Definitions
39.Application generally
40.Issue of warrants generally
41.Search warrants—form
42.Execution of warrants
43.Copying of documents
44.Record to be given of records copied
45.Retention of copies
PART 10 Cancellation, suspension and variation of authorisations
46.Cancellation etc of authorisations
47.Procedure for cancellation etc
Signature
Explanatory Note