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The Secretary of State in the exercise of the powers conferred on him by sections 15(1), (2), (4), (5)(b), (6)(b) and (9), 18(2) and 82(3)(a) of, and paragraphs 1(1) to (4), 3(2), 6(1), 8 to 11, 14, 15(1), 16 and 20 of Schedule 3 to, the Health and Safety at Work etc. Act 1974[1] ("the 1974 Act ") and of all other powers enabling him in that behalf and for the purpose of giving effect without modifications to proposals submitted to him by the Health and Safety Commission under section 11(2)(d) of the 1974 Act after the carrying out by the said Commission of consultations in accordance with section 50(3) of that Act, hereby makes the following Regulations: Citation and commencement 1. These Regulations may be cited as the Control of Asbestos at Work Regulations 2002 and shall come into force on 21st November 2002 except regulation 4 which shall come into force on 21st May 2004 and regulation 20 which shall come into force on 21st November 2004. Interpretation 2. - (1) In these Regulations -
(b) where exposure is to any other form of asbestos either alone or in mixtures including mixtures of chrysotile with any other form of asbestos, 48 fibre-hours per millilitre of air; or (c) where both types of exposure occur separately during the 12-week period concerned, a proportionate number of fibre-hours per millilitre of air;
(ii) 0.9 fibres per millilitre of air averaged over a continuous period of 10 minutes;
(b) for any other form of asbestos either alone or in mixtures including mixtures of chrysotile with any other form of asbestos -
(ii) 0.6 fibres per millilitre of air averaged over a continuous period of 10 minutes;
(2) For the purposes of these Regulations, except as specified in regulation 10(4), in determining whether an employee is exposed to asbestos or whether the extent of such exposure exceeds the action level or a relevant control limit, no account shall be taken of respiratory protective equipment which, for the time being, is being worn by that employee.
(b) under regulation 21 (health records and medical surveillance) shall not extend to persons who are not his employees.
(2) These Regulations shall apply to a self-employed person as they apply to an employer and an employee and as if that self-employed person were both an employer and an employee.
(b) the employer of persons who attend a ship in dock premises for the purpose of fighting a fire or in an emergency, in respect of any ship so attended,
and in this regulation, "ship" includes all vessels and hovercraft which operate on water or land and water, and "dock premises" means a dock, wharf, quay, jetty or other place at which ships load or unload goods or embark or disembark passengers, together with neighbouring land or water which is used or occupied, or intended to be used or occupied, for those or incidental activities, and any part of a ship when used for those or incidental activities.
(b) in relation to any part of non-domestic premises where there is no such contract or tenancy, every person who has, to any extent, control of that part of those non-domestic premises or any means of access thereto or egress therefrom,
and where there is more than one dutyholder, the relative contribution to be made by each such person in complying with the requirements of this regulation will be determined by the nature and extent of the maintenance and repair obligation owed by that person.
(b) the condition of any asbestos which is, or has been assumed to be, present in the premises shall be considered.
(5) Without prejudice to the generality of paragraph (4), the dutyholder shall ensure that -
(b) an inspection is made of those parts of the premises which are reasonably accessible.
(6) The dutyholder shall ensure that the assessment is reviewed forthwith if -
(b) there has been a significant change in the premises to which the assessment relates.
(7) The dutyholder shall ensure that the conclusions of the assessment and every review are recorded.
(b) a written plan identifying those parts of the premises concerned is prepared; and (c) the measures which are to be taken for managing the risk are specified in the written plan.
(9) The measures to be specified in the plan for managing the risk shall include adequate measures for -
(b) ensuring any asbestos or any such substance is properly maintained or where necessary safely removed; and (c) ensuring that information about the location and condition of any asbestos or any such substance is -
(ii) made available to the emergency services.
(10) The dutyholder shall ensure that -
(ii) there has been a significant change in the premises to which the plan relates;
(b) the measures specified in the plan are implemented; and
(11) In this regulation, a reference to -
(b) "the premises" is a reference to the non-domestic premises referred to in paragraph (1); and (c) "the plan" is a reference to the plan required by paragraph (8).
Identification of the type of asbestos
(b) he has assumed that the asbestos is not chrysotile alone and for the purposes of these Regulations has treated it accordingly.
Assessment of work which exposes employees to asbestos
(b) recorded the significant findings of that risk assessment as soon as is practicable after the risk assessment is made; and (c) implemented the steps referred to in sub-paragraph (a).
(2) Without prejudice to the generality of paragraph (1), the risk assessment shall -
(b) determine the nature and degree of exposure which may occur in the course of the work; (c) consider the effect of control measures which have been or will be taken in accordance with regulation 10; (d) consider the results of monitoring of exposure in accordance with regulation 18; (e) set out the steps to be taken to prevent that exposure or reduce it to the lowest level reasonably practicable; (f) consider the results of relevant medical surveillance; and (g) include such additional information as the employer may need in order to complete the risk assessment.
(3) The risk assessment shall be reviewed regularly and forthwith if -
(b) there is a significant change in the work to which the risk assessment relates; or (c) the results of any monitoring carried out pursuant to regulation 18 show it to be necessary,
and where, as a result of the review, changes to the risk assessment are required, those changes shall be made.
(b) for such time as,
the work to which the plan relates is being carried out.
(b) the location of the place where the work is to be carried out; (c) the methods to be applied where the work involves the handling of asbestos or materials containing asbestos; (d) the characteristics of the equipment to be used for -
(ii) protection of other persons on or near the worksite; and
(e) the measures which the employer intends to take in order to comply with the requirements of regulation 10.
(4) The employer shall ensure, so far as is reasonably practicable, that the work to which the plan of work relates is carried out in accordance with that plan.
(b) the work is work to which the Asbestos (Licensing) Regulations 1983[4] apply.
(2) An employer shall not carry out work to which this regulation applies for the first time unless he has notified the enforcing authority in writing of the particulars specified in Schedule 1 at least 14 days before commencing that work or before such shorter time as the enforcing authority may agree.
(ii) the risks to health from asbestos, (iii) the precautions which should be observed, and (iv) the relevant control limit and action level,
in order to safeguard themselves and other employees; and
(2) The information, instruction and training required by paragraph (1) shall be -
(b) adapted to take account of significant changes in the type of work carried out or methods of work used by the employer; and (c) provided in a manner appropriate to the nature and degree of exposure identified by the risk assessment.
Prevention or reduction of exposure to asbestos
(b) where it is not reasonably practicable to prevent such exposure -
(ii) ensure that the number of his employees who are exposed to asbestos is as low as is reasonably practicable.
(2) Without prejudice to the generality of paragraph (1), where employees may be exposed to asbestos in a manufacturing process or in the installation of a product, prevention of such exposure to asbestos shall be achieved, where it is practicable, by substituting for asbestos a substance which, under the conditions of its use, does not create a risk to the health of his employees or creates a lesser risk than that created by asbestos.
(b) the control of exposure at source, including adequate ventilation systems and appropriate organisational measures.
(4) Where, in pursuance of paragraph (1), it is not reasonably practicable to reduce the exposure of an employee to below the control limits which apply to that exposure, then, in addition to taking the measures required by that paragraph, the employer shall provide that employee with suitable respiratory protective equipment which will reduce the concentration of asbestos in the air inhaled by the employee (after taking into account the effect of that respiratory protective equipment) to a concentration which is as low as is reasonably practicable and in any event below those control limits.
(b) in the case of respiratory protective equipment, where no provision referred to in sub-paragraph (a) applies, be of a type approved or shall conform to a standard approved, in either case, by the Executive.
(6) Every employer shall take immediate steps to remedy the situation where the concentration of asbestos in air inhaled by any employee exceeds the relevant control limit.
(b) if he discovers a defect therein report it forthwith to his employer.
Maintenance of control measures etc.
(b) information on emergency arrangements, including -
(ii) specific hazards likely to arise at the time of an accident, incident or emergency,
is available; and
(2) The employer shall ensure that information on the procedure and systems required by paragraph (1)(a) and (c) and the information required by paragraph (1)(b) is -
(b) displayed at the workplace, if this is appropriate.
(3) Paragraph (1) shall not apply where -
(b) the measures taken by the employer to comply with the duty under regulation 10(1) are sufficient to control that risk.
(4) In the event of an accident, incident or emergency related to the unplanned release of asbestos at the workplace, the employer shall ensure that -
(ii) restore the situation to normal, and (iii) inform any person who may be affected; and
(b) only those persons who are responsible for the carrying out of repairs and other necessary work are permitted in the affected area and they are provided with -
(ii) any necessary specialised safety equipment and plant,
which shall be used until the situation is restored to normal.
Duty to prevent or reduce the spread of asbestos
(b) where such work has been completed, the premises, or those parts of the premises where the work was carried out, are thoroughly cleaned.
(2) Subject to paragraph (3), where a manufacturing process which gives rise to asbestos dust is carried out in a building, the employer shall ensure that any part of the building in which the process is carried out is -
(b) is equipped with an adequate and suitable vacuum cleaning system which shall, where reasonably practicable, be a fixed system.
(3) Paragraph (2)(a) shall not apply to a building in which, prior to 1 March 1988, there was carried out a process to which either -
(b) that regulation did not apply.
Designated areas
(b) a respirator zone, where the concentration of asbestos in that area would exceed or would be liable to exceed a relevant control limit.
(2) Asbestos areas and respirator zones shall be clearly and separately demarcated and identified by notices indicating -
(b) in the case of a respirator zone, that the exposure of an employee who enters it is liable to exceed a relevant control limit and, if it does, that respiratory protective equipment must be worn.
(3) The employer shall not permit any employee, other than an employee who by reason of his work is required to be in an area designated in accordance with paragraph (1), to enter or remain in any such area and only employees who are so permitted shall enter or remain in any such area.
(b) arrangements are made for such employees to eat or drink in some other place.
Air monitoring
(b) when a change occurs which may affect that exposure.
(2) Paragraph (1) shall not apply where -
(b) the employer is able to demonstrate by another method of evaluation that the requirements of regulation 10(1) have been complied with.
(3) The employer shall keep a suitable record of -
(b) where he decides that monitoring is not required because paragraph (2)(b) applies, the reason for that decision.
(4) The record required by paragraph (3), or a suitable summary thereof, shall be kept -
(b) in any other case, for at least 5 years,
from the date of the last entry made in it.
(b) provide the Executive with copies of such monitoring records as the Executive may require; and (c) if he ceases to trade, notify the Executive forthwith in writing and make available to the Executive all monitoring records kept by him.
Standards for air testing
(b) that record or a copy thereof is kept available in a suitable form for at least 40 years from the date of the last entry made in it.
(2) Every employer shall ensure that each of his employees who is exposed to asbestos is under adequate medical surveillance by a relevant doctor unless the exposure of that employee does not exceed the action level.
(b) periodic medical examinations at intervals of not more than 2 years or such shorter time as the relevant doctor may require while such exposure continues,
and each such medical examination shall include a specific examination of the chest.
(b) the date of the examination,
and the employer shall keep that certificate or a copy thereof for at least 40 years from the date on which it was issued.
(b) provide the Executive with copies of such personal health records as the Executive may require; and (c) if he ceases to trade, notify the Executive forthwith in writing and make available to the Executive all personal health records kept by him.
(9) Where, as a result of medical surveillance, an employee is found to have an identifiable disease or adverse health effect which is considered by a relevant doctor to be the result of exposure to asbestos at work the employer of that employee shall -
(b) review the risk assessment; (c) review any measure taken to comply with regulation 10, taking into account any advice given by a relevant doctor or by the Executive; (d) consider assigning the employee to alternative work where there is no risk of further exposure to asbestos, taking into account any advice given by a relevant doctor; and (e) provide for a review of the health of every other employee who has been similarly exposed, including a medical examination (which shall include a specific examination of the chest) where such an examination is recommended by a relevant doctor or by the Executive.
Washing and changing facilities
(b) where he is required to provide protective clothing, adequate facilities for the storage of -
(ii) personal clothing not worn during working hours; and
(c) where he is required to provide respiratory protective equipment, adequate facilities for the storage of that equipment.
(2) The facilities provided under paragraph (1) for the storage of -
(b) personal clothing not worn during working hours; and (c) respiratory protective equipment,
shall be separate from each other.
(b) received into or despatched from any place of work; or (c) distributed within any place of work, except in a totally enclosed distribution system,
unless it is in a sealed container clearly marked in accordance with paragraphs (2) and (3) showing that it contains asbestos.
(b) where the waste is conveyed by road in a road tanker or tank container in circumstances where the Carriage of Dangerous Goods by Road Regulations 1996[9] apply, in accordance with those Regulations; and (c) in any other case, in accordance with the provisions of Schedule 2.
Supply of products containing asbestos for use at work
(b) any other requirements imposed by or under any enactments which apply to the case,
it is satisfied that the health and safety of persons who are likely to be affected by the exemption will not be prejudiced in consequence of it.
(b) the Control of Asbestos at Work (Amendment) Regulations 1992[12]; and (c) the Control of Asbestos at Work (Amendment) Regulations 1998[13].
(2) After paragraph 4 of Schedule 2 to the Health and Safety (Enforcing Authority) Regulations 1998[14], insert the following paragraph -
(3) Any record or register required to be kept under any Regulations revoked by paragraph (1) shall, notwithstanding that revocation, be kept in the same manner and for the same period as specified in those Regulations as if these Regulations had not been made, except that the Executive may approve the keeping of records at a place or in a form other than at the place where, or in the form in which, records were required to be kept under the Regulations so revoked. The following particulars are to be included in a notification made in accordance with regulation 8(2), namely -
(b) a brief description of -
(ii) the maximum quantity of asbestos to be held at any one time on the premises at which the work is to take place, (iii) the activities or processes involved, and (iv) the products to be manufactured, where applicable; and
(c) the date of commencement of the work activity.
1. - (1) Subject to sub-paragraphs (2) and (3) of this paragraph, the label to be used on -
(b) asbestos waste, when required to be so labelled by regulation 23(3); and (c) products containing asbestos, including used protective clothing to which regulation 13(2) applies,
shall be in the form and in the colours of the following diagram and shall comply with the specifications set out in paragraphs 2 and 3. ![]() (3) Where the label is printed directly onto a product, a single colour contrasting with the background colour may be used. 2. The dimensions in millimetres of the label referred to in paragraph 1(1) shall be those shown on the diagram in that paragraph, except that larger measurements may be used, but in that case the dimension indicated as h on the diagram shall be 40% of the dimension indicated as H. 3. The label shall be clearly and indelibly printed so that the words in the lower half of the label can be easily read, and those words shall be printed in black or white. 4. - (1) Where a product containing asbestos may undergo processing or finishing it shall bear a label containing safety instructions appropriate to the particular product and in particular the following instructions -
(2) Additional safety information given on a label shall not detract from or contradict the safety information given in accordance with sub-paragraph (1).
(b) a tie-on label firmly attached to the product or its packaging, as the case may be; or (c) direct printing onto the product or its packaging, as the case may be.
(2) Where, in the case of an unpackaged product containing asbestos, it is not reasonably practicable to comply with the provisions of sub-paragraph (1) the label shall be printed on a suitable sheet accompanying the product. (This note is not part of the Regulations) 1. These Regulations re-enact, with modifications, the Control of Asbestos at Work Regulations 1987 (S.I. 1987/2115) ("the 1987 Regulations") as amended. The 1987 Regulations imposed requirements for the protection of employees who might be exposed to asbestos at work and of other persons who might be affected by such work and also imposed certain duties on employees concerning their own protection from such exposure. 2. The Regulations, with the exception of regulations 4, 5, 11, 12, 20 and 21(5) to (7), implement as respects Great Britain -
(b) Council Directive 83/477/EEC (OJ No L 263, 24.9.83, p.25) as amended by Council Directive 91/382/EEC (OJ No L 206, 29.7.91, p.16) on the protection of workers from the risks related to exposure to asbestos at work except insofar as this Directive was implemented by the Asbestos (Prohibitions) Regulations 1992 (S.I. 1992/3067) which prohibited asbestos spraying; (c) Council Directive 90/394/EEC (OJ No L 196, 26.7.90, p.38) on the protection of workers from the risks related to exposure to carcinogens at work (sixth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) insofar as it relates to asbestos; and (d) Council Directive 98/24/EC (OJ No L 131, 5.5.98, p.11) on the protection of the health and safety of workers from risks related to chemical agents at work (fourteenth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC) insofar as it relates to risks to health from exposure to asbestos.
3.
In addition to minor and drafting amendments, the Regulations make the following changes of substance -
(b) introduce a duty to manage asbestos in non-domestic premises. Persons with repair and maintenance responsibilities for the premises will need to ensure that asbestos-containing materials within those premises are properly managed, and that information about the location and condition of the materials is passed on to those likely to disturb them (regulation 4); (c) extend the matters to be considered when carrying out an assessment of the risk from exposure to asbestos and require the risk assessment to be reviewed when the results of monitoring show it to be necessary (regulation 6); (d) introduce a duty on the employer to prepare procedures, provide information and establish warning systems to deal with an emergency in the workplace related to the use of asbestos in a work process or the removal or repair of asbestos-containing materials (regulation 14). (e) provide that air monitoring must occur unless the exposure of an employee to asbestos is not likely to exceed the action level or the employer can demonstrate in another way that the requirements in regulation 10(1) have been complied with (regulation 18); (f) require any person analysing a material in order to determine whether it contains asbestos to comply with European Standard EN ISO/IEC 17025 (regulation 20); (g) extend the duties on employers with respect to health records and medical surveillance where an employee is found to have an identifiable disease or adverse health effect caused by exposure to asbestos at work (regulation 21); and (h) amend the Health and Safety (Enforcing Authority) Regulations 1998 (S.I. 1998/494) in order to clarify that the Executive will not be the enforcing authority solely because an area has been segregated in order to prevent the spread of asbestos (regulation 27).
4.
European Standard EN ISO/IEC 17025, "General requirements for the competence of testing and calibration laboratories" accepted by CEN/CENELEC on 6th December 1999 can be obtained from the British Standards Institution, BSI House, 389 Chiswick High Road, London W4 4AL. Notes: [1] 1974 c.37; sections 11(2), 15(1) and 50(3) were amended by the Employment Protection Act 1975 (c.71), Schedule 15, paragraphs 4, 6 and 16(3) respectively.back [2] OJ No. L 263, 24.9.83, p. 25.back [3] Reference number EN ISO/IEC 17025: 2000.back [4] S.I. 1983/1649, as amended by S.I. 1998/3233.back [7] S.I. 1969/690 - revoked by S.I. 1987/2115.back [8] S.I. 1996/2092, amended by S.I. 1998/2885, 1999/303, 2001/1426 and 2002/1689.back [9] S.I. 1996/2095, amended by S.I. 1998/2885 and 1999/303.back
ISBN 0 11 042918 4
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