Statutory Instrument 2001 No. 3649

      The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001

      © Crown Copyright 2001

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STATUTORY INSTRUMENTS

2001 No. 3649

FINANCIAL SERVICES AND MARKETS

The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001

  Made 9th November 2001 
  Laid before Parliament 9th November 2001 
  Coming into force in accordance with article 1


ARRANGEMENT OF ORDER


PART 1

introductory
1. Citation, commencement and transitional provisions
2. Interpretation
3. The principal repeals and revocations

PART 2

amendments to the companies legislation
Companies Act 1985 (c. 6)
4. Membership of holding company
5. Meaning of "offer to the public"
6. Purchase by company of its own shares: definition of "off-market" and "market" purchase
7. Duty of company as to issue of certificates
8. Disclosure of interests in shares: interests to be disclosed
9. Disclosure of interests in shares: interests to be disregarded
10. Disclosure of interests in shares: interpretation
11. Limitations on exemptions for small and medium-sized companies in relation to accounts etc.
12. Limitations on exemptions for small and medium-sized groups
13. Limitations on exemptions for dormant companies
14. Cases where exemptions not available
15. Summary financial statements by listed public companies
16. Meaning of "banking partnership"
17. Other distributions by investment companies
18. Realised profits of an insurance company with long term business
19. Exceptions to rules relating to substantial property transactions involving directors
20. Duty of company to notify recognised investment exchange of certain matters concerning directors notified to the company
21. Investigation of share dealing
22. Provision for security of information obtained
23. Punishment for destroying etc documents of an authorised insurance company
24. Disclosure of information by inspectors
25. Production of documents subject to consumer confidentiality
26. Companies to which section 460 applies
27. Application of section 720 to insurers
28. References to the Companies Acts in certain provisions to include references to the Financial Services and Markets Act 2000
29. Meaning of "offer to the public", "banking company", "insurance company" and "authorised insurance company"
30. Interpretation of the 1985 Act
31. Table of defined expressions
32. Form and content of company accounts
33. Disclosure of information: emoluments and other benefits of directors and others
34. Form and content of company accounts: small companies
35. Meaning of "deposit-taking business", "chief executive" and "manager"
36. Form and content of accounts of insurance companies and groups
37. Share dealing by directors etc.: supplementary provision
Companies Consolidation (Consequential Provisions) Act 1985 (c. 9)
38. Repeal of spent provisions
Company Directors Disqualification Act 1986 (c. 46)
39. Disqualification after investigation of company
The Companies (Northern Ireland) Order 1986 (S.I. 1986/1032 (NI 6))
40. Interpretation of the 1986 Order
41. Table of defined expressions
42. References to the Companies Orders in certain provisions to include references to the Financial Services and Markets Act 2000
43. Meaning of "offer to the public", "banking company", "insurance company" and "authorised insurance company"
44. Membership of holding company
45. Repeal of unnecessary provisions
46. Purchase by company of its own shares: definition of "off-market" and "market" purchase
47. Duty of company as to issue of certificates
48. Disclosure of interests in shares: interests to be disclosed
49. Disclosure of interests in shares: interests to be disregarded
50. Disclosure of interests in shares: interpretation
51. Limitations on exemptions for small and medium-sized companies in relation to accounts etc.
52. Limitations on exemptions for small and medium-sized groups
53. Limitations on exemptions for dormant companies
54. Cases where exemptions not available
55. Summary financial statements by listed public companies
56. Meaning of "banking partnership"
57. Other distributions by investment companies
58. Realised profits of an insurance company with long term business
59. Exceptions to rules relating to substantial property transactions involving directors
60. Duty of company to notify recognised investment exchange of certain matters concerning directors notified to the company
61. Investigation of share dealing
62. Provision for security of information obtained
63. Punishment for destruction etc. of company documents
64. Disclosure of information by inspectors
65. Production of documents subject to customer confidentiality
66. Companies to which Article 453 applies
67. Application of Article 669 to insurers
68. Form and content of company accounts
69. Disclosure of information: emoluments and other benefits of directors and others
70. Form and content of company accounts: small companies
71. Meaning of deposit-taking business, chief executive and manager
72. Form and content of accounts of insurance companies and groups
73. Share dealing by directors etc.: supplementary provision
The Companies Consolidation (Consequential Provisions) (Northern Ireland) Order 1986 (S.I. 1986/1035 (NI 9))
74. Revocation of spent provisions
Companies Act 1989 (c. 40)
75. Repeal of spent or unnecessary provisions
76. Requests for assistance by overseas regulatory authorities
77. Exceptions from restrictions on disclosure of information
78. Exercise of powers in relation to Northern Ireland
79. Change in default rules of recognised investment exchange and clearing house
80. Duty to report on completion of default proceedings
81. Power to give directions
82. Application to determine whether default proceedings to be taken
83. Application of certain provisions for purposes of Part 7
84. Application of Part 7 in relation to overseas investment exchanges and clearing houses
85. Power to make provision about certain charges other than market charges
86. Power to apply sections 177 to 180 to other cases
87. Indemnity for certain acts
88. Power of Treasury and Secretary of State to make further provision for purposes of Part 7
89. Definitions for purposes of Part 7
90. Transfer of securities
Companies (Northern Ireland) Order 1989 (S.I. 1989/2404 (NI 18))
91. Disqualification after investigation of company
Companies (No.2) (Northern Ireland) Order 1990 (SI. 1990/1504 (NI 10))
92. Repeal of spent or unnecessary provisions
93. Duty to report on completion of default proceedings
94. Power to give directions
95. Application to determine whether default proceedings to be taken
96. Application of Part 5 in relation to overseas investment exchanges and clearing houses
97. Power to make provision about certain charges other than market charges
98. Power to apply Articles 99 to 102 to other cases
99. Indemnity for certain acts
100. Power of Secretary of State to make further provision for purposes of Part 5
101. Definitions for purposes of Part 5

PART 3

enactments relating to pensions
Fire Services Act 1947 (c. 41)
102. Information in connection with firemen's pensions
Judicial Pensions Act (Northern Ireland) 1951 (c. 20)
103. Additional voluntary contributions
County Courts Act (Northern Ireland) 1959 (c. 25)
104. Additional voluntary contributions
Resident Magistrates' Pensions Act (Northern Ireland) 1960 (c. 2)
105. Additional voluntary contributions
Superannuation Act 1972 (c. 11)
106. Authorised providers in relation to superannuation schemes for civil servants etc.
107. Authorised providers in relation to superannuation schemes for teachers
108. Authorised providers in relation to superannuation schemes for persons engaged in health services, etc.
Police Pensions Act 1976 (c. 35)
109. Information in connection with police officers' pensions
Judicial Pensions Act 1981 (c. 20)
110. Voluntary contributions by members of judicial pension scheme
The Judicial Pensions (Northern Ireland) Order 1991 (S.I. 1991/2631 (NI 24))
111. Judicial pensions: transfer of accrued benefits
Judicial Pensions and Retirement Act 1993 (c. 8)
112. Voluntary contributions by persons to whom Part 1 of the Act applies
113. Retirement date for holders of judicial offices etc.: repeal of references to old tribunals
114. Judicial pensions: transfer of accrued benefits
115. Repeal of spent amendments
Pension Schemes Act 1993 (c. 48)
116. Discharge of guaranteed minimum pension secured by insurance policies or annuity contracts
117. Ways of giving effect to the protected rights: the pension and annuity requirements
118. Discharge of protected rights on winding up: insurance policies
119. Alteration of rules of appropriate schemes: permitted form of scheme
120. Entitlement to guaranteed minimum pensions: treatment of entitlements
121. Ways of taking rights to cash equivalent: members of occupational pension schemes
122. Cash equivalent: authorised purposes for transfer notice
123. Procedure on an investigation by the Pensions Ombudsman
124. Disclosure of information by the Secretary of State
125. Determination of questions by the Secretary of State
126. Interpretation of expressions relating to insurance
127. Interpretation: Financial Services Compensation Scheme
128. Consultation on regulations concerning pension business of friendly societies
Pension Schemes (Northern Ireland) Act 1993 (c. 49)
129. Discharge of guaranteed minimum pension secured by insurance policies or annuity contracts
130. Ways of giving effect to the protected rights: the pension and annuity requirements
131. Discharge of protected rights on winding up: insurance policies
132. Alteration of rules of appropriate schemes: permitted form of scheme
133. Ways of taking rights to cash equivalent: members of occupational pension schemes
134. Cash equivalent: authorised purposes for transfer notice
135. Procedure on an investigation by the Pensions Ombudsman
136. Disclosure of information by the Department
137. Interpretation of expressions relating to insurance
138. Consultation on regulations concerning pension business of friendly societies
Pensions Act 1995 (c. 26)
139. Occupational pension scheme under a trust: power of investment and delegation
140. Choice of investments by trustees of occupational pension scheme under a trust: meaning of "proper advice"
141. Restriction on employer-related investments
142. Advisers for occupational pension schemes
143. Receipts, record and payments: duties of pension trustees and others
144. Salary related occupational pension schemes: discharge of liabilities by insurance etc.
145. Borrowing power of Compensation Board
146. Disclosure of information by the Occupational Pensions Regulatory Authority
147. Disclosure of information to Compensation Board
148. Disclosure of information concerning public service pension schemes
149. Repeal of spent amendments by Pensions Act 1995 to other legislation
The Pensions (Northern Ireland) Order 1995 (S.I. 1995/3213 (NI 22))
150. Occupational pension scheme under a trust: power of investment and delegation
151. Choice of investments by trustees of occupational pension scheme under a trust: meaning of "proper advice"
152. Restriction on employer-related investments
153. Advisers for occupational pension schemes
154. Receipts, record and payments: duties of pension trustees and others
155. Disclosure of information by the Occupational Pensions Regulatory Authority
156. Disclosure of information to Compensation Board
157. Disclosure of information concerning public service pension schemes
158. Revocation of spent amendments by Pensions (Northern Ireland) Order 1995 to other legislation
Welfare Reform and Pensions Act 1999 (c. 30)
159. Pension credits: qualifying arrangements
The Welfare Reform and Pensions (Northern Ireland) Order 1999 (S.I. 1999/3147 (NI 11))
160. Pension credits: qualifying arrangements

PART 4

enactments relating to the bank of england
Bank of England Act 1998 (c. 140)
161. Power of Bank of England to require undertakings to provide information
162. Repeal of spent provisions relating to transfer of functions from the Bank to the Authority etc.
163. Cash ratio deposits
164. Restriction on disclosure of information

PART 5

amendments to the consumer credit act 1974 (c. 39)
165. Exempt agreements
166. Standard licences
167. Fitness of licensees
168. Conduct of Consumer Credit Act business
169. The register maintained under the Consumer Credit Act 1974
170. Enforcement of agreements made by unlicensed trader
171. Appeals to the Secretary of State
172. Conduct of business regulations
173. Enforcement of agreements made by unlicensed trader
174. Regulated agreements made on introductions by unlicensed credit brokers
175. Restriction on disclosure of information
176. Interpretation
177. Meaning of "consumer credit EEA firm"

PART 6

enactments relating to mutual societies

CHAPTER I

primary legislation
Superannuation and other Trust Funds (Validation) Act 1927 (c. 41)
178. Amendments consequential on dissolution of Registrar of Friendly Societies
Industrial and Provident Societies Act 1965 (c. 12)
179. Cancellation of registration of society
180. Advertising dissolution of society
181. Power to make regulations
182. Depositing of documents
Industrial and Provident Societies Act 1967 (c. 48)
183. References to regulations made by Treasury
Friendly and Industrial and Provident Societies Act 1968 (c. 55)
184. Power of societies to disapply obligation to appoint auditors
185. Interpretation
Friendly Societies Act 1974 (c. 46)
186. Power of societies to disapply obligation to appoint auditors
187. References to Chief Registrar etc.
188. Regulations with respect to registration and procedure
189. Advertising dissolution of society
190. Requirements for rules of registered societies
Credit Unions Act 1979 (c. 34)
191. General prohibition on deposit taking
192. Insurance against fraud or other dishonesty
193. Definition of "authorised bank"
Building Societies Act 1986 (c. 53)
194. Lending limit for building societies
195. Restrictions on powers of building societies
196. Transfers of business by building society to company
197. Financial institution becoming subsidiary of building society
198. Definition of "institution" and "deposit"
199. Repeal of unnecessary provisions
200. Application of companies insolvency legislation to building societies
Friendly Societies Act 1992 (c. 40)
201. Transfers of engagements
202. Law applicable to contracts of insurance
203. Miscellaneous amendments
204. Form of documents
205. Interpretation of the Friendly Societies Act 1992
206. Transfer of engagements: margin of solvency
207. Transfer of engagements: general business
208. Transfer of engagements: long term business
209. Transfer of engagements: interpretation

CHAPTER II

subordinate legislation
Enactments relating to friendly societies
210. Revocation of redundant provisions.
211. Revocation of references to dissolved bodies, repealed legislation etc.
Enactments relating to building societies
212. Revocation of redundant provisions
213. Revocation or amendment of references to dissolved bodies, repealed legislation etc.
214. Building Societies (Deferred Shares) Order 1991
Enactments relating to industrial and provident societies and credit unions
215. Revocation of redundant provisions

PART 7

enactments relating to scotland

CHAPTER I

primary legislation
Agricultural Credits (Scotland) Act 1929 (19&20 Geo. V c. 13)
216. Repeal of redundant provision
217. Definition of "Bank"
Local Government (Scotland) Act 1973 (c. 65)
218. Meaning of "securities"
219. Contracts deemed to be insurance policies
220. Meaning of "securities"
National Health Service (Scotland) Act 1978 (c. 29)
221. Financial Services and Markets Act 2000 disapplied to certain health service schemes
Solicitors (Scotland) Act 1980 (c. 46)
222. Specification of banks where solicitors may keep accounts
223. Meaning of "authorised insurer"
Bankruptcy (Scotland) Act 1985 (c. 66)
224. Petitions for sequestration under Financial Services and Markets Act 2000
225. Meaning of "appropriate bank or institution"
Housing (Scotland) Act 1987 (c. 26)
226. Definition of "bank"
227. Local authority indemnity for building societies: consultation requirements
Criminal Justice (Scotland) Act 1987 (c. 41)
228. Competent authorities for receipt of information
Self-Governing Schools etc. (Scotland) Act 1989 (c. 39)
229. Specification of banks and investments
Enterprise and New Towns (Scotland) Act 1990 (c. 35)
230. Exclusion from financial promotion restriction
Law Reform (Miscellaneous Provisions) (Scotland) Act 1990 (c. 40)
231. Definition of "relevant institution"
232. Definition of "recognised financial institution"
233. Meaning of "executry services"
Criminal Law (Consolidation) (Scotland) Act 1995 (c. 39)
234. Competent authorities for the receipt of information
Adults with Incapacity (Scotland) Act 2000 (asp 4)
235. Persons capable of giving "proper advice"

CHAPTER II

secondary legislation
The Banking Appeal Tribunal (Scottish Appeals)
236. Revocation of instruments made under the Banking Act 1987
The Local Government Superannuation(Scotland) Regulations 1987 (S.I. 1987/1850)
237. Actionable loss arising from pension mis-selling
238. Use and investment of superannuation funds' moneys
The Teachers' Superannuation (Scotland) Regulations 1992 (S.I. 1992/280)
239. Meaning of "reference banks"
The Brechin and Bridge of Dun Light Railway Order 1992 (S.I. 1992/1267)
240. Meaning of "insurer"
The Non-Domestic Rating (Payment of Interest) (Scotland) Regulations 1992 (S.I. 1992/2184 S.218)
241. Definition of "reference banks"
The Registered Housing Associations (Accounting Requirements) (Scotland) Order 1993 (S.I. 1993/487 (S. 52))
242. Meaning of "listed investment"
The Criminal Justice (Scotland) Act 1987 (Crown Servants and Regulators etc.) Regulations 1994 (S.I. 1994/1808) (S.80)
243. Exemption from obligation to disclose knowledge or suspicion of money laundering
The National Health Service Superannuation Scheme (Scotland) Regulations 1995 (S.I. 1995/365)
244. Actionable loss arising from pension mis-selling
The Charities (Dormant Accounts) (Scotland) Regulations 1995 (S.I. 1995/2056)
245. Prescribed "relevant institutions"
The Acquisition of Land (Rate of Interest after Entry) (Scotland) Regulations 1995 (S.I. 1995/2791) (S. 206)
246. Definition of reference banks
The Teachers' Superannuation (Additional Voluntary Contributions) (Scotland) Regulations 1995 (S.I. 1995/2814)
247. Meaning of "insurer"
The Fossil Fuel Levy (Scotland) Regulations 1996 (S.I. 1996/293)
248. Investment of sums collected
The Independent Qualified Conveyancers (Scotland) Regulations 1997 (S.I. 1997/316) (S.20)
249. Meaning of "banks" and "recognised financial institution"
The Executry Practitioners (Scotland) Regulations 1997 (S.I. 1997/317) (S.21))
250. Meaning of "bank" and "recognised financial institution"
The Local Government Pension Scheme (Scotland) Regulations 1998 (S.I. 1998/366)
251. Meaning of "authorised insurer" and "relevant institution"
252. Actionable loss arising from pensions mis-selling
253. Appropriate annuity contracts etc.
254. Definition of terms
The National Health Service Superannuation Scheme (Scotland) (Additional Voluntary Contributions) Regulations 1998 (S.I. 1998/1451) (S.75)
255. Meaning of "insurance company"
The Local Government Pension Scheme (Management and Investment of Funds) (Scotland) Regulations 1998 (S.I. 1998/2888)(S.168)
256. Definitions of terms
257. Meaning of "investment"
258. Meaning of "investment manager"
259. Limits on investments and other definitions
The Registered Housing Associations (Accounting Requirements) (Scotland) Order 1999 (S.I. 1999/1073)
260. Listed investments shown on balance sheet
The Scotland Act 1998 (Transitory and Transitional Provisions) (Scottish Parliamentary Pension Scheme) Order 1999 (S.I. 1999/1082)
261. Additional voluntary contributions
The Scotland Act 1998 (Functions Exercisable in or as Regards Scotland) Order 1999 (S.I. 1999/1748)
262. Revocation of redundant provision
The European Communities (Lawyer's Practice) (Scotland) Regulations 2000 (S.I. 2000/121)
263. Application of Part 20 of the Financial Services and Markets Act 2000 to European lawyers

PART 8

miscellaneous amendments to primary legislation
Lloyd's Act 1871 (c. 21)
264. Functions to be exercised by the Authority
Bankers' Books Evidence Act 1879 (c. 11)
265. Meaning of "bank" etc.
266. Meaning of "legal proceedings"
Agricultural Credits Act 1928 (c. 43)
267. Agricultural charges on farming stock and assets
Trustee Investments Act 1961 (c. 62)
268. Power of Treasury to give directions in relation to local authority investment schemes
269. Manner of investment
Stock Transfer Act 1963 (c. 18)
270. Registered securities to which section 1 of the Act applies
271. Meaning of "securities": units of a collective investment scheme
Stock Transfer Act (Northern Ireland) 1963 (c. 24)
272. Registered securities to which section 1 of the Act applies
273. Meaning of "securities": units of a collective investment scheme
Parliamentary Commissioner Act 1967 (c. 13)
274. Bodies no longer subject to investigation
275. Functions of administrative staff of certain tribunals subject to investigation by Commissioner
Local Authorities' Mutual Investment Trust Act 1968(c. 25)
276. Meaning of "securities"
277. Interpretation
Theft Act 1968 (c. 60)
278. Obtaining a money transfer by deception: interpretation
Theft Act (Northern Ireland) 1969 (c. 16)
279. Obtaining a money transfer by deception: interpretation
Employers' Liability (Compulsory Insurance) Act 1969(c. 57)
280. Insurance against liability for employees: meaning of authorised insurer
Local Government Act 1972 (c. 70)
281. Restrictions on voting: interpretation
282. Insurance by local authorities against accidents to members
283. Insurance against accidents to voluntary assistants
Fair Trading Act 1973 (c. 41)
284. Exclusions from Part 11 of the Fair Trading Act 1973
285. Restrictions on disclosure of information
Solicitors Act 1974 (c. 47)
286. Meaning of "authorised insurer"
House of Commons Disqualification Act 1975 (c. 24)
287. Repeal of spent disqualifications
Northern Ireland Assembly Disqualification Act 1975 (c. 25)
288. Repeal of spent disqualifications
Stock Exchange (Completion of Bargains) Act 1976 (c. 47)
289. Acquisition and disposal of securities by trustees etc
Supreme Court Act 1981 (c. 54)
290. Attachment of debts
291. Administrative expenses of garnishees and others
Betting and Gaming Duties Act 1981 (c. 63)
292. Saving of section 63 of the FS Act 1986
Duchy of Cornwall Management Act 1982 (c. 47)
293. Bank accounts in the name of the Duchy
County Courts Act 1984 (c. 28)
294. Attachment of debts
295. Administrative expenses of garnishees and others
296. Meaning of "deposit-taking institution"
Trustee Savings Banks Act 1985 (c. 58)
297. Transferees to be treated as included within certain categories of institution
Administration of Justice Act 1985 (c. 61)
298. Meaning of "authorised insurer"
Housing Act 1985 (c.68)
299. Lending institutions and savings institutions
300. Interpretation of the 1985 Act
Housing Associations Act 1985 (c. 69)
301. Agreements to indemnify certain lenders in England and Wales: consultation requirements
302. Agreements to indemnify certain lenders in Scotland: consultation requirements
Insolvency Act 1986 (c. 45)
303. Further meaning of inability to pay debts where the company is a deposit taker
304. Limitation on power to make administration order
305. Petition for winding-up by Secretary of State
306. Winding-up on petition of the Authority: partnerships
307. Power to apply Parts 1 to 7 to former authorised institutions
Criminal Justice Act 1987 (c. 38)
308. Restriction on disclosure of information by members of Serious Fraud Office
Consumer Protection Act 1987 (c. 43)
309. Exclusion of offences under section 397 of the Financial Services and Markets Act 2000
310. Repeal of unnecessary provisions
Access to Medical Reports Act 1988 (c. 28)
311. Access to medical reports: "insurance purposes"
Road Traffic Act 1988 (c. 5)
312. Notification of refusal of insurance on health grounds
313. Requirements with respect to policies of insurance
314. Defined expressions: "authorised insurer"
Water Act 1989 (c. 15)
315. Listing particulars of nominated holding companies
316. Restriction on disclosure of information
Law of Property (Miscellaneous Provisions) Act 1989 (c. 34)
317. Contracts to which section 2 of the 1989 Act does not apply
Local Government and Housing Act 1989 (c. 42)
318. Borrowing powers of local authorities
National Health Service and Community Care Act 1990 (c. 19)
319. Schemes for meeting losses and liabilities of certain health service bodies
Contracts (Applicable Law) Act 1990 (c. 36)
320. Law applicable to contracts of insurance
Courts and Legal Services Act 1990 (c. 41)
321. Authorisation of conveyancing practitioners
322. Investigation of conveyancing practitioners
323. Exceptions from restrictions on disclosure of information by the Authorised Conveyancing Practitioners Board
324. Board's power of intervention
325. Preparation of papers for probate
326. Judicial pensions: transfer of accrued benefits
327. Foreign lawyers: authorisation under Financial Services Act 1986
Water Industry Act 1991 (c. 56)
328. Restriction on disclosure of information
Water Resources Act 1991 (c. 57)
329. Restriction on disclosure of information
Social Security Administration Act 1992 (c. 5)
330. Meaning of "qualifying lender"
Local Government Act 1992 (c. 19)
331. Repeal of spent provision
Trade Unions and Labour Relations (Consolidation) Act 1992 (c. 52)
332. Application of section 99 of Friendly Societies Act 1992 to trade unions
333. Application of section 19 to employers' associations
Tribunals and Inquiries Act 1992 (c. 53)
334. Concurrence required for removal of members of certain tribunals
335. Consultation on tribunal rules
336. Removal of unnecessary right of appeal
337. Power to amend or repeal certain provisions
338. Removal of references to old tribunals
Charities Act 1993 (c. 10)
339. Power to give directions about dormant bank accounts of charities
Criminal Justice Act 1993 (c. 36)
340. Penalties under implementing regulations
341. Insider dealing: special defences
342. Repeal of spent provisions
Railways Act 1993 (c. 43)
343. Restriction on disclosure of information
344. Definition of "securities"
Finance Act 1994 (c. 9)
345. Insurance Premium Tax: Tax representatives
346. Insurance Premium Tax: Contracts that are not taxable
Value Added Tax Act 1994 (c. 23)
347. Supplies exempt from Value Added Tax - Insurance
348. Supplies exempt from Value Added Tax - Finance
Police Act 1996 (c. 16)
349. Determination of status of particular bodies
Damages Act 1996 (c. 48)
350. Enhanced protection for structured settlement annuitants
Housing Act 1996 (c. 52)
351. Registration of social landlords
352. Removal of social landlord from register
353. Appeal against decision in relation to register of social landlords
354. Notice of agreed proposals where registered social landlord insolvent
355. Transfer of engagements of registered social landlord
356. Removal of definition of "appropriate registrar"
357. Regulation of registered social landlords
Social Security (Recovery of Benefits) Act 1997 (c. 27)
358. Payments by insurers
Local Government and Rating Act 1997 (c. 29)
359. Repeal of spent provision
Scotland Act 1998 (c. 46)
360. Functions of the Accountant in Bankruptcy
Terrorism Act 2000 (c. 11)
361. Meaning of "financial institution"
Postal Services Act 2000 (c. 26)
362. Meaning of "bank"
Utilities Act 2000 (c. 27)
363. Restriction on disclosure of information
Criminal Justice and Police Act 2001 (c. 16)
364. Repeal of unnecessary provisions

PART 9

amendments to secondary legislation
The Superannuation and Other Trust Funds (Qualifications of Actuaries) Regulations 1968 (S.I. 1968/1480)
365. Revocation of the 1968 Regulations
The British Transport (Alteration of Pension Schemes) Order 1969 (S.I. 1969/1858)
366. Additional powers of investment
The Employers' Liability (Defective Equipment and Compulsory Insurance) (Northern Ireland) Order 1972 (S.I. 1972/963 (N.I.6))
367. Insurance against liability for employees: meaning of authorised insurer
The Local Authority (Stocks and Bonds) Regulations 1974 (S.I. 1974/519)
368. Interpretation of the 1974 Regulations
The Superannuation and Other Trust Funds (Fees) Regulations 1976 (S.I. 1976/354)
369. Revocation of the 1976 Regulations
The National Savings Stock Register Regulations 1976 (S.I. 1976/2012)
370. Minors
The Stock Exchange (Completion of Bargains) (Northern Ireland) Order 1977 (S.I. 1977/1254 (N.I. 21))
371. Acquisition and disposal of securities by trustees etc.
The British Railways (Winding Up of Closed Pension Funds) Order 1978 (S.I. 1978/1358)
372. Interpretation of the 1978 Order: "insurer"
The Road Traffic (Northern Ireland) Order 1981 (S.I. 1981/154 (N.I.1))
373. Notification of refusal of insurance on health grounds
374. Requirements with respect to policies of insurance
The Consumer Credit (Agreements) Regulations 1983 (S.I. 1983/1553)
375. Interpretation of the 1983 Regulations: "contract of insurance"
The Consumer Credit (Linked Transactions) (Exemptions) Regulations 1983 (S.I. 1983/1560)
376. Interpretation of the 1983 Regulations: "contract of insurance" and "deposit"
The Insolvency Rules 1986 (S.I. 1986/1925)
377. Authorised deposit-takers and former authorised deposit-takers
378. The Scheme Manager of the Financial Services Compensation Scheme
379. Additional creditor members
380. Debts not provable unless all other claims have been paid in full
381. Interpretation of "deposit-taker"
The Police Pensions Regulations 1987 (S.I. 1987/257)
382. Mis-sold pensions
The Personal Pension Schemes (Disclosure of Information) Regulations 1987 (S.I. 1987/1110)
383. Information about the scheme: illustrative estimates of cash equivalents
The Consumer Protection (Northern Ireland) Order 1987 (S.I. 1987/2049 (N.I. 20))
384. Exclusion of offences under section 397 of the Financial Services and Markets Act 2000
385. Repeal of unnecessary provisions
The Consumer Protection (Cancellation of Contracts Concluded Away From Business Premises) Regulations 1987 (S.I. 1987/2117)
386. Excepted contracts
The Insurance Companies (Assistance) Regulations 1987 (S.I. 1987/2130)
387. Revocation of the 1987 Regulations
The Department of Trade and Industry (Fees) Order 1988 (S.I. 1988/93)
388. Fees in relation to insurance
The Social Security (Payments on Account, Overpayments and Recovery) Regulations 1988 (S.I. 1988/644)
389. Conversion of payments by an authorised institution
The Control of Misleading Advertisements Regulations 1988 (S.I. 1988/915)
390. Exception of communications by authorised persons or appointed representatives
The Service Charge Contributions (Authorised Investments) Order 1988 (S.I. 1988/1284)
391. Investment of sums standing to the credit of any trust fund
The Consumer Protection (Code of Practice for Traders on Price Indications) Approval Order 1988 (S.I. 1988/2078)
392. Definition of services and facilities: investment business
The Personal Pension Scheme (Compensation) Regulations 1988 (S.I. 1988/2238)
393. Interpretation of the 1988 Regulations
394. Meaning of "liable schemes"
395. Securing of liability for protected rights: prescribed requirements
The Consumer Credit (Exempt Agreements) Order 1989 (S.I. 1989/869)
396. Exemption where the creditor is an authorised deposit taker
The Consumer Credit (Advertisements) Order 1989 (S.I. 1989/1125)
397. Interpretation of the 1989 Regulations
The Banks (Administration Proceedings) Order 1989 (S.I. 1989/1276)
398. Application of Part II of the Insolvency Act 1986 to former authorised institutions
The Financial Services (Authorised Unit Trust Scheme) (Certificate of Compliance) Regulations 1989 (S.I. 1989/1535)
399. Revocation of the 1989 Regulations
The Insolvency (Northern Ireland) Order 1989 (S.I. 1989/2405 (N.I. 19))
400. Further meaning of inability to pay debts where the company is a deposit taker
401. Limitation on power to make an administration order
402. Petition for winding-up by the Department
403. Power to apply Parts 2 to 7 to former authorised institutions
The Fossil Fuel Regulations 1990 (S.I. 1990/266)
404. Investment of sums collected
The Local Authorities (Capital Finance) (Approved Investments) Regulations 1990(S.I. 1990/426)
405. Interpretation of the 1990 Regulations
406. Investments approved for the purposes of Part IV of the Local Government and Housing Act 1989
The Local Authorities (Borrowing) Regulations 1990 (S.I. 1990/767)
407. Loan instruments issued by local authorities
The Insurance Companies (Legal Expenses Insurance) Regulations 1990 (S.I. 1990/1159)
408. Interpretation of the 1990 Regulations
409. Revocation of spent provision
410. Enforcement of the 1990 Regulations
The Insurance Companies (Amendment) Regulations 1990 (S.I. 1990/1333)
411. Revocation of the 1990 Regulations
The Non-Domestic Rating (Payment of Interest) Regulations 1990 (S.I. 1990/1904)
412. Meaning of "the reference banks"
The Health and Personal Social Services (Northern Ireland) Order 1991 (S.I. 1991/194(N.I. 1))
413. Schemes for meeting losses and liabilities of certain health service bodies
The Banks (Administration Proceedings) Order (Northern Ireland) 1991 (S.R. (NI) 1991/295)
414. Application of Part III of the Insolvency (Northern Ireland) Order 1989 to former authorised institutions
The Financial Markets and Insolvency Regulations 1991 (S.I. 1991/880)
415. Meaning of "relevant investment"
The Access to Personal Files and Medical Reports (Northern Ireland) Order 1991 (S.I. 1991/1707 (N.I. 14))
416. Access to medical reports: "insurance purposes"
The Bank Accounts Directive (Miscellaneous Banks) Regulations 1991 (S.I. 1991/2704)
417. Accounting requirements for authorised deposit takers not required to prepare accounts under Part VII of the Companies Act 1985
The Registered Foreign Lawyers Order 1991 (S.I. 1991/2831)
418. Revocation of spent provision
The Opencast Coal (Rate of Interest on Compensation) Order 1992 (S.I. 1992/46)
419. Meaning of "the reference banks"
The Firemen's Pension Scheme Order 1992 (S.I. 1992/129)
420. Actionable contravention giving rise to loss
The Serbia and Montenegro (United Nations Sanctions) Order 1992 (S.I. 1992/1302)
421. Assets of Serbia and Montenegro: definition of "investments"
The Serbia and Montenegro (United Nations Sanctions) (Dependent Territories) Order 1992 (S.I. 1992/1303)
422. Assets of Serbia and Montenegro: definition of "investments"
The Serbia and Montenegro (United Nations Sanctions) (Channel Islands) Order 1992 (S.I. 1992/1308)
423. Assets of Serbia and Montenegro: definition of "investments"
The Child Support (Arrears, Interest and Adjustment of Maintenance Assessments) Regulations 1992 (S.I. 1992/1816)
424. Meaning of "the reference banks"
The Local Government Superannuation (National Rivers Authority) Regulations 1992 (S.I. 1992/1991)
425. Meaning of "the reference banks"
The Education (London Residuary Body) (Transfer of Functions and Property) (No. 2) Order 1992 (S.I. 1992/2257)
426. Meaning of "the reference banks"
The Local Authorities (Funds) (England) Regulations 1992 (S.I. 1992/2428)
427. Meaning of "the reference banks"
428. Prescribed investments
The Levying Bodies (General) Regulations 1992 (S.I. 1992/2903)
429. Meaning of "the reference banks"
The Local Authorities (Funds) (Wales) Regulations 1992 (S.I. 1992/2929)
430. Meaning of "the reference banks"
431. Prescribed investments
The Value Added Tax (Cars) Order 1992 (S.I. 1992/3122)
432. Interpretation of the 1992 Order
The Insurance Companies (Amendment) Regulations 1993 (S.I. 1993/174)
433. Revocation of the 1993 Regulations
The Iraq (United Nations) (Sequestration of Assets) Order 1993 (S.I. 1993/1244)
434. Interpretation of the 1993 Order
435. Winding up of an authorised deposit taker or former authorised institution
The Insurance Companies (Cancellation) Regulations 1993 (S.I. 1993/1327)
436. Revocation of the 1993 Regulations
The Financial Services (Disclosure of Information) (Designated Authorities) (No. 7) Order 1993 (S.I. 1993/1826)
437. Revocation of unnecessary provision
The Money Laundering Regulations 1993 (S.I. 1993/1933)
438. Interpretation of the 1993 Regulations
439. Meaning of "relevant financial business"
440. Accounts with deposit takers which constitute evidence of identity
441. Responsibility of principal for record-keeping by appointed representative
442. Meaning of references to "supervisory authorities" in the 1993 Regulations
443. Persons who must disclose information indicating engagement in money laundering
The Libya (United Nations Sanctions) Order 1993 (S.I. 1993/2807)
444. Interpretation of article 12: assets of Libya
The Libya (United Nations Sanctions) (Dependent Territories) Order 1993 (S.I. 1993/2808)
445. Interpretation of article 12: assets of Libya
The Libya (United Nations Sanctions) (Channel Islands) Order 1993 (S.I. 1993/2811)
446. Interpretation of article 12: assets of Libya
The Libya (United Nations Sanctions) (Isle of Man) Order 1993 (S.I. 1993/2812)
447. Interpretation of article 12: assets of Libya
The Credit Unions (Authorised Investments) Order 1993 (S.I. 1993/3100)
448. Interpretation of the Schedule to the 1993 Order
The Insurance Companies (Switzerland) Regulations 1993 (S.I. 1993/3127)
449. Revocation of the 1993 Regulations
The Insurance Accounts Directive (Miscellaneous Insurance Undertakings) Regulations 1993 (S.I. 1993/3245)
450. Interpretation of the 1993 Regulations: qualifying bodies
The Parliamentary Pensions (Additional Voluntary Contributions Scheme) Regulations 1993 (S.I. 1993/3252)
451. Investment of additional voluntary contributions
452. Persons from whom pensions must be purchased
The Traded Securities (Disclosure) Regulations 1994 (S.I. 1994/188)
453. Interpretation of the 1994 Regulations
454.