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Whereas this Order is made only for purposes corresponding to those 1999 c. of the Welfare Reform and Pensions Act 1999: Now, therefore, Her Majesty, in exercise of the powers conferred by paragraph 1 of Schedule 1 to theNorthern Ireland Act 1974 (as modified by section 87 of the said Act of 1999) and of all other powers enabling Her in that behalf, is pleased, by and with the advice of Her Privy Council, to order, and it is hereby ordered, as follows: - Title and commencement 1. - (1) This Order may be cited as the Welfare Reform and Pensions (Northern Ireland) Order 1999. (2) Subject to the following provisions of this Article, this Order shall come into operation on such day or days as the Department may by order appoint. (3) The following provisions shall come into operation on such day or days as the Lord Chancellor may by order appoint -
(b) Article 74(1) so far as relating to paragraphs 1 to 3 and 52 of Schedule 9; (c) Article 75(3) and (4); and (d) Article 76 so far as relating to the entries in Part II of Schedule 10.
(4) The following provisions come into operation on the seventh day after the day on which this Order is made -
(b) Articles 49, 54, 55, 57, 65 and 68; (c) Article 67 so far as relating to Part V of Schedule 8; (d) Article 69; (e) Articles 70 to 73; (f) Article 74(1) so far as relating to paragraphs 55 to 59 and 61 of Schedule 9; (g) Article 74(2) to (4); (h) Article 75(1), (2), (5) and (6).
(5) The following provisions come into operation on the seventh day after the day on which this Order is made, but for the purpose only of the exercise of any power to make regulations -
(b) Articles 56 and 58; (c) Article 67 so far as relating to paragraph 22 of Schedule 8.
Interpretation
(3) In this Order, except Articles 1, 74(2) and (3) and 75(1) and (5), and in any statutory provision amended by this Order, references to the coming into operation of any provision of this Order are to its coming into operation otherwise than for the purpose of authorising the making of regulations. Meaning of "stakeholder pension scheme" 3. - (1) A pension scheme is a stakeholder pension scheme for the purposes of this Part if it is registered as such a scheme under Article 4 and each of the following is fulfilled, namely -
(b) such other conditions as may be prescribed.
(2) The first condition is that the scheme is established under a trust or in such other way as may be prescribed.
(b) any income or capital gain arising from the investment of such a payment; or (c) the value of rights under the scheme,
may be used to defray the administrative expenses of the scheme, to pay commission or in any other way which does not result in the provision of benefits for or in respect of members.
(b) contracts and schemes approved under Chapter III of Part XIV of theIncome and Corporation Taxes Act 1988 (retirement annuity contracts); (c) annuities and insurance policies purchased or transferred for the purpose of giving effect to rights under pension schemes; and (d) annuities purchased or entered into for the purpose of discharging liability in respect of pension credits under Article 26(1)(b) or under section 29(1)(b) of the Welfare Reform Act.
(9) The eighth condition is that the scheme has such exemption or approval as is mentioned in paragraph (8).
(b) declare that each of the following is fulfilled in relation to the scheme, namely -
(ii) such other conditions as may be prescribed under paragraph (1) of that Article.
(3) Where the Authority are satisfied on reasonable grounds that any of those conditions is not fulfilled in relation to a pension scheme, the Authority may -
(b) where the scheme is registered under this Article, remove it from the register.
(4) Article 3 (prohibition orders) and Article 10 (civil penalties) of the Pensions Order apply to any trustee of a pension scheme which is or has been registered under this Article, and Article 10 of that Order applies to any person prescribed in relation to such a scheme, if -
(b) where the scheme was registered on his application, any of those conditions was not fulfilled in relation to the scheme at the time of the application.
(5) Any person who, in applying for registration of a pension scheme under this Article, knowingly or recklessly provides the Authority with information which is false or misleading in a material particular shall be liable -
(b) on conviction on indictment, to imprisonment or a fine or both.
(6) The Department may by regulations make provision -
(b) for copies of the register, or of extracts from it, to be supplied to,
such persons, in such manner, at such times, on payment of such fees, and subject to such other terms and conditions, as may be prescribed.
(3) The second requirement is that the employer shall supply his relevant employees with -
(b) such other information as may be prescribed.
(4) The third requirement is that the employer shall allow representatives of the designated scheme or schemes reasonable access to his relevant employees for the purpose of supplying them with information about the scheme or schemes.
(b) pay them to the trustees or managers of the scheme or, if regulations so provide, to a prescribed person.
(6) The fifth requirement is that the employer shall, if any scheme designated by him for the purposes of paragraph (2) ceases to be registered under Article 4, withdraw his designation of the scheme (but this requirement is not to be taken as implying that he cannot withdraw his designation of a scheme in other circumstances).
(ii) ascertaining the persons to whom it offers membership, or (iii) enabling him to comply with paragraph (3), or
(b) in particular, to investigate or monitor, or make any judgment as to, the past, present or future performance of the scheme.
(9) In this Article -
(b) if regulations so provide, any other stakeholder pension scheme;
(b) whose earnings fall below the lower earnings limit as defined in section 176 of the Pension Schemes Act; or (c) who are of such other description as may be prescribed.
Obtaining information with respect to compliance with Article 5 and corresponding legislation in Great Britain
(b) section 3 of the Welfare Reform Act,
must, if required to do so by the Authority by notice in writing, produce any document which is so relevant.
(b) may require any person on the premises to produce, or secure the production of, any document relevant to compliance with those requirements for his inspection, and (c) may, as to any matter relevant to compliance with those requirements, examine, or require to be examined, either alone or in the presence of another person, any person on the premises whom he has reasonable cause to believe to be able to give information relevant to that matter.
(2) Premises are liable to inspection for the purposes of this Article if the inspector has reasonable grounds to believe that -
(b) documents relevant to the administration of the employer's business are being kept there, or (c) the administration of the employer's business, or work connected with that administration, is being carried out there,
unless the premises are a private dwelling-house not used by, or by permission of, the occupier for the purposes of a trade or business.
(2) The Department may by regulations make provision for a stakeholder pension scheme which -
(b) would (apart from the regulations) be an occupational pension scheme,
to be treated for all purposes, or for such purposes as may be prescribed, as if it were a personal pension scheme and not an occupational pension scheme. Monitoring of employers' payments to personal pension schemes 10. In Part VI of the Pension Schemes Act (further requirements for protection of scheme members), after section 107 there shall be inserted -
107A. - (1) This section applies where -
(b) direct payment arrangements exist between the employee and his employer.
(2) In this section "direct payment arrangements" means arrangements under which contributions fall to be paid by or on behalf of the employer towards the scheme -
(b) on behalf of the employee out of deductions from the employee's earnings.
(3) The employer must secure that there is prepared, maintained and from time to time revised a record of the direct payment arrangements which complies with subsection (4).
(b) satisfy prescribed requirements.
(5) The employer must, within the prescribed period after the preparation or any revision of the record, send a copy of the record or (as the case may be) of the revised record to the trustees or managers of the scheme.
(b) a contribution payable under the direct payment arrangements is not paid to the trustees or managers of the scheme on or before its due date,
(9) If subsection (6) or (7) is not complied with, Article 10 of the Pensions (Northern Ireland) Order 1995 applies to any trustee or manager of the scheme who has failed to take all such steps as are reasonable to secure compliance.
(b) the scheme -
(ii) is or has been registered under Article 4 of the Welfare Reform and Pensions (Northern Ireland) Order 1999 (stakeholder schemes),
Article 3 of the Pensions (Northern Ireland) Order 1995 (power of the Regulatory Authority to remove trustees) applies to any trustee of the scheme who has failed to take all such steps as are reasonable to secure compliance.
(11) A person shall not be required by virtue of subsection (8)(b) to pay a penalty under Article 10 of the Pensions (Northern Ireland) Order 1995 in respect of a failure if in respect of that failure he has been -
(b) convicted of an offence under subsection (12).
(12) A person is guilty of an offence if he is knowingly concerned in the fraudulent evasion of the direct payment arrangements so far as they are arrangements for the payment by him or any other person of any such contribution towards the scheme as is mentioned in subsection (2)(b).
(b) on conviction on indictment, to imprisonment for a term not exceeding seven years or a fine or both.
(14) No prosecution shall be brought against the Crown for an offence under subsection (12), but that subsection applies to persons in the public service of the Crown as to other persons.
(b) if the contribution falls to be paid on behalf of the employee, the last day of a prescribed period.
(16) Regulations may provide for this section to apply with such modifications as may be prescribed in a case where -
(b) in accordance with regulations under that paragraph, that requirement is for the employer to pay contributions to a person prescribed by such regulations (instead of to the trustees or managers of the scheme).
(17) Nothing in this section shall be taken as varying the provisions of the direct payment arrangements or as affecting their enforceability.
(b) whether, in the case of any direct payment arrangements existing between an employee and his employer, there has been such a failure to pay a contribution as is mentioned in subsection (8)(b) of that section, or (c) whether an offence has been committed under subsection (12) of that section in relation to any such arrangements,
must, if required to do so by the Regulatory Authority by notice in writing, produce any document which is so relevant.
(b) may require any person on the premises to produce for his inspection, or secure the production for his inspection of, any document relevant -
(ii) to the issue whether an offence has been committed under subsection (12) of that section in relation to those arrangements, and
(c) may, as to any matter so relevant, examine, or require to be examined, either alone or in the presence of another person, any person on the premises whom he has reasonable cause to believe to be able to give information relevant to that matter.
(4) An inspector applying for admission to any premises in pursuance of subsection (3) must, if so required, produce his certificate of appointment.
(b) documents relevant to the administration of -
(ii) the direct payment arrangements, or (iii) the scheme to which those arrangements relate, are kept there, or
(c) either of the following is being carried out there, namely -
(ii) work connected with the administration of the employer's business, the arrangements or the scheme,
unless the premises are a private dwelling-house not used by, or by permission of, the occupier for the purposes of a trade or business.
(6) Article 98 of the Pensions (Northern Ireland) Order 1995 (warrants) shall have effect as if references to Article 96(1) or 97(1)(b) of that Order included references to subsection (1) or (3)(b).
(9) References in this section to, or to any provision of, section 107A include references to corresponding provisions of legislation in Great Britain; and in this section as it has effect in relation to those corresponding provisions, "employee" and
Late payments by employers to occupational pension schemes
(9) If in any case there is a failure to comply with paragraph (8) -
(b) except in prescribed circumstances, the trustees or managers must give notice of the failure, within the prescribed period, to the Authority and the member.
(10) If in any case paragraph (9)(b) is not complied with -
(b) Article 10 applies to any trustee or manager who has failed to take all such steps.
(11) If any person is knowingly concerned in the fraudulent evasion of the obligation imposed by paragraph (8) in any case, he is guilty of an offence.
(b) on conviction on indictment, to imprisonment for a term not exceeding seven years or a fine or both.
(13) A person shall not be required by virtue of paragraph (9)(a) to pay a penalty under Article 10 in respect of a failure if in respect of that failure he has been -
(b) convicted of an offence under paragraph (11).".
(2) In Article 86(3) of that Order (civil penalty where contributions by or on behalf of employer to occupational pension scheme not paid by due date) after "by or on behalf of the employer" there shall be inserted "on the employer's own account". Effect of bankruptcy on pension rights: approved arrangements 12. - (1) Where a bankruptcy order is made against a person on a petition presented after the coming into operation of this Article, any rights of his under an approved pension arrangement are excluded from his estate. (2) In this Article "approved pension arrangement" means -
(b) a relevant statutory scheme; (c) a retirement benefits scheme set up by a government outside the United Kingdom for the benefit, or primarily for the benefit, of its employees; (d) a retirement benefits scheme which is being considered for approval under Chapter I of Part XIV of the Taxes Act; (e) a contract or scheme which is approved under Chapter III of that Part (retirement annuities); (f) a personal pension scheme which is approved under Chapter IV of that Part; (g) an annuity purchased for the purpose of giving effect to rights under a scheme falling within any of sub-paragraphs (a) to (c) and (f); (h) any pension arrangements of any description which may be prescribed by regulations made by the Department.
(3) The reference in paragraph (1) to rights under an approved pension arrangement does not include rights under a personal pension scheme approved under Chapter IV of Part XIV of the Taxes Act unless those rights arise by virtue of approved personal pension arrangements.
(b) the decision of the Commissioners of Inland Revenue is that approval is not to be given to the scheme.
(5) Any rights of that person under the scheme shall (without any conveyance, assignment or transfer) vest in his trustee in bankruptcy, as part of his estate, immediately on -
(b) (if later) the trustee's appointment taking effect or, in the case of the official receiver, his becoming trustee.
(6) Paragraph (7) applies if, at any time after a bankruptcy order is made against a person, the Commissioners of Inland Revenue give notice -
(b) withdrawing their approval under Chapter IV of that Part from a personal pension scheme or from any approved personal pension arrangements,
and the date specified as being that from which the approval is withdrawn ("the withdrawal date") is a date not later than that on which the bankruptcy order is made.
(b) (if later) the trustee's appointment taking effect or, in the case of the official receiver, his becoming trustee.
(8) In paragraph (7) "related annuity" means an annuity purchased on or after the withdrawal date for the purpose of giving effect to rights under the scheme or (as the case may be) to rights arising by virtue of the arrangements.
(b) without notice of the making of the decision mentioned in paragraph (4)(b) or (as the case may be) the giving of the notice mentioned in paragraph (6),
the trustee in bankruptcy is not in respect of that transaction entitled by virtue of this paragraph to any remedy against them or any person whose title to any property derives from them.
(c) "estate", in relation to a person against whom a bankruptcy order is made, means his estate within the meaning of Article 11 of theInsolvency (Northern Ireland) Order 1989; (d) "the Taxes Act" means theIncome and Corporation Taxes Act 1988.
(12) For the purposes of this Article a person shall be treated as having a right under an approved pension arrangement where -
(b) the person so responsible has not discharged his liability in respect of the credit.
Effect of bankruptcy on pension rights: unapproved arrangements
(ii) in accordance with a qualifying agreement made between him and his trustee in bankruptcy;
(b) for the court's decision whether to make such an order in relation to a person to be made by reference to -
(ii) whether any benefits (by way of a pension or otherwise) are likely to be received by virtue of rights of his under other pension arrangements and (if so) the extent to which they appear likely to be adequate for meeting any such needs;
(c) for the prescribed persons in the case of any pension arrangement to provide a person or his trustee in bankruptcy on request with information reasonably required by that person or trustee for or in connection with the making of such applications and agreements as are mentioned in sub-paragraph (a).
(3) In this Article -
(b) is of a prescribed description.
(4) For the purposes of this Article a person shall be treated as having a right under an unapproved pension arrangement where -
(b) the person so responsible has not discharged his liability in respect of the credit.
No forfeiture on bankruptcy of rights under pension schemes
155A. - (1) A person's rights under a personal pension scheme cannot be forfeited by reference to his bankruptcy. (2) For the purposes of this section -
(ii) he is so entitled as against the person responsible for the scheme (within the meaning of Chapter I of Part V of that Order), and (iii) the person so responsible has not discharged his liability in respect of the credit; and
(b) forfeiture shall be taken to include any manner of deprivation or suspension.".
(2) In Article 90(2) of the Pensions Order (exceptions to the rule preventing forfeiture of rights under occupational pension schemes), sub-paragraph (b) (which allows forfeiture of such rights by reference to a scheme member's bankruptcy) shall cease to have effect.
315A. - (1) Where an individual who is adjudged bankrupt -
(b) has excluded rights under an unapproved pension arrangement,
the trustee of the bankrupt's estate may apply to the High Court for an order under this Article.
(b) that the making of any of the relevant contributions ("the excessive contributions") has unfairly prejudiced the individual's creditors,
the Court may make such order as it thinks fit for restoring the position to what it would have been had the excessive contributions not been made.
(b) where the relevant contributions represented by the rights under the arrangement (including those so represented by virtue of sub-paragraph (a)) are not all excessive contributions, relevant contributions which are represented by the rights under the arrangement otherwise than by virtue of sub-paragraph (a) shall be treated as excessive contributions before any which are so represented by virtue of that sub-paragraph.
(5) In paragraphs (2) to (4) "relevant contributions" means contributions to the arrangement or any other pension arrangement -
(b) which have at any time been made on his behalf.
(6) The High Court shall, in determining whether it is satisfied under paragraph (2)(b), consider in particular -
(b) whether the total amount of any contributions -
(ii) represented (whether directly or indirectly) by rights under approved pension arrangements or excluded rights under unapproved pension arrangements,
is an amount which is excessive in view of the individual's circumstances when those contributions were made.
(7) For the purposes of this Article and Articles 315B and 315C ("the recovery provisions"), rights of an individual under an unapproved pension arrangement are excluded rights if they are rights which are excluded from his estate by virtue of regulations under Article 13 of the Welfare Reform Order.
Orders under Article 315A
(b) adjusting the liabilities of the arrangement in respect of the individual, (c) adjusting any liabilities of the arrangement in respect of any other person that derive, directly or indirectly, from rights of the individual under the arrangement, (d) for the recovery by the person responsible for the arrangement (whether by deduction from any amount which that person is ordered to pay or otherwise) of costs incurred by that person in complying in the bankrupt's case with any requirement under Article 315C(1) or in giving effect to the order.
(2) In paragraph (1), references to adjusting the liabilities of the arrangement in respect of a person include (in particular) reducing the amount of any benefit or future benefit to which that person is entitled under the arrangement.
(b) the value of the individual's rights under the arrangement (if the arrangement is an approved pension arrangement) or of his excluded rights under the arrangement (if the arrangement is an unapproved pension arrangement).
(5) An order under Article 315A which requires the person responsible for an arrangement to pay an amount ("the restoration amount") to the individual's trustee in bankruptcy must provide for the liabilities of the arrangement to be correspondingly reduced.
(b) the amount of the liabilities immediately after the reduction,
is equal to the restoration amount.
(b) overrides provisions of the arrangement to the extent that they conflict with the provisions of the order.
Orders under Article 315A: supplementary
(b) an unapproved pension arrangement under which a bankrupt has excluded rights, or (c) a pension arrangement under which a bankrupt has at any time had rights,
shall, on the bankrupt's trustee in bankruptcy making a written request, provide the trustee with such information about the arrangement and rights as the trustee may reasonably require for, or in connection with, the making of applications under Article 315A.
(b) any statutory provision (whether passed or made before or after the making of the Welfare Reform Order) corresponding to any of the provisions mentioned in sub-paragraph (a), or (c) any provision of the arrangement in question corresponding to any of those provisions,
applies to the High Court exercising its powers under Article 315A.
(b) any such amounts as are mentioned in Article 315B(6)(a) and (b).
(5) The power conferred by paragraph (4) includes power to provide for calculation or verification -
(b) in accordance with guidance -
(ii) approved by the Department.
(6) References in the recovery provisions to the person responsible for a pension arrangement are to -
(b) the person having functions in relation to the arrangement corresponding to those of a trustee, manager or provider.
(7) In this Article and Articles 315A and 315B -
(8) Regulations under the recovery provisions may contain such incidental, supplemental and transitional provisions as appear to the Department necessary or expedient.
Compensating occupational pension schemes 16. - (1) In paragraph (1)(d) of Article 79 of the Pensions Order (compensation not payable by the Pensions Compensation Board unless assets of salary related trust scheme worth less than 90 per cent. of its liabilities), for "90 per cent. of the amount of the liabilities of the scheme" there shall be substituted "the protection level". (2) After paragraph (2) of that Article there shall be inserted -
(b) 90 per cent. of the amount of the liabilities of the scheme to, or in respect of, any other members of the scheme, and (c) the amount of the liabilities of the scheme which are not liabilities to, or in respect of, its members;
and references in this paragraph to liabilities to, or in respect of, members of the scheme are references to liabilities in respect of pensions or other benefits.".
(3) Article 81 of that Order (amount of compensation) shall be amended as follows.
(b) 90 per cent. of the amount on that date of the liabilities of the scheme to, or in respect of, any other members of the scheme, and (c) the amount on that date of the liabilities of the scheme which are not liabilities to, or in respect of, its members;
and references in this paragraph to liabilities to, or in respect of, members of the scheme are to liabilities in respect of pensions or other benefits.".
Miscellaneous amendments Pension sharing orders 18. Schedule 3 (which amends the Matrimonial Causes Order for the purpose of enabling the court to make pension sharing orders in connection with proceedings in Northern Ireland for divorce or nullity of marriage, and for supplementary purposes) shall have effect. Amendments of Articles 27B to 27D of the Matrimonial Causes Order 19. Schedule 4 (which amends the Articles about pensions inserted in the Matrimonial Causes Order by Article 162 of the Pensions Order) shall have effect. Extension to overseas divorces etc. 20. - (1) Part IV of theMatrimonial and Family Proceedings (Northern Ireland) Order 1989 (financial relief in Northern Ireland after overseas divorce etc.) shall be amended as follows. (2) In Article 22 (matters to which the court is to have regard in exercising its powers to make orders for financial relief), after paragraph (3) there shall be inserted -
(b) so far as relating to sub-paragraph (h) of that provision, include any benefits under a pension arrangement which, by reason of the dissolution or annulment of the marriage, a party to the marriage will lose the chance of acquiring.".
(3) In that Article, at the end there shall be added -
(b) references to benefits under a pension arrangement include any benefits by way of pension, whether under a pension arrangement or not.".
(4) In Article 25 (application of provisions of Part III of the Matrimonial Causes Order), the existing provision shall become paragraph (1) and, in that paragraph, after sub-paragraph (b) there shall be inserted -
(be) Article 27C (extension of lump sum powers in relation to death benefits under a pension arrangement);".
(5) In that Article, after paragraph (1) there shall be added -
(3) Article 27D(1) of the principal Order (effect of transfers on orders relating to rights under a pension arrangement) shall apply in relation to an order made under Article 21 by virtue of paragraph (1)(bd) or (be) as it applies in relation to an order made under Article 25 of the principal Order by virtue of Article 27B or 27C of that Order. (4) The Lord Chancellor may by regulations make for the purposes of this Part provision corresponding to any provision which may be made by him under paragraphs (2) and (2A) of Article 27D of the principal Order. (5) Regulations under this Article shall be subject to annulment in pursuance of a resolution of either House of Parliament in like manner as a statutory instrument and section 5 of the Statutory Instruments Act 1946 shall apply accordingly.".
Supply of pension information in connection with divorce etc. 21. - (1) The Department may by regulations -
(ii) financial relief under Part II of theMatrimonial Causes Act 1973 or Part III of theMatrimonial and Family Proceedings Act 1984 (corresponding England and Wales powers), or (iii) financial provision under theFamily Law (Scotland) Act 1985 or Part IV of theMatrimonial and Family Proceedings Act 1984 (corresponding Scottish powers),
(b) make provision about calculation and verification in relation to the valuation of -
(ii) shareable state scheme rights, for the purposes of regulations under sub-paragraph (a)(i) or (ii),
(c) make provision about calculation and verification in relation to -
(ii) the valuation of benefits under a pension arrangement for the purposes of such regulations, so far as relating to the making of orders under section 12A of that Act,
(d) make provision for the purpose of enabling the person responsible for a pension arrangement to recover prescribed charges in respect of providing information in accordance with regulations under sub-paragraph (a).
(2) Regulations under paragraph (1)(b) or (c) may include provision for calculation or verification in accordance with guidance from time to time prepared by a person prescribed by the regulations.
(b) the references to shareable state scheme rights are to rights in relation to which pension sharing is available under Chapter II of Part V, or under Chapter II of Part IV of the Welfare Reform Act.
Charges by pension arrangements in relation to earmarking orders
(b) an order under section 23 of theMatrimonial Causes Act 1973, so far as it includes provision made by virtue of section 25B or 25C of that Act (England and Wales powers corresponding to those mentioned in paragraph (a)), or (c) an order under section 12A(2) or (3) of theFamily Law (Scotland) Act 1985 (powers in relation to pensions lump sums when making a capital sum order).
Interpretation of Part IV
(b) a personal pension scheme, (c) a retirement annuity contract, (d) an annuity or insurance policy purchased, or transferred, for the purpose of giving effect to rights under an occupational pension scheme or a personal pension scheme, and (e) an annuity purchased, or entered into, for the purpose of discharging liability in respect of a pension credit under Article 26(1)(b) or under section 29(1)(b) of the Welfare Reform Act;
(b) in any other case, the managers of the scheme.
(2) References to the person responsible for a pension arrangement are -
(b) in the case of a retirement annuity contract or an annuity falling within paragraph (d) or (e) of the definition of "pension arrangement", the provider of the annuity, and
Scope of mechanism 24. - (1) Pension sharing is available under this Chapter in relation to a person's shareable rights under any pension arrangement other than an excepted public service pension scheme. (2) For the purposes of this Chapter, a person's shareable rights under a pension arrangement are any rights of his under the arrangement, other than rights of a description specified by regulations made by the Department. (3) For the purposes of paragraph (1), a public service pension scheme is excepted if it is specified by order made by such Minister of the Crown or government department as may be designated by the Treasury or the Department of Finance and Personnel as having responsibility for the scheme. Activation of pension sharing 25. - (1) Article 26 applies on the taking effect of any of the following relating to a person's shareable rights under a pension arrangement -
(b) an order under Part IV of theMatrimonial and Family Proceedings (Northern Ireland) Order 1989 (financial relief in Northern Ireland in relation to overseas divorce etc.) corresponding to such an order mentioned in sub-paragraph (a); (c) an order or provision to which any of paragraphs (a) to (g) of subsection (1) of section 28 of the Welfare Reform Act applies (pension sharing orders under theMatrimonial Causes Act 1973 and theFamily Law (Scotland) Act 1985 and other provisions and orders in Great Britain corresponding to pension sharing orders under those Acts).
(2) The reference in paragraph (1) to paragraphs (a) to (g) of subsection (1) of section 28 of the Welfare Reform Act is to those paragraphs as they have effect subject to the provisions of that section and section 85(5) of that Act.
(b) the transferee becomes entitled to a credit of that amount as against the person responsible for that arrangement.
(2) Where the relevant order or provision specifies a percentage value to be transferred, the appropriate amount for the purposes of paragraph (1) is the specified percentage of the cash equivalent of the relevant benefits on the valuation day.
(b) the cash equivalent of the relevant benefits on the valuation day.
(4) Where the relevant arrangement is an occupational pension scheme and the transferor is in pensionable service under the scheme on the transfer day, the relevant benefits for the purposes of paragraphs (2) and (3) are the benefits or future benefits to which he would be entitled under the scheme by virtue of his shareable rights under it had his pensionable service terminated immediately before that day.
Cash equivalents
(b) in accordance with guidance from time to time prepared by a person so prescribed.
Reduction of benefit
(b) which is a qualifying benefit,
is reduced by the appropriate percentage.
(b) which corresponds to a qualifying benefit,
is reduced by an amount equal to the appropriate percentage of the corresponding qualifying benefit.
(b) if the relevant order or provision specifies an amount to be transferred, the percentage which the appropriate amount for the purposes of paragraph (1) of Article 26 represents of the amount mentioned in paragraph (3)(b) of that Article;
Effect on contracted-out rights
(5) For the purposes of subsection (4), the appropriate percentage is -
(b) if the order or provision on which the pension debit depends specifies an amount to be transferred, the percentage which the appropriate amount for the purposes of paragraph (1) of Article 26 of the Welfare Reform and Pensions (Northern Ireland) Order 1999 (lesser of specified amount and cash equivalent of transferor's benefits) represents of the amount mentioned in paragraph (3)(b) of that Article (cash equivalent of transferor's benefits).".
(3) After section 11 there shall be inserted -
11A. - (1) Where -
(b) his right to the pension becomes subject to a pension debit,
his guaranteed minimum in relation to the scheme is, subject to subsection (2), reduced by the appropriate percentage.
(b) if the order or provision on which the pension debit depends specifies an amount to be transferred, the percentage which the appropriate amount for the purposes of paragraph (1) of Article 26 of the Welfare Reform and Pensions (Northern Ireland) Order 1999 (lesser of specified amount and cash equivalent of transferor's benefits) represents of the amount mentioned in paragraph (3)(b) of that Article (cash equivalent of transferor's benefits).".
(4) In section 43 (entitlement to guaranteed minimum pensions for the purposes of the relationship with social security benefits), at the end there shall be added -
(5) In section 176(1), there shall be inserted at the appropriate place -
Time for discharge of liability 30. - (1) A person subject to liability in respect of a pension credit shall discharge his liability before the end of the implementation period for the credit. (2) Where the trustees or managers of an occupational pension scheme have not done what is required to discharge their liability in respect of a pension credit before the end of the implementation period for the credit -
(b) Article 10 of the Pensions Order (power of the Authority to impose civil penalties) shall apply to any trustee or manager who has failed to take all such steps as are reasonable to ensure that liability in respect of the credit was discharged before the end of the implementation period for it.
(3) If trustees or managers to whom paragraph (2)(a) applies fail to perform the obligation imposed by that provision, Article 10 of the Pensions Order shall apply to any trustee or manager who has failed to take all reasonable steps to ensure that the obligation was performed.
(b) the first day on which the person responsible for the pension arrangement to which the relevant order or provision relates is in receipt of -
(ii) such information relating to the transferor and transferee as the Department may prescribe by regulations.
(2) The reference in paragraph (1)(b)(i) to the relevant matrimonial documents is to copies of -
(b) the order, decree or declarator responsible for the divorce or annulment to which it relates,
and, if the pension credit depends on provision falling within section 28(1)(f) of the Welfare Reform Act, to documentary evidence that the agreement containing the provision is one to which subsection (3)(a) of that section applies.
(b) provide for this Article to have effect with modifications where the pension arrangement to which the relevant order or provision relates is being wound up; (c) provide for this Article to have effect with modifications where the pension credit depends on a pension sharing order and the order is the subject of an application for leave to appeal out of time.
(5) In this Article -
Mode of discharge of liability
(b) liability in respect of the credit shall be discharged in accordance with regulations made by the Department.
Safeguarded rights Safeguarded rights. 64A. - (1) Subject to subsection (2), the safeguarded rights of a member of an occupational pension scheme or a personal pension scheme are such of his rights to future benefits under the scheme as are attributable (directly or indirectly) to a pension credit in respect of which the reference rights are, or include, contracted-out rights or safeguarded rights. (2) If the rules of an occupational pension scheme or a personal pension scheme so provide, a member's safeguarded rights are such of his rights falling within subsection (1) as -
(b) in the case of rights directly attributable to a transfer payment, represent the safeguarded percentage of the rights acquired by virtue of the payment.
(3) For the purposes of subsection (2)(a), the safeguarded percentage is the percentage of the rights by reference to which the amount of the credit is determined which are contracted-out rights or safeguarded rights.
(b) an appropriate personal pension scheme, as may be prescribed;
Requirements relating to safeguarded rights.
(b) any personal pension scheme.
(2) If any scheme to which this section applies does not comply with a requirement prescribed under section 64B and there are any persons who -
(b) are entitled to any benefit giving effect to such rights under the scheme,
the Inland Revenue may direct the trustees or managers of the scheme to take or refrain from taking such steps as they may specify in writing for the purpose of safeguarding the rights of persons falling within paragraph (a) or (b).
Requirements relating to pension credit benefit Scope of Chapter I. 97A. - (1) This Chapter applies to any occupational pension scheme whose resources are derived in whole or part from -
(b) such other payments by the earner or his employer, or both, as may be prescribed for different categories of scheme.
(2) This subsection applies to payments -
(b) in the exercise of a power conferred, or the discharge of a duty imposed, on a Minister of the Crown, government department or any other person, being a power or duty which extends to the disbursement or allocation of public money.
Interpretation.
Basic principle as to pension credit benefit.
(b) assured to him by such means as may be prescribed.
(2) Subject to subsections (3) and (4), a scheme may, instead of providing a person's pension credit benefit, provide -
(b) for such alternatives to pension credit benefit as may be prescribed.
(3) The option conferred by subsection (2)(a) is additional to any obligation imposed by Chapter II of this Part.
(b) in such other cases as may be prescribed.
Discharge of liability where pension credit or alternative benefits secured by insurance policies or annuity contracts.
(b) the transaction is entered into with the consent of the member or, if the member has died, of the member's widow or widower, and (c) such requirements as may be prescribed are met.
(2) Regulations may provide that subsection (1)(b) shall not apply in prescribed circumstances. Power to give transfer notice. 97F. - (1) An eligible member of a qualifying scheme may by notice in writing require the trustees or managers of the scheme to use an amount equal to the cash equivalent of his pension credit benefit for such one or more of the authorised purposes as he may specify in the notice. (2) In the case of a member of an occupational pension scheme, the authorised purposes are -
(b) to purchase from one or more insurance companies such as are mentioned in section 15(4)(a), chosen by the member and willing to accept payment on account of the member from the trustees or managers, one or more annuities which satisfy the prescribed requirements; and (c) in such circumstances as may be prescribed, to subscribe to other pension arrangements which satisfy prescribed requirements.
(3) In the case of a member of a personal pension scheme, the authorised purposes are -
(b) in such circumstances as may be prescribed, to subscribe to other pension arrangements which satisfy prescribed requirements.
(4) The cash equivalent for the purposes of subsection (1) shall -
(b) in any other case, be determined by reference to the date the notice under that subsection is given.
(5) The requirements which may be prescribed under subsection (2) or (3) include, in particular, requirements of the Inland Revenue.
(b) which satisfies the prescribed requirements.
(7) In this Chapter, "transfer notice" means a notice under subsection (1).
(b) not more than 3 months have passed since the date by reference to which the amount shown in the statement is determined.
(2) The power to give a transfer notice may not be exercised in the case of an occupational pension scheme if -
(b) the pension to which the member is entitled by virtue of his pension credit rights, or benefit in lieu of that pension, or any part of it has become payable.
(3) Where an eligible member of a qualifying scheme -
(b) would be entitled to do so, but for the fact that he has not received a statement under section 89A in respect of which the guarantee date is sufficiently recent,
he may not, if the scheme so provides, exercise the power to give them a transfer notice unless he also makes an application to them under section 91.
(b) the prescribed period ending with the date on which the statement under that subsection is provided to the applicant.
(3) Regulations may make provision in relation to applications under subsection (1) and may, in particular, restrict the making of successive applications.
(b) in the case of a personal pension scheme, within 6 months of the date on which they receive the notice.
(2) The Regulatory Authority may, in prescribed circumstances, extend the period for complying with the notice.
(b) that they granted an extension under that subsection in ignorance of a material fact or on the basis of a mistake as to a material fact,
they may revoke or reduce the extension.
(b) Article 10 of the Pensions (Northern Ireland) Order 1995 (power of the Regulatory Authority to impose civil penalties) shall apply to any trustee or manager who has failed to take all such steps as are reasonable to ensure that the notice was complied with before the end of the period for compliance.
(5) If trustees or managers to whom subsection (4)(a) applies fail to perform the obligation imposed by that provision, Article 10 of the Pensions (Northern Ireland) Order 1995 shall apply to any trustee or manager who has failed to take all such steps as are reasonable to ensure that the obligation was performed.
(b) provide that subsection (4) shall not apply in prescribed circumstances.
(7) In this section "valuation date", in relation to a transfer notice given to the trustees or managers of an occupational pension scheme, means -
(b) in the case of any other scheme, the date the notice is given.
Withdrawal of transfer notice.
(b) the state of funding of a qualifying scheme.
(3) Regulations under subsection (1) may have the effect of extinguishing an obligation under section 97F(1).
(b) any set-off against,
the whole or part of a pension shall be disregarded.
(2) For the purposes of this Chapter, an occupational pension scheme is salary related if -
(b) it does not fall within a prescribed class.
(3) In this Chapter, references to the relevant statement under section 97H, in relation to a transfer notice given to the trustees or managers of a salary related occupational pension scheme, are to the statement under that section on which the giving of the notice depended.
(b) where some of the benefits that may be provided are money purchase benefits.".
Treatment in winding up
(2) In the case of an occupational pension scheme which is not a scheme to which Article 56 of the Pensions Order applies, rights attributable (directly or indirectly) to a pension credit are to be accorded in a winding up the same treatment -
(b) if they have not come into payment, as the rights of a deferred member.
(3) Paragraph (2) overrides the provisions of a scheme to the extent that it conflicts with them, and the scheme has effect with such modifications as may be required in consequence.
(b) "pension credit" includes a credit under section 29(1)(b) of the Welfare Reform Act; (c) references to rights attributable to a pension credit having come into payment are to the person to whom the rights belong having become entitled by virtue of the rights to the present payment of pension or other benefits.
Public service pension schemes
(b) in subsection (2) (when pension deemed for purposes of the Act to begin), after "pension", in the first place where that word occurs, there shall be inserted "which is not attributable to a pension credit"; and (c) after that subsection there shall be inserted -
(4) In section 15(1) (interpretation) -
(b) is not attributable to the pensioner having become entitled to a pension credit;",
(b) after the definition of "pension" there shall be inserted -
(b) is attributable to the pensioner having become entitled to a pension credit;", and
(c) for the definition of "widow's pension" there shall be substituted -
(b) by virtue of the pensioner's deceased husband having become entitled to a pension credit.".
Other pension schemes
(b) a pension provided to give effect to safeguarded rights of a member under a personal pension scheme.
(3) In this Article -
Charges in respect of pension sharing costs 38. - (1) The Department may by regulations make provision for the purpose of enabling the person responsible for a pension arrangement involved in pension sharing to recover from the parties to pension sharing prescribed charges in respect of prescribed descriptions of pension sharing activity. (2) Regulations under paragraph (1) may include -
(b) provision, in relation to payments in respect of charges recoverable under the regulations, for reimbursement as between the parties to pension sharing; (c) provision, in relation to the recovery of charges by deduction from a pension credit, for the modification of Schedule 5; (d) provision for the recovery in prescribed circumstances of such additional amounts as may be determined in accordance with the regulations.
(3) For the purposes of regulations under paragraph (1), the question of how much of a charge recoverable under the regulations is attributable to a party to pension sharing is to be determined as follows -
(b) where the relevant order or provision does not include such provision, the charge is attributable to the transferor.
(4) For the purposes of paragraph (1), a pension arrangement is involved in pension sharing if Article 26 applies by virtue of an order or provision which relates to the arrangement.
(b) the reference to the transferor is to the person to whose rights that order or provision relates.
(7) In this Article "prescribed" means prescribed in regulations under paragraph (1). Extension of scheme-making powers 39. - (1) Power under any statutory provision to establish a pension scheme shall include power to make provision for the provision, by reference to pension credits which derive from rights under -
(b) a scheme in relation to which the scheme is specified as an alternative for the purposes of paragraph 2 of Schedule 5,
of benefits to or in respect of those entitled to the credits.
(b) the Consolidated Fund of the United Kingdom,
shall be treated as including any benefits under the scheme which are attributable (directly or indirectly) to a pension credit which derives from rights to benefits charged on, or payable out of, that fund.
Power to extend judicial pension schemes
(ii) a scheme in relation to which the scheme is specified as an alternative for the purpose of paragraph 2 of Schedule 5,
of benefits to or in respect of those entitled to the credits, or
(2) For the purposes of this Article, this paragraph applies to the pension schemes under the following statutory provisions, namely -
(b) theCounty Courts Act (Northern Ireland) 1959; (c) theResident Magistrates' Pensions Act (Northern Ireland) 1960; (d) theLands Tribunal and Compensation Act (Northern Ireland) 1964; (e) theSuperannuation (Miscellaneous Provisions) Act (Northern Ireland) 1969; (f) theSocial Security (Northern Ireland) Act 1975; or (g) theJudicature (Northern Ireland) Act 1978.
(3) Regulations under paragraph (1) -
(b) may confer power to make subordinate legislation, including subordinate legislation which provides for calculation of the value of rights in accordance with guidance from time to time prepared by a person specified in the subordinate legislation.
(4) The appropriate authority for the purposes of paragraph (1) is - (a)in relation to a pension scheme referred to in paragraph (2)(a) to (c), (f) and (g), the Lord Chancellor; (b)in relation to a pension scheme referred to in paragraph (2)(d), the Department of Finance and Personnel; (c)in relation to a pension scheme referred to in paragraph (2)(e), the Department of Economic Development.
Disapplication of restrictions on alienation 41. Nothing in any of the following provisions (restrictions on alienation of pension rights) applies in relation to any order or provision falling within Article 25(1) -
(b) Article 89 of the Pensions Order, (c) any statutory provision (whether passed or made before or after this Order is made) corresponding to any of the statutory provisions mentioned in paragraphs (a) and (b), and (d) any provision of a pension arrangement corresponding to any of those statutory provisions.
Information
(b) a personal pension scheme, (c) a retirement annuity contract, (d) an annuity or insurance policy purchased, or transferred, for the purpose of giving effect to rights under an occupational pension scheme or a personal pension scheme, and (e) an annuity purchased, or entered into, for the purpose of discharging liability in respect of a credit under Article 26(1)(b) or under section 29(1)(b) of the Welfare Reform Act;
(b) in any other case, the managers of the scheme.
(2) In this Chapter, references to the person responsible for a pension arrangement are -
(b) in the case of a retirement annuity contract or an annuity falling within paragraph (d) or (e) of the definition of
(3) In determining what is "pensionable service" for the purposes of this Chapter -
(b) no account is to be taken of any rules of the scheme by which a period of service can be treated for any purpose as being longer or shorter than it actually is.
Shareable state scheme rights 44. - (1) Pension sharing is available under this Chapter in relation to a person's shareable state scheme rights. (2) For the purposes of this Chapter, a person's shareable state scheme rights are -
(b) his entitlement, or prospective entitlement, to a pension under section 55A of that Act (shared additional pension).
Activation of benefit sharing
(b) an order under Part IV of theMatrimonial and Family Proceedings (Northern Ireland) Order 1989 (financial relief in Northern Ireland in relation to overseas divorce etc.) corresponding to such an order mentioned in sub-paragraph (a); (c) an order or provision to which any of paragraphs (a) to (g) of subsection (1) of section 48 of the Welfare Reform Act applies (pension sharing orders under theMatrimonial Causes Act 1973 and theFamily Law (Scotland) Act 1985 and other provisions and orders in Great Britain corresponding to pension sharing orders under those Acts).
(2) The reference in paragraph (1) to paragraphs (a) to (g) of subsection (1) of section 48 of the Welfare Reform Act is to those paragraphs as they have effect subject to the provisions of that section and section 85(5) of that Act.
(b) the transferee becomes entitled, for those purposes, to a credit of that amount.
(2) Where the relevant order or provision specifies a percentage value to be transferred, the appropriate amount for the purposes of paragraph (1) is the specified percentage of the cash equivalent on the transfer day of the transferor's shareable state scheme rights immediately before that day.
(b) the cash equivalent on the transfer day of the transferor's relevant state scheme rights immediately before that day.
(4) Cash equivalents for the purposes of this Article shall be calculated in accordance with regulations made by the Department.
Effect of state scheme pension debits and credits
(b) in subsection (4), for "1/7th per cent." there is substituted
(d) in subsection (9), the definition of "period of enhancement" (and the preceding "and") are omitted.
Interpretation of Chapter II
Preservation of rights in respect of additional pensions 49. - (1) The Department may by regulations make such provision as is authorised by one or more of paragraphs (2) to (4). (2) The regulations may provide for any prescribed provision of Part II of the Contributions and Benefits Act (contributory benefits) which relates to additional pension for widows or widowers to have effect, in relation to persons of any prescribed description, with such modifications as may be prescribed for securing -
(b) in the case of any provision of Schedule 5 to that Act (increase of pension where entitlement is deferred), that any constituent element of an increase provided for by that Schedule,
is increased by such percentage as may be prescribed (which may be 100 per cent.).
(ii) took any steps which they would not have taken, had they instead received correct and complete information with respect to that reduction; and
(b) securing that, where persons have made successful claims under the scheme, surviving spouses of those persons (or, as the case may be, those persons themselves) will not be affected by the SERPS reduction.
(5) In paragraph (4) "relevant steps", in relation to a person, means steps towards safeguarding the financial position of that person's spouse in the event of the spouse becoming that person's surviving spouse or (as the case may be) towards safeguarding that person's own financial position in the event of that person becoming a surviving spouse (whether or not, in either case, that person was at any material time already married); and "the SERPS reduction" means -
(ii) the provisions of Part II of the Contributions and Benefits Act reproducing the effect of those provisions;
(b) (in the context of paragraph (4)(b)) the operation of any of the provisions of the Contributions and Benefits Act mentioned in sub-paragraph (a)(ii) or of section 39C(4) or 48BB(7) of that Act.
(6) Regulations under paragraph (4) may, in particular, make provision -
(b) for requiring claimants -
(ii) to attend interviews at such time and place as may be reasonably specified by any person for that purpose;
(c) for a claim to be disallowed where the claimant fails to comply with a requirement imposed by virtue of sub-paragraph (a) or (b) and does not show within the prescribed period that he had good cause for that failure;
(ii) circumstances in which a person is or is not to be regarded as having or not having good cause for any such failure;
(e) prescribing the conditions which must be satisfied in relation to any claim in order for it to be a successful claim under the scheme;
(ii) the time within which, and the manner in which, such decisions are to be notified to claimants;
(g) for provisions of Chapter II of Part II of theSocial Security (Northern Ireland) Order 1998 (social security decisions and appeals) to apply in relation to decisions under the scheme with such modifications as may be prescribed;
(ii) persons who have themselves made such claims, with such modifications as may be prescribed.
(7) If no regulations under this Article are in operation on 6th April 2000, then until such time as any such regulations come into operation -
(ii) as providing for the full amount to be payable by way of additional pension, as the case may require; and
(b) in Schedule 5 to that Act -
(ii) any provision which (with or without any other limitation) is expressed to apply in relation to deaths occurring before 6th April 2000 shall be taken as applying also in relation to deaths occurring on or after that date.
(8) Regulations made under this Article shall be laid before the Assembly after being made and shall take effect on such date as may be specified in the regulations, but shall (without prejudice to the validity of anything done thereunder or to the making of new regulations) cease to have effect upon the expiration of a period of six months from that date unless at some time before the expiration of that period the regulations have been approved by a resolution of the Assembly. Extension of entitlement to state maternity allowance 50. - (1) In section 35 of the Contributions and Benefits Act (state maternity allowance), for subsections (1) and (1A) there shall be substituted -
(b) she has been engaged in employment as an employed or self-employed earner for any part of the week in the case of at least 26 of the 66 weeks immediately preceding the expected week of confinement; and (c) (within the meaning of section 35A) her average weekly earnings are not less than the maternity allowance threshold; and (d) she is not entitled to statutory maternity pay for the same week in respect of the same pregnancy.".
(2) In subsection (3) of that section -
(b) in paragraph (c), for "and (c) above" there shall be substituted "above or in section 35A(2) or (3) below".
(3) After that section there shall be inserted -
35A. - (1) For the purposes of section 35(1) above the appropriate weekly rate is that specified inwhichever of subsection (2) or (3) below applies. (2) Where the woman's average weekly earnings are not less than the lower earnings limit for the relevant tax year, the appropriate weekly rate is a weekly rate equal to the lower rate of statutory maternity pay for the time being prescribed under section 162(3) below. (3) Where the woman's average weekly earnings -
(b) are not less than the maternity allowance threshold for that tax year,
the appropriate weekly rate is a weekly rate equivalent to 90 per cent. of her average weekly earnings or (if lower) the rate specified in subsection (2) above.
(b) are (in accordance with regulations) to be treated as made to her or for her benefit as a self-employed earner,
during the specified period.
(b) for a payment made outside the specified period to be treated as made during that period where it was referable to that period or any part of it; (c) for a woman engaged in employment as a self-employed earner to be treated as having received a payment in respect of a week -
(ii) equal to the maternity allowance threshold in force on that day, if she was excepted (under section 11(4) above) from liability for such a contribution in respect of the week;
(d) for aggregating payments made or treated as made to or for the benefit of a woman where, either in the same week or in different weeks, she was engaged in two or more employments (whether, in each case, as an employed earner or a self-employed earner).
(6) In this section -
(b) "the relevant tax year" means the tax year in which the beginning of the period of 66 weeks mentioned in section 35(1)(b) above falls; and (c) "specified" means prescribed by or determined in accordance with regulations.
(7) Whenever the Secretary of State makes an order under section 35A of the Great Britain Contributions and Benefits Act (increase of maternity allowance threshold), the Department may make a corresponding order for Northern Ireland.".
(4) This Article applies in relation to the payment of maternity allowance in cases where a woman's expected week of confinement (within the meaning of section 35 of the Contributions and Benefits Act) begins on or after 20th August 2000. Bereavement payments 51. - (1) For section 36 of the Contributions and Benefits Act there shall be substituted -
36. - (1) A person whose spouse dies on or after the appointed day shall be entitled to a bereavement payment if -
(b) the spouse satisfied the contribution condition for a bereavement payment specified in Schedule 3, Part I, paragraph 4.
(2) A bereavement payment shall not be payable to a person if that person and a person of the opposite sex to whom that person was not married were living together as husband and wife at the time of the spouse's death.
(2) In Schedule 4 to the Contributions and Benefits Act (rates of benefits etc.), for Part II there shall be substituted -
36A. - (1) Sections 37 to 39 and section 40 below apply only in cases where a woman's husband has died before the appointed day, and section 41 below applies only in cases where a man's wife has died before that day. (2) Sections 39A to 39C below apply in cases where a person's spouse dies on or after the appointed day, but section 39A also applies (in accordance with subsection (1)(b) of that section) in cases where a man's wife has died before that day. (3) In this section, and in sections 39A and 39B below, "the appointed day" means the day appointed for the coming into operation of Articles 51 to 53 of the Welfare Reform and Pensions (Northern Ireland) Order 1999.".
(2) After section 39 of the Contributions and Benefits Act there shall be inserted -
39A. - (1) This section applies where -
(b) a man whose wife died before the appointed day -
(ii) is under pensionable age on that day.
(2) The surviving spouse shall be entitled to a widowed parent's allowance at the rate determined in accordance with section 39C below if the deceased spouse satisfied the contribution conditions for a widowed parent's allowance specified in Schedule 3, Part I, paragraph 5 and -
(b) the surviving spouse is a woman who either -
(ii) if she and he were residing together immediately before the time of his death, is pregnant in circumstances falling within section 37(1)(c) above.
(3) A child falls within this subsection if one of the conditions specified in section 81(2) below is for the time being satisfied with respect to the child and the child is either -
(b) a child in respect of whom the deceased spouse was immediately before his or her death entitled to child benefit; or (c) if the surviving spouse and the deceased spouse were residing together immediately before his or her death, a child in respect of whom the surviving spouse was then entitled to child benefit.
(4) The surviving spouse shall not be entitled to the allowance for any period after she or he remarries, but, subject to that, the surviving spouse shall continue to be entitled to it for any period throughout which she or he -
(b) is under pensionable age.
(5) A widowed parent's allowance shall not be payable -
(b) for any period during which the surviving spouse and a person of the opposite sex to whom she or he is not married are living together as husband and wife.
Bereavement allowance where no dependent children.
(b) the period of 52 weeks mentioned in subsection (3) above expires,
whichever happens first.
(b) for any period during which the surviving spouse and a person of the opposite sex to whom she or he is not married are living together as husband and wife.
Rate of widowed parent's allowance and bereavement allowance.
(b) where the deceased spouse was under pensionable age at his or her death, references in those sections to the pensioner and the tax year in which he attained pensionable age shall be taken as references to the deceased spouse and the tax year in which he or she died.
(4) Where a widowed parent's allowance is payable to a person whose spouse dies after 5th April 2000, the additional pension falling to be calculated under sections 44 to 45A below by virtue of subsection (1) above shall be one half of the amount which it would be apart from this subsection.
Entitlement to Category B retirement pension by reference to new allowances
48BB. - (1) Subsection (2) below applies where a person ("the pensioner") who has attained pensionable age -
(b) has not remarried.
(2) The pensioner shall be entitled to a Category B retirement pension by virtue of the contributions of the spouse, which shall be payable at the same weekly rate as the widowed parent's allowance.
(ii) entitled to a widowed parent's allowance at any time when over the age of 45 (but not immediately before attaining pensionable age); and
(b) has not remarried.
(4) The pensioner shall be entitled to a Category B retirement pension by virtue of the contributions of the spouse.
(b) by ten, if that number exceeds ten.
(9) In subsection (8) above "the relevant time" means -
(b) otherwise, the time of the spouse's death.
(10) The amount determined in accordance with subsections (5) to (9) above as the weekly rate of the pension payable to the pensioner by virtue of subsection (4) above shall be increased by such percentage as equals the overall percentage by which, had the pension been in payment as from the date of the spouse's death until the date when the pensioner attained pensionable age, that weekly rate would have been increased during that period by virtue of any orders under section 132 of the Administration Act (annual up-rating of benefits).".
Claim or full entitlement to certain benefits conditional on work-focused interview 54. After section 2 of the Administration Act there shall be inserted - Claim or full entitlement to certain benefits conditional on work-focused interview. 2A. - (1) Regulations may make provision for or in connection with -
(ii) is under the age of 60 at the time of making the claim,
a requirement to take part in a work-focused interview;
(ii) any prescribed circumstances exist,
a requirement to take part in such an interview as a condition of that person continuing to be entitled to the full amount which is payable to him in respect of the benefit apart from the regulations.
(2) The benefits to which this section applies are -
(b) housing benefit; (c) widow's and bereavement benefits falling within section 20(1)(e) and (ea) of the Contributions and Benefits Act (other than a bereavement payment); (d) incapacity benefit; (e) severe disablement allowance; and (f) invalid care allowance.
(3) Regulations under this section may, in particular, make provision -
(ii) that any such interview is capable of counting for the purposes of all those benefits;
(b) for determining the persons by whom interviews are to be conducted;
(ii) does not show, within the prescribed period, that he had good cause for that failure;
(f) prescribing -
(ii) circumstances in which a person is or is not to be regarded as having or not having good cause for any such failure.
(4) For the purposes of subsection (3)(e) above the appropriate consequences of a failure falling within that provision are -
(ii) if (in the case of an interview postponed in accordance with subsection (7) below) that person has already been awarded the benefit, his entitlement to the benefit is to terminate immediately;
(b) where the requirement to take part in an interview applied by virtue of subsection (1)(b) above, that the amount payable to the person in question in respect of any relevant benefit is to be reduced by the specified amount until the specified time.
(5) Regulations under this section may, in relation to any such reduction, provide -
(b) for the amount as so calculated to be restricted, in prescribed circumstances, to the prescribed extent; (c) where the person in question is entitled to two or more relevant benefits, for determining the extent, and the order, in which those benefits are to be reduced in order to give effect to the reduction required in his case.
(6) Regulations under this section may provide that any requirement to take part in an interview that would otherwise apply to a person by virtue of such regulations -
(b) is not to apply if the designated authority determines that an interview -
(ii) would not be appropriate in the circumstances;
(c) is not to apply until such time as the designated authority determines, if that authority determines that an interview -
(ii) would not be appropriate in the circumstances,
until that time;
and the regulations may make provision for treating a person in relation to whom any such requirement does not apply, or does not apply until a particular time, as having complied with that requirement to such extent and for such purposes as are specified.
(b) the interview is postponed by or under regulations made in pursuance of subsection (6)(a) or (c) above,
the time to which it is so postponed may be a time falling after an award of the relevant benefit to that person.
(b) a person providing services to a Northern Ireland department; (c) any other body established by or under a statutory provision; (d) a person providing services to, or authorised to exercise any function of, any such body;
and the purposes which may be so specified include purposes connected with a person's existing or future employment or training prospects or needs, and (in particular) assisting or encouraging a person to enhance his employment prospects.
(b) has not shown, within the prescribed period mentioned in section 2A(3)(e)(ii) above, that he had good cause for such a failure.
(3) Article 9(1)(c) of the 1998 Order (decisions falling to be made under certain statutory provisions are to be made by the Department) shall have effect subject to any provisions of regulations under section 2A above by virtue of which relevant decisions fall to be made otherwise than by the Department.
(b) superseded under Article 11 by a decision made by such a person or authority,
as if that person or authority were the Department.
(b) any decision under Article 11 of that Order superseding any such decision,
whether made by the Department or otherwise.
(b) (in the case of subsection (6)(b)) the decision under Article 11 of the 1998 Order,
is as originally made or has been revised (by the Department or otherwise) under Article 10 of that Order; and regulations under subsection (6) above may make provision for treating, for the purposes of Article 13 of that Order, any decision made or revised otherwise than by the Department as if it were a decision made or revised by it.
(b) Article 69(6) of the Welfare Reform and Pensions (Northern Ireland) Order 1999 (supply of information),
any reference to information relating to social security includes any information supplied by a person for the purposes of an interview which he is required to take part in by virtue of section 2A above.
Optional work-focused interviews
2C. - (1) Regulations may make provision for conferring on the prescribed authorities functions in connection with conducting work-focused interviews in cases where such interviews are requested or consented to by persons to whom this section applies. (2) This section applies to persons making claims for or entitled to -
(b) any prescribed benefit;
and it so applies regardless of whether such persons have, in accordance with regulations under section 2A above, already taken part in interviews conducted under such regulations.
(b) the recording and forwarding of information supplied at, or for the purposes of, such interviews; (c) the taking of steps to identify potential employment or training opportunities for persons taking part in such interviews.
(4) Regulations under this section may make different provision for different areas.
(b) (in particular) assisting or encouraging such a person to enhance his employment prospects.".
Couples to make joint claim for allowance
(b) for the suspension, during any prescribed period, of any prescribed conditions that would otherwise apply to such persons.
(3) Regulations under this Article may make provision for any provisions of theJobseekers (Northern Ireland) Order 1995 to apply for the purposes of the regulations subject to prescribed modifications.
(b) Article 22 or 22B (exemptions from Article 21 or 22A).
(5) The Department or the Department of Economic Development may for the purposes of, or in connection with, any scheme -
(b) provide such support (by whatever means) for arrangements made by other persons for the provision of any facilities, (c) make such payments -
(ii) by way of grants, loans or otherwise, to persons participating in the scheme, or (iii) in respect of any incidental expenses,
as that Department considers appropriate.
(6) In paragraph (5) "facilities" includes services, and any reference to the provision of facilities includes the making of payments to persons participating in the scheme.
(b) payments received by them by virtue of paragraph (5), provision corresponding to any provision which (by virtue of that Article) may be made in relation to persons using such facilities, and to such payments received by them, as are mentioned in paragraph (1) of that Article.
(8) In this Article -
Incapacity for work: personal capability assessments 58. For section 167C of the Contributions and Benefits Act there shall be substituted -
167C. - (1) Where the own occupation test is not applicable, or has ceased to apply, in the case of a person, the question whether the person is capable or incapable of work shall be determined in accordance with a personal capability assessment. (2) Provision shall be made by regulations -
(b) as to the manner of assessing whether a person is, in accordance with a personal capability assessment, incapable of work.
(3) Regulations may provide that, in any prescribed circumstances, a person to whom subsection (1) above applies shall, if the prescribed conditions are met, be treated as incapable of work in accordance with a personal capability assessment until such time as -
(b) he falls to be treated as capable of work in accordance with regulations under section 167A(2) or (3) above or section 167E below.
(4) Except in prescribed circumstances, a personal capability assessment carried out in the case of a person before the time when subsection (1) above applies to him shall be as effective for the purposes of that subsection as one carried out thereafter.
Incapacity benefit: restriction to recent contributors 59. - (1) Paragraph 2 of Schedule 3 to the Contributions and Benefits Act (contribution conditions for short-term incapacity benefit) shall be amended as follows. (2) In sub-paragraph (2) (the first condition), for paragraph (a) there shall be substituted -
(3) In sub-paragraph (7) (claim by person who does not satisfy second contribution condition to be disregarded in relation to subsequent claim), after "does not satisfy" there shall be inserted
(4) After sub-paragraph (7) there shall be added -
(b) with a view to securing any relaxation of the requirements of that condition (as so specified) in relation to persons who have been so entitled, provide for that condition to apply in relation to them subject to prescribed modifications.
(9) In sub-paragraph (8) -
(b) credits under regulations under section 22(5) above;
Incapacity benefit: reduction for pension payments
30DD. - (1) Where -
(b) a pension payment is payable to him in respect of that period (or a period which forms part of that period or includes that period or part of it), and (c) the amount of that payment (or, as the case may be, the amount which in accordance with regulations is to be taken as payable to him by way of pension payments in respect of that period) exceeds the threshold,
the amount of that benefit shall be reduced by an amount equal to 50 per cent. of that excess.
(b) if that period is not a week, such proportion of the amount mentioned in paragraph (a) as falls to be calculated in accordance with regulations on such basis as may be prescribed.
(3) Regulations may secure that a person of any prescribed description does not suffer any reduction under subsection (1) above in any amount of incapacity benefit to which he is entitled.
(b) for sums of any specified description to be treated for those purposes as payable to persons as pension payments (including, in particular sums in relation to which there is a deferred right of receipt); (c) for the aggregation of sums of any specified description which are payable as pension payments (or treated as being so payable) in respect of the same or different periods; (d) for such sums or aggregate sums to be apportioned between or otherwise allocated to periods in respect of which persons are entitled to incapacity benefit.
(5) In this section "pension payment" means -
(b) a payment of any specified description, being a payment made under an insurance policy providing benefits in connection with physical or mental illness, disability, infirmity or defect; or (c) a payment of any other specified description;
and "specified" means prescribed by or determined in accordance with regulations under this section.
Incapacity benefit: persons incapacitated in youth
(b) if he satisfies neither of those conditions, each of the conditions mentioned in subsection (2A) below,"; and
(b) after "any day of incapacity for work" there shall be inserted
(2) In subsection (2) of that section -
(b) in paragraph (a), for "the day in question" there shall be substituted "the relevant day".
(3) After that subsection there shall be inserted -
(b) he is under the age of 20 or, in prescribed cases, 25 on a day which forms part of the period of incapacity for work; (c) he was incapable of work throughout a period of 196 consecutive days immediately preceding the relevant day, or an earlier day in the period of incapacity for work on which he was aged 16 or over; (d) on the relevant day he satisfies the prescribed conditions as to residence in Northern Ireland, or as to presence there; and (e) he is not, on that day, a person who is receiving full-time education.".
(4) In subsection (3) of that section, after "benefit" there shall be inserted "under subsection (1)(a) above".
(7) Regulations may prescribe the circumstances in which a person is or is not to be treated as receiving full-time education for the purposes of paragraph (e) of subsection (2A) above.".
Abolition of severe disablement allowance Attendance allowance 63. - (1) After subsection (3) of section 64 of the Contributions and Benefits Act (entitlement to attendance allowance) there shall be added -
(2) In subsection (1) of section 66 of that Act (attendance allowance for the terminally ill) -
(b) in paragraph (a)(ii), for "that date", in the first place where those words occur, there shall be substituted "the date of the claim or, if later, the first date on which he is terminally ill"; and (c) in paragraph (b), for "the remainder of the person's life, beginning with that date" there shall be substituted "so much of the period for which he is terminally ill as does not fall before the date of the claim".
Disability living allowance
(b) or (c) of that subsection, the age of 3; (b) in relation to the conditions mentioned in paragraph (d) of that subsection, the age of 5.".
(4) Paragraph (3) does not affect awards made before the day on which that paragraph comes into operation. Certain overpayments of benefit not to be recoverable 65. - (1) An overpayment to which this Article applies shall not be recoverable from the payee under any provision made by or under Part III of the Administration Act (overpayments and adjustments of benefit). (2) This Article applies to an overpayment if -
(b) it is referable to a decision given on a review that there has been an alteration in the relevant person's condition, being a decision to which effect is required to be given as from a date earlier than that on which it was given; (c) the decision was given before 1st June 1999; and (d) the overpayment is not excluded by virtue of paragraph (6).
(3) In paragraph (2)(b) the reference to a decision on a review that there has been an alteration in the relevant person's condition is a reference to a decision so given that that person's physical or mental condition either was at the time when the original decision was given, or has subsequently become, different from that on which that decision was based, with the result -
(ii) section 72(1) or (2) (care component of disability living allowance), and (iii) section 73(1) or (2) (mobility component of that allowance); or
(b) that he was at that time, or (as the case may be) has subsequently become, capable of work in accordance with regulations made under section 167C(2) of that Act (the all work test).
(4) For the purposes of this Article "qualifying benefit" means -
(b) disability living allowance; (c) any benefit awarded wholly or partly by reason of a person being (or being treated as being) in receipt of a component (at any rate) of disability living allowance or in receipt of attendance allowance; (d) incapacity benefit; (e) any benefit (other than incapacity benefit) awarded wholly or partly by reason of a person being (or being treated as being) incapable of work; or (f) any benefit awarded wholly or partly by reason of a person being (or being treated as being) in receipt of any benefit falling within sub-paragraph (c), (d) or (e).
(5) For the purposes of this Article -
(b) "the relevant person", in relation to a review, means the person to whose entitlement to a qualifying benefit or to whose incapacity for work the review related; and (c) "the original decision", in relation to a review, means the decision as to any such entitlement or incapacity to which the review related.
(6) An overpayment is excluded by virtue of this paragraph if (before or after the making of this Order) -
(b) the payee has been convicted of any offence (under section 105A or 106(1) or (1A) of that Act or otherwise) in connection with the overpayment, or (c) proceedings have been instituted against the payee for such an offence and the proceedings have not been determined or abandoned.
(7) Nothing in this Article applies to an overpayment to the extent that it was recovered from the payee (by any means) before 26th February 1999.
(b) the applicable amount in relation to a jobseeker's allowance (as defined by Article 6(5) of theJobseekers (Northern Ireland) Order 1995);
Child benefit: claimant to state national insurance number
(1B) This subsection is satisfied in relation to a person if -
(ii) information or evidence enabling the national insurance number that has been allocated to him to be ascertained; or
(b) he makes an application for a national insurance number to be allocated to him which is accompanied by information or evidence enabling such a number to be so allocated.
(1C) Regulations may make provision disapplying subsection (1A) above in the case of -
(b) prescribed descriptions of children in respect of whom child benefit is claimed,
or in other prescribed circumstances.".
Welfare benefits: miscellaneous amendments Sharing of functions as regards claims and information 68. After section 5 of the Administration Act there shall be inserted - Sharing of functions as regards certain claims and information. 5A. - (1) Regulations may, for the purpose of supplementing the persons or bodies to whom claims for relevant benefits may be made, make provision as regards any relevant benefit, for claims for that benefit to be made to any relevant authority (if such claims could not otherwise be made to that authority). (2) Regulations may make provision for or in connection with -
(ii) information or evidence supplied in connection with making such claims (whether supplied by persons making the claims or by other persons);
(b) the receiving and forwarding by a relevant authority of information or evidence relating to social security matters supplied by, or the obtaining by a relevant authority of such information or evidence from -
(ii) other persons in connection with such claims,
including information or evidence not relating to the claims or benefit in question;
(3) In paragraphs (b) and (d) of subsection (2) above -
(b) references to persons who have made such claims include persons to whom awards of benefit have been made on the claims.
(4) Regulations under this section may make different provision for different areas.
(b) "relevant authority" means -
(ii) a person providing services to a Northern Ireland department, (iii) any other body established by or under a statutory provision, or (iv) a person providing services to, or authorised to exercise any function of, such a body;
(c) "relevant benefit" means housing benefit or any other benefit prescribed for the purposes of this section;
Supply of information for certain purposes
(b) the supply (whether to a person within paragraph (2) or otherwise) of social security information held by a person within that paragraph, (c) the relevant purposes for which a person to whom such information is supplied under the regulations may use it, and (d) the circumstances and extent (if any) in and to which a person to whom such information is supplied under the regulations may supply it to any other person (whether within paragraph (2) or not),
as the Department considers appropriate in connection with any provision to which paragraph (3) applies or in connection with any scheme or arrangements to which paragraph (4) applies.
(b) a person providing services to, or designated for the purposes of this Article by an order of, a Northern Ireland department; (c) any other body established by or under a statutory provision; and (d) a person providing services to, or authorised to exercise any function of, such a body.
(3) This paragraph applies to any provision made by or under -
(b) Article 57, or (c) theJobseekers (Northern Ireland) Order 1995.
(4) This paragraph applies to -
(b) any arrangements of a description specified in such regulations, being arrangements made by a Northern Ireland department for any such purposes.
(5) Regulations under paragraph (1) may, in particular, authorise information supplied to a person under the regulations -
(b) if it is so used, to be supplied to any other person, and used for any purpose, to whom or for which that other information could be supplied or used.
(6) In this Article -
(b) employment or training;
(7) Any reference in this Article to purposes connected with employment or training includes purposes connected with the existing or future employment or training prospects or needs of persons, and (in particular) assisting or encouraging persons to enhance their employment prospects. Measures to reduce under-occupation by housing benefit claimants 70. - (1) The Department may by regulations make a scheme providing for a housing benefit claimant, where he moves from an under-occupied dwelling in the public or social rented sector to a qualifying dwelling, to be entitled to be paid an amount calculated by reference to the difference between -
(b) those he is liable to make in respect of his new dwelling.
(2) In paragraph (1) the reference to a qualifying dwelling is to a dwelling (whether in the public or social rented sector or not) which, in relation to the claimant, either -
(b) is under-occupied to a lesser extent than the claimant's former dwelling.
(3) Regulations under this Article may, in particular, make provision -
(b) as to the manner in which an amount payable to such a claimant under the scheme is to be calculated.
(4) Regulations made in pursuance of paragraph (3)(b) may provide for the amount payable to a housing benefit claimant under the scheme ("the relevant amount") to be reduced on account of -
(b) any amount paid to him by way of housing benefit which constitutes an overpayment for housing benefit purposes;
but regulations under this Article shall not otherwise provide for the making of any reduction in the relevant amount on account of any sum due to or recoverable by the Housing Executive.
(b) include such transitional, consequential or saving provisions as the Department considers appropriate in connection with the scheme ceasing to be in operation in relation to the area or areas at the end of that period.
(7) Where the Housing Executive makes any payment under the scheme it shall be reimbursed by the Department in respect of that payment in such manner and subject to such conditions as to claims, records, certificates or other information or evidence as may be prescribed (any reduction made by virtue of paragraph (4) being disregarded for the purposes of this paragraph).
(b) a registered housing association within the meaning of theHousing (Northern Ireland) Order 1992.
(10) In this Article -
Supply of information for child support purposes Authorisation of certain expenditure 72. - (1) Where -
(b) the Department is of the opinion that the change is such that, unless expenditure for preparing for the change is incurred during the period before the making of that statutory provision, it will not be possible for a service for which it has or will have responsibility to be effectively provided as from that date,
the Department may, subject to paragraphs (2) and (3), incur such expenditure during that period.
(ii) the amount of the expenditure which the Department proposes to incur and the purposes for which it proposes to incur it; and
(b) the report has been approved by a resolution of the Assembly.
(3) Expenditure is not authorised by virtue of paragraph (1) at any time after the end of the period of two years beginning with (and including) the day on which the resolution under paragraph (2)(b) is passed. Regulations and orders 73. - (1) Regulations or orders (except orders under Article 1 or 69(2) or regulations under Article 49) made under this Order by a Northern Ireland department shall be subject to negative resolution. (2) Regulations or orders (except orders under Article 1) made under this Order by a Minister of the Crown or a department of the government of the United Kingdom shall be subject to annulment in pursuance of a resolution of either House of Parliament in like manner as a statutory instrument, and section 5 of theStatutory Instruments Act 1946 shall apply accordingly. (3) Where a power under this Order to make regulations or an order is expressed to be exercisable for alternative purposes it may be exercised in relation to the same case for any or all of those purposes. (4) Any such power includes power -
(b) to provide for a person to exercise a discretion in dealing with any matter.
(5) Any power to make regulations or an order for the purposes of any provision of this Order is without prejudice to any power to make regulations or an order for the purposes of any other statutory provision.
(b) paragraph (1) so far as relating to paragraphs 4 to 51 of Schedule 9; and (c) Article 76 so far as relating to Part III of Schedule 10.
Transitional provisions
(b) in connection with those provisions, of any provisions of -
(ii) the Pension Schemes Act, or (iii) the Pensions Order,
then in operation,
as it considers necessary or expedient.
(b) the operation of any statutory provision repealed or amended by a provision of Part VI during any period when the repeal or amendment is not wholly in operation.
(6) For the purposes of paragraph (5), Article 76 so far as relating to Parts IV and V of Schedule 10, together with those Parts of that Schedule, shall be taken to be comprised in Part VI of this Order. 1. - (1) The provisions specified in sub-paragraph (2) shall apply as if any pension scheme established under a trust which -
(b) is or has been registered under Article 4,
were an occupational pension scheme.
(b) the following provisions of Part II of the Pensions Order -
(ii) Articles 27 to 31 (trustees: general); (iii) Articles 32 to 36 and 39 (functions of trustees) except the reference to Articles 16(3)(b) and 25(2) in Article 32(4), the reference to Article 56 in Article 35(2) and Article 35(5)(b); (iv) Article 41 (functions of trustees or managers); (v) Articles 47 and 48 (advisers); (vi) Article 49 (receipts, payment and records) except paragraphs (5) and (8) to (13); (vii) Article 50 (resolution of disputes); (viii) Article 68 (power of trustees to modify scheme by resolution) except paragraph (3); (ix) Articles 79 to 84 (the compensation payments) except Article 79(1)(b); (x) Articles 89, 90 and 92 (assignment and forfeiture etc.) except Article 89(5)(d); (xi) Article 94(2)(c) (review of decisions of the Authority); (xii) Article 106 (other permitted disclosures); (xiii) Article 108 (provision of information to Compensation Board); (xiv) Article 114 (overriding requirements); and (xv) Articles 121 and 122 (interpretation).
(3) Article 47(9) of the Pensions Order (as applied by sub-paragraph (1)) shall have effect as if the reference to any person who is or has been the employer were a reference to any person who, in pursuance of Article 5(5), is or has been required -
(b) to pay them to the trustees or managers of the scheme or to a prescribed person.
(4) Article 68 of the Pensions Order (as so applied) shall have effect as if the purposes specified in paragraph (2) of that Article included enabling the conditions set out in Article 3 to be fulfilled in relation to the scheme.
(b) is or has been registered under Article 4,
were an occupational pension scheme.
(b) Articles 109 and 113 of that Order; (c) section 115 of thePensions Act 1995 and any other provisions in force in Great Britain corresponding to the provisions mentioned in heads (a) and (b); and (d) Articles 3 and 4(4) and (5).
(3) Article 98 of the Pensions Order (as so applied) shall have effect as if the references in paragraphs (1)(c)(i) and (4)(b) to that Order included references to Article 4(5). 1. In Article 283(7) of theInsolvency (Northern Ireland) Order 1989 (bankrupt's income against which income payments orders may be made includes certain payments under pension schemes), after "employment and" insert "(despite anything in Article 12 or 13 of the Welfare Reform and Pensions (Northern Ireland) Order 1999)". 2. - (1) In the Pension Schemes Act -
(2) In consequence of sub-paragraph (1), the following provisions of that Act shall cease to have effect, namely -
(b) in section 92(2)(a) (exercise of option under section 91), sub-paragraph (iii) and the word "or" immediately preceding that sub-paragraph; and (c) in section 176(1) (general interpretation), the definition of "self-employed pension arrangement".
3.
In section 12(5) of the Pension Schemes Act (revaluation of earnings factors for purposes of section 10: early leavers etc.), for the definition of
4. - (1) Section 24 of the Pension Schemes Act (ways of giving effect to protected rights) is amended as follows. (2) In subsection (1) -
(b) in paragraph (b), for "permitted" substitute "provided for".
(3) For subsection (1A) substitute -
(b) satisfies such conditions as may be prescribed;
and in such a case subsections (2) to (4) accordingly apply as regards giving effect to his protected rights as from the end of that period.".
(4) In subsection (3) for "(1A)(a) or" substitute "(1A) or". 5. In section 43 of the Pension Schemes Act (entitlement to guaranteed minimum pension for the purposes of the relationship with social security benefits), after subsection (6) (which is added by Article 29(4) of this Order) add -
6. - (1) Paragraph 2 of Schedule 3 to the Pension Schemes Act (priority in bankruptcy for amounts paid by the Department in respect of unpaid pension contributions) is amended as follows. (2) For sub-paragraphs (1) to (3) substitute -
(1A) The amount of the debt having priority by virtue of sub-paragraph (1) shall be taken to be an amount equal to the appropriate amount. (2) This Schedule applies to any sum owed on account of an employer's minimum payments to a money purchase contracted-out scheme falling to be made in the period of 12 months immediately preceding the relevant date. (3) In so far as payments cannot from the terms of the scheme be identified as falling within sub-paragraph (2), the amount of the debt having priority by virtue of that sub-paragraph shall be taken to be an amount equal to the appropriate amount. (3A) In sub-paragraph (1A) or (3) "the appropriate amount" means the aggregate of -
(b) the percentage for contributing earners of the total reckonable earnings paid or payable, in that period, to or for the benefit of contributing earners.".
(3) In sub-paragraph (4), for "sub-paragraph (3)" substitute "sub-paragraph (3A)". 7. In Article 3(2)(b) of the Pensions Order (power of Authority to remove pension scheme trustee to whom Article 3 applies by virtue of any other provision of Part II of the Order), for "any other provision of this Part" substitute "this Order or any other statutory provision". 8. In Article 8(4) of the Pensions Order (provision which may be contained in orders made by the Authority appointing pension scheme trustees), omit the word "or" at the end of sub-paragraph (a). 9. In Article 10 of the Pensions Order (imposition of civil penalties by the Authority), after paragraph (8) insert -
10. - (1) Article 49 of the Pensions Order (other responsibilities of trustees, employers, etc.) is amended as follows. (2) In each of paragraphs (1) and (5) (money to be kept by trustees or employers in accounts with institutions authorised under the Banking Act 1987), for "an institution authorised under theBanking Act 1987" substitute "a relevant institution". (3) After paragraph (1) insert -
(b) an institution within any of paragraphs 1 to 6 of Schedule 2 to that Act (institutions not requiring authorisation); or (c) a European authorised institution within the meaning of the Banking Coordination (Second Council Directive) Regulations 1992 which may lawfully accept deposits in the United Kingdom in accordance with those regulations.".
11.
In Article 54(3) of the Pensions Order (supplementary provisions about annual increases in pensions), in the definition of "appropriate percentage", for the words from "the revaluation period" onwards substitute
12. - (1) In Article 58 of the Pensions Order (schedules of contributions), in paragraph (6)(a) (certification by actuary of adequacy of rates of contributions to meet minimum funding requirement) -
(b) omit the words "continue to".
(2) In Article 59 of that Order (determination of contributions: supplementary), in paragraph (3) (duty of trustees etc. to prepare report of failure to meet minimum funding requirement), after "they must" insert ", within such further period as may be prescribed,". 13. In Article 77(5) of the Pensions Order (penalties for trustees who deal improperly with excess assets of wound-up occupational pension schemes), for "Article 3 applies" substitute "Articles 3 and 10 apply". 14. In Article 121(3) of the Pensions Order (matters to be disregarded in determining "pensionable service"), at the end add -
15. - (1) TheEmployment Rights (Northern Ireland) Order 1996 is amended as follows. (2) In Article 69 (employee who is a trustee of a pension scheme not to be subject to detriment referable to his carrying out his functions as such a trustee), after paragraph (2) insert -
(3) In Article 86 (right to time off for pension scheme trustees), after paragraph (2) insert -
(4) In Article 133 (unfair dismissal of pension scheme trustees), after paragraph (1) insert -
1. The Matrimonial Causes Order is amended as follows. 2. In Article 2 (interpretation), in paragraph (3), for "and" at the end of sub-paragraph (a) there shall be substituted -
3.
After Article 23 there is inserted -
23A. - (1) For the purposes of this Order, a pension sharing order is an order which -
(ii) shareable state scheme rights,
be subject to pension sharing for the benefit of the other party, and
(2) In paragraph (1) -
(b) the reference to shareable state scheme rights is to rights in relation to which pension sharing is available under Chapter II of Part V of the Welfare Reform and Pensions (Northern Ireland) Order 1999, or under Chapter II of Part IV of the Welfare Reform and Pensions Act 1999, and (c) "party" means a party to a marriage.".
4.
In Article 26 (property adjustment orders in connection with divorce proceedings, etc.), in sub-paragraphs (c) and (d) of paragraph (1), there is added at the end ", other than one in the form of a pension arrangement (within the meaning of Article 27D)".
26A. - (1) On granting a decree of divorce or a decree of nullity of marriage or at any time thereafter (whether before or after the decree is made absolute), the court may, on an application made under this Article, make one or more pension sharing orders in relation to the marriage. (2) A pension sharing order under this Article is not to take effect unless the decree on or after which it is made has been made absolute. (3) A pension sharing order under this Article may not be made in relation to a pension arrangement which -
(b) has been the subject of pension sharing between the parties to the marriage.
(4) A pension sharing order under this Article may not be made in relation to shareable state scheme rights if -
(b) such rights have been the subject of pension sharing between the parties to the marriage.
(5) A pension sharing order under this Article may not be made in relation to the rights of a person under a pension arrangement if there is in force a requirement imposed by virtue of Article 27B or 27C which relates to benefits or future benefits to which he is entitled under the pension arrangement.
6.
In Article 27 (matters to which the court is to have regard in deciding how to exercise its powers with respect to financial relief) -
7.
In Article 27A(1) (court's duty to consider desirability of exercising power to achieve clean break), for "or 26" there is substituted ", 26 or 26A".
(3) After paragraph (4) there is inserted -
(ii) only if, at the time when the application is made, the decree has not been made absolute; and
(b) an application made in accordance with sub-paragraph (a) prevents the paragraph (2) order from taking effect before the application has been dealt with.
(4B) No variation of a pension sharing order shall be made so as to take effect before the decree is made absolute.
(4) In paragraph (5) after "property adjustment order" there is inserted
9.
In Article 35A (consent orders), in paragraph (3), in the definition of
10.
In Article 39 (avoidance of transactions intended to prevent or reduce financial relief), in paragraph (1), after "26," there is inserted
11.
After Article 42 there is inserted -
42A. - (1) Paragraphs (2) and (3) apply where an appeal against a pension sharing order is begun on or after the day on which the order takes effect. (2) If the pension sharing order relates to a person's rights under a pension arrangement, the appeal court may not set aside or vary the order if the person responsible for the pension arrangement has acted to his detriment in reliance on the taking effect of the order. (3) If the pension sharing order relates to a person's shareable state scheme rights, the appeal court may not set aside or vary the order if the Department of Health and Social Services has acted to its detriment in reliance on the taking effect of the order. (4) In determining for the purposes of paragraph (2) or (3) whether a person or the Department has acted to his or its detriment in reliance on the taking effect of the order, the appeal court may disregard any detriment which in its opinion is insignificant. (5) Where paragraph (2) or (3) applies, the appeal court may make such further orders (including one or more pension sharing orders) as it thinks fit, for the purpose of putting the parties in the position it considers appropriate. (6) Article 26B only applies to a pension sharing order under this Article if the decision of the appeal court can itself be the subject of an appeal. (7) In paragraph (2), the reference to the person responsible for the pension arrangement is to be read in accordance with Article 27D(4).".
1. - (1) Article 27B of the Matrimonial Causes Order is amended as follows. (2) In paragraph (1), for "scheme", wherever occurring, there is substituted "arrangement". (3) Paragraph (2) ceases to have effect. (4) In paragraph (3), for "scheme" there is substituted "arrangement". (5) In paragraph (4) -
(6) For paragraph (5) there is substituted -
(7) In paragraph (6) -
(b) for "the trustees or managers", in the second place where those words occur, there is substituted "his".
(8) In paragraph (7) -
(b) for "the payment of any amount commuted" there is substituted
(9) After that paragraph there is added -
(9) The power conferred by paragraph (4) or (7) may not be exercised in relation to a pension arrangement which -
(b) has been the subject of pension sharing between the parties to the marriage.
(10) In paragraph (1), references to benefits under a pension arrangement include any benefits by way of pension, whether under a pension arrangement or not.".
2.
- (1) Article 27C of that Order is amended as follows.
(b) in sub-paragraph (c), for "trustees or managers of the pension scheme" there is substituted "person responsible for the pension arrangement".
(4) In paragraph (3) -
(b) for "the trustees, or managers," there is substituted "his".
(5) At the end there is added -
(b) has been the subject of pension sharing between the parties to the marriage.".
3.
- (1) Article 27D of that Order is amended as follows.
(b) the person responsible for the new arrangement has been given notice in accordance with regulations made by the Lord Chancellor,
the order shall have effect as if it had been made instead in respect of the person responsible for the new arrangement.".
(3) In paragraph (2) -
(b) in sub-paragraph (a) for "trustees or managers of a pension scheme" there is substituted "person responsible for a pension arrangement", (c) after that sub-paragraph there is inserted -
(d) after sub-paragraph (b) there is inserted -
(e) sub-paragraphs (c) and (d) are omitted,
(ii) shareable state scheme rights,
for the purposes of the court's functions in connection with the exercise of any of its powers under this Part.", and
(g) the words after sub-paragraph (e) are omitted.
(4) After that paragraph there is inserted -
(b) provision by reference to regulations under Article 27 or 46(4) of the Welfare Reform and Pensions (Northern Ireland) Order 1999.
(2B) Regulations under this Article shall be subject to annulment in pursuance of a resolution of either House of Parliament in like manner as a statutory instrument and section 5 of the Statutory Instruments Act 1946 shall apply accordingly.".
(5) For paragraphs (3) and (4) there is substituted -
(b) a personal pension scheme, (c) a retirement annuity contract, (d) an annuity or insurance policy purchased, or transferred, for the purpose of giving effect to rights under an occupational pension scheme or a personal pension scheme, and (e) an annuity purchased, or entered into, for the purpose of discharging liability in respect of a pension credit under Article 26(1)(b) of the Welfare Reform and Pensions (Northern Ireland) Order 1999 or under section 29(1)(b) of the Welfare Reform and Pensions Act 1999;
(b) in any other case, the managers of the scheme.
(4) In this Article and Articles 27B and 27C, references to the person responsible for a pension arrangement are -
(b) in the case of a retirement annuity contract or an annuity falling within paragraph (d) or (e) of the definition of "pension arrangement", the provider of the annuity, and (c) in the case of an insurance policy falling within paragraph (d) of the definition of that expression, the insurer.".
1. - (1) This paragraph applies to a pension credit which derives from -
(b) a personal pension scheme.
(2) The trustees or managers of the scheme from which a pension credit to which this paragraph applies derives may discharge their liability in respect of the credit by conferring appropriate rights under that scheme on the person entitled to the credit -
(b) in accordance with regulations made by the Department.
(3) The trustees or managers of the scheme from which a pension credit to which this paragraph applies derives may discharge their liability in respect of the credit by paying the amount of the credit to the person responsible for a qualifying arrangement with a view to acquiring rights under that arrangement for the person entitled to the credit if -
(b) the person responsible for that arrangement is able and willing to accept payment in respect of the credit, and (c) payment is made with the consent of the person entitled to the credit, or in accordance with regulations made by the Department.
(4) For the purposes of sub-paragraph (2), no account is to be taken of the consent of the person entitled to the pension credit unless -
(b) it is not withdrawn within 7 days of receipt of such notice.
2.
- (1) This paragraph applies to a pension credit which derives from an occupational pension scheme which is -
(b) a public service pension scheme.
(2) The trustees or managers of the scheme from which a pension credit to which this paragraph applies derives may discharge their liability in respect of the credit by conferring appropriate rights under that scheme on the person entitled to the credit.
(b) for the purpose of so discharging their liability, require the trustees or managers of the alternative scheme to take such steps as may be required.
(5) In sub-paragraph (3), "the appropriate authority", in relation to a public service pension scheme, means such Minister of the Crown or government department as may be designated by the Treasury or the Department of Finance and Personnel as having responsibility for the scheme. 3. - (1) This paragraph applies to a pension credit which derives from an occupational pension scheme which is -
(b) not a public service pension scheme.
(2) The trustees or managers of the scheme from which a pension credit to which this paragraph applies derives may discharge their liability in respect of the credit by conferring appropriate rights under that scheme on the person entitled to the credit.
(b) the person responsible for that arrangement is able and willing to accept payment in respect of the credit, and (c) payment is made with the consent of the person entitled to the credit, or in accordance with regulations made by the Department.
4.
- (1) This paragraph applies to a pension credit which derives from -
(b) an annuity or insurance policy purchased or transferred for the purpose of giving effect to rights under an occupational pension scheme or a personal pension scheme, or (c) an annuity purchased, or entered into, for the purpose of discharging liability in respect of a pension credit.
(2) The person responsible for the pension arrangement from which a pension credit to which this paragraph applies derives may discharge his liability in respect of the credit by paying the amount of the credit to the person responsible for a qualifying arrangement with a view to acquiring rights under that arrangement for the person entitled to the credit if -
(b) the person responsible for that arrangement is able and willing to accept payment in respect of the credit, and (c) payment is made with the consent of the person entitled to the credit, or in accordance with regulations made by the Department.
(3) The person responsible for the pension arrangement from which a pension credit to which this paragraph applies derives may discharge his liability in respect of the credit by entering into an annuity contract with the person entitled to the credit if the contract is not disqualified as a destination for the credit. 5. For the purposes of this Schedule, rights conferred on the person entitled to a pension credit are appropriate if -
(b) their value, when calculated in accordance with regulations made by the Department, equals the amount of the credit.
6.
- (1) The following are qualifying arrangements for the purposes of this Schedule -
(b) a personal pension scheme, (c) an appropriate annuity contract, (d) an appropriate policy of insurance, and (e) an overseas arrangement within the meaning of the Contracting-out (Transfer and Transfer Payment) Regulations (Northern S.R. 1996/618. Ireland) 1996.
(2) An annuity contract or policy of insurance is appropriate for the purposes of sub-paragraph (1) if, at the time it is entered into or taken out, the insurance company with which it is entered into or taken out -
(b) satisfies such requirements as the Department may prescribe by regulations.
(3) In this paragraph "ordinary long-term insurance business" has the same meaning as in theInsurance Companies Act 1982. 7. - (1) If a pension credit derives from a pension arrangement which is approved for the purposes of Part XIV of theIncome and Corporation Taxes Act 1988, an arrangement is disqualified as a destination for the credit unless -
(b) it satisfies such requirements as the Department may prescribe by regulations.
(2) If the rights by reference to which the amount of a pension credit is determined are or include contracted-out rights or safeguarded rights, an arrangement is disqualified as a destination for the credit unless -
(b) it satisfies such requirements as the Department may so prescribe.
(3) An occupational pension scheme is disqualified as a destination for a pension credit unless the rights to be acquired under the arrangement by the person entitled to the credit are rights whose value, when calculated in accordance with regulations made by the Department, equals the credit.
(b) a personal pension scheme which is an appropriate scheme for the purposes of that Act, as the Department may prescribe by regulations;
8. - (1) If -
(b) the scheme is one to which Article 56 of the Pensions Order (minimum funding requirement for funded salary related schemes) applies, (c) the scheme is underfunded on the valuation day, and (d) such circumstances as the Department may prescribe by regulations apply,
paragraph 1(3) shall have effect in relation to the credit as if the reference to the amount of the credit were to such lesser amount as may be determined in accordance with regulations made by the Department.
(b) the person responsible for the arrangement makes a payment which is referable to those rights without knowing of the pension debit,
this Schedule shall have effect as if the amount of the corresponding pension credit were such lesser amount as may be determined in accordance with regulations made by the Department. 11. Liability in respect of a pension credit shall be treated as discharged if the effect of paragraph 8(1) or 9 is to reduce it to zero. 12. Liability in respect of a pension credit may not be discharged otherwise than in accordance with this Schedule. 13. Regulations under paragraph 5(b) or 7(3) may provide for calculation of the value of rights in accordance with guidance from time to time prepared by a person specified in the regulations. 14. In this Schedule -
1. The Contributions and Benefits Act is amended as follows. 2. After section 45A there is inserted -
45B. - (1) The weekly rate of the additional pension in a Category A retirement pension shall be reduced as follows in any case where -
(b) the debit is to any extent referable to the additional pension.
(2) If the pensioner became subject to the debit in or after the final relevant year, the weekly rate of the additional pension shall be reduced by the appropriate weekly amount.
(b) the valuation day.
(6) For the purposes of subsection (3) above, the relevant revaluation percentage is the percentage specified, in relation to earnings factors for the tax year in which the pensioner became subject to the debit, by the last order under section 130 of the Administration Act to come into operation before the end of the final relevant year.
3.
After section 55 there is inserted - Shared additional pension. 55A. - (1) A person shall be entitled to a shared additional pension if he is -
(b) entitled to a state scheme pension credit.
(2) A person's entitlement to a shared additional pension shall continue throughout his life.
Reduction of shared additional pension: pension sharing.
(b) the debit is to any extent referable to the pension.
(2) If the pensioner became subject to the debit in or after the final relevant year, the weekly rate of the pension shall be reduced by the appropriate weekly amount.
(b) the valuation day.
(6) For the purposes of subsection (3) above, the relevant revaluation percentage is the percentage specified, in relation to earnings factors for the tax year in which the pensioner became subject to the debit, by the last order under section 130 of the Administration Act to come into operation before the end of the final relevant year.
Increase of shared additional pension where entitlement is deferred.
(b) otherwise, if and so long as he does not become entitled to the shared additional pension by reason only of not satisfying the conditions of section 1 of the Administration Act (entitlement to benefit dependent on claim),
and, in relation to a shared additional pension, "period of deferment" shall be construed accordingly.
(b) ends on the same day as that period or, if earlier, on the day before the 5th anniversary of the beginning of that period.".
1. The Jobseekers (Northern Ireland) Order 1995 has effect subject to the following amendments. 2. - (1) Article 2 (interpretation) is amended as follows. (2) In the definition of "claimant", at the end insert "except that in relation to a joint-claim couple claiming a joint-claim jobseeker's allowance it means the couple, or each member of the couple, as the context requires;". (3) After the definition of "jobseeking period" insert -
(4) After the definition of "National Insurance Fund" insert -
3.
- (1) Article 3 (entitlement to jobseeker's allowance) is amended as follows.
(3) After paragraph (2) insert -
(b) the conditions set out in Article 5.
(2B) Subject to the provisions of this Order, a joint-claim couple are entitled to a jobseeker's allowance if -
(b) each member of the couple satisfies the conditions set out in sub-paragraphs (a) to (c) and (e) to (i) of paragraph (2); and (c) the conditions set out in Article 5A are satisfied in relation to the couple.
(2C) Regulations may prescribe circumstances in which paragraph (2A) is to apply to a claimant who is a member of a joint-claim couple.
(b) in default of one of the couples being so nominated, by the Department.".
(4) In paragraph (4) -
(b) after that definition insert -
(b) are of a prescribed description;
4.
In Article 4(1) (the contribution-based conditions), for "Article 3(2)(d)(i)" substitute "Article 3(2)(d)".
(2) After that Article insert -
5A. - (1) The conditions referred to in Article 3(2B)(c) are -
(b) that no member of a family of which the couple are members is entitled to income support; (c) that no member of any such family (other than the couple) is entitled to an income-based jobseeker's allowance; (d) that at least one member of the couple has reached the age of 18; and (e) that if only one member of the couple has reached the age of 18, the other member of the couple is a person -
(ii) who has, in prescribed circumstances to be taken into account for a prescribed period, reached the age of 16.
(2) Paragraphs (2) and (4) of Article 5 shall apply in relation to a member of the couple to whom paragraph (1)(e)(i) or (ii) applies as they apply in relation to a claimant to whom paragraph (1)(f)(ii) or (iii) of that Article applies.
6.
- (1) Article 6 (amount of jobseeker's allowance) is amended as follows.
(b) if the couple have an income, the amount by which the applicable amount exceeds the couple's income.".
(4) After paragraph (11) insert -
(b) a member of such a couple (other than a person to whom regulations under Article 3(2C) apply);
but Article 6A, which contains corresponding provisions relating to joint-claim couples, applies instead.".
7.
After Article 6 insert -
6A. - (1) This Article applies where -
(b) one or each of the members of the couple is in addition entitled to a contribution-based jobseeker's allowance;
and in such a case the provisions of this Article have effect in relation to the couple in place of Article 6(3A).
(b) the couple's personal rate, if it is not.
(3) Where the amount payable in accordance with paragraph (2) is the applicable amount, the amount payable in respect of the couple by way of a jobseeker's allowance shall be taken to consist of two elements -
(b) the other being an amount equal to the excess of the applicable amount over the couple's personal rate.
(4) Where the amount payable in accordance with paragraph (2) is the couple's personal rate, then -
(b) if only one of them is so entitled, an amount equal to that member's personal rate shall be payable in respect of the member by way of such an allowance;
and in either case nothing shall be payable in respect of the couple by way of a joint-claim jobseeker's allowance.
(b) the couple's personal rate, if it is not.
(6) Where the amount payable in accordance with paragraph (5) is the amount by which the applicable amount exceeds the couple's income, the amount payable in respect of the couple by way of a jobseeker's allowance shall be taken to consist of two elements -
(b) the other being an amount equal to the amount by which the difference between the applicable amount and the couple's income exceeds the couple's personal rate.
(7) Where the amount payable in accordance with paragraph (5) is the couple's personal rate, paragraph (4) shall apply as it applies in a case where the amount payable in accordance with paragraph (2) is that rate.
(b) in a case where each member of the couple is entitled to a contribution-based jobseeker's allowance, rateably according to their individual entitlements to such an allowance.
(9) The element of a jobseeker's allowance mentioned in paragraph (3)(b) and that mentioned in paragraph (6)(b) shall be treated, for the purpose of identifying the source of the allowance, as attributable to the couple's entitlement to a joint-claim jobseeker's allowance.
(b) where each member of the couple is entitled to such an allowance, the aggregate of their personal rates.".
8.
- (1) Article 10 (power to make regulations requiring attendance etc.) is amended as follows.
(b) for requiring a member of such a couple to provide information and such evidence as may be prescribed as to his circumstances, his availability for employment and the extent to which he is actively seeking employment; (c) for requiring such a couple to jointly provide information and such evidence as may be prescribed as to the circumstances of each or either member of the couple, the availability for employment of each or either member of the couple and the extent to which each or either member of the couple is actively seeking employment; (d) where any requirement to provide information or evidence is imposed on such a couple by virtue of sub-paragraph (c), for the joint obligation of the couple to be capable of being discharged by the provision of the information or evidence by one member of the couple.".
(4) In paragraph (2), after "Regulations under paragraph (1)" insert "or (1A)".
(b) after "paragraph (1)(a)" insert "or (1A)(a)".
(7) For sub-paragraph (c) of paragraph (2) (provision for entitlement not to cease where good cause shown) substitute -
9.
In Article 11(12) (jobseeker's agreement ends when allowance ends), at the end insert "or to a joint-claim couple of which he is a member.".
(2B) Where a joint-claim couple claim a joint-claim jobseeker's allowance -
(b) the income and capital of any other person who is a member of any family of which the couple are members shall, except in prescribed circumstances, be treated as income and capital of the couple.".
(3) In paragraph (3) (treating capital as income), after "paragraph (1)" insert "or (2A)".
17A. - (1) Articles 16 and 17 shall, in relation to a joint-claim couple claiming a joint-claim jobseeker's allowance, apply in accordance with this Article. (2) Where each member of the couple is prevented by Article 16 from being entitled to a jobseeker's allowance, the couple are not entitled to a joint-claim jobseeker's allowance. (3) But where only one member of the couple is prevented by that Article from being entitled to a jobseeker's allowance, the couple are not for that reason alone prevented from being entitled to a joint-claim jobseeker's allowance. (4) Article 17(1) does not have effect in relation to the couple but, except in prescribed circumstances, Article 17(2) applies for the purposes of calculating the couple's entitlement to a joint-claim jobseeker's allowance where -
(b) any other person who is a member of any family of which the couple are members,
is, or would be, prevented by Article 16 from being entitled to a jobseeker's allowance.
(b) references to "A" are to the person mentioned in paragraph (4)(a) or (b); (c) Article 17(2)(b) has effect as if for "where the claimant and A are a married or unmarried couple," there were substituted "where A is a member of the couple,"; and (d) Article 17(2)(c)(ii) has effect as if for "of his family" there were substituted "of any family of which the couple are members".".
12.
In Article 19 (reduction of allowance payable to young persons), after paragraph (1) insert -
(b) by such a percentage, and (c) for such a period,
as may be prescribed.".
13.
In Article 21 (allowance not payable though conditions for entitlement are satisfied), after paragraph (1) insert -
14.
After Article 22 insert -
22A. - (1) Where this Article applies to a member of a joint-claim couple, that member of the couple shall be subject to sanctions for the purposes of this Article. (2) This Article applies to a member of a joint-claim couple if that member of the couple -
(b) has, without good cause -
(ii) after a place on such a scheme or programme has been notified to him by an employment officer as vacant or about to become vacant, refused or failed to apply for it or to accept it when offered to him; (iii) given up a place on such a scheme or programme; or (iv) failed to attend such a scheme or programme on which he has been given a place;
(c) has lost his place on such a scheme or programme through misconduct;
(3) Where this Article applies to a member of a joint-claim couple by virtue of any of sub-paragraphs (a) to (c) of paragraph (2), the period for which he is to be subject to sanctions shall be such period (of at least one week but not more than 26 weeks) as may be prescribed.
(b) the amount of the allowance payable in respect of the couple for any period during which only one member of the couple is subject to sanctions shall be reduced to an amount calculated by the prescribed method ("the reduced amount").
(6) The method prescribed for calculating the reduced amount may, in particular, involve -
(b) disregarding portions of the applicable amount; (c) treating amounts as being income or capital of the couple.
(7) During any period for which the amount of a joint-claim jobseeker's allowance payable in respect of a joint-claim couple is the reduced amount, the allowance shall be payable to the member of the couple who is not subject to sanctions.
(b) circumstances which it is not to take into account,
in determining a period under paragraph (4).
(b) he has acted in such a way as to risk -
(ii) having the amount of the couple's entitlement to a joint-claim jobseeker's allowance reduced by virtue of Article 19 because the condition in Article 19(3)(b) or (c) is established.
(3) Regulations shall make provision for the purpose of enabling any person of a prescribed description to accept any employed earner's employment without Article 22A applying to him by virtue of sub-paragraph (e) or (g) of paragraph (2) of that Article should he leave that employment voluntarily and without just cause at any time during a trial period.
(b) payable for a prescribed period (which may differ from the period during which both members of the couple are subject to sanctions for the purposes of Article 22A).
(7) In paragraph (3), "trial period" has such meaning as may be prescribed.
15.
- (1) Article 32 (termination of awards where another entitlement exists) is amended as follows.
(2) Regulations may prescribe circumstances in which, and a period for which, a transitional case couple may be entitled to a joint-claim jobseeker's allowance without having jointly made a claim for it. (3) In sub-paragraph (2) -
(b) "period" shall be construed in accordance with Article 5(3).".
(3) In paragraph 9(a) (rate of allowance payable under paragraph 8), after "paragraph 8" insert "or 8A". 9A. - (1) Regulations may make provision about the entitlement to a jobseeker's allowance of persons ("ex-members") who cease to be members of a joint-claim couple. (2) Regulations under this paragraph may, in particular, provide -
(b) for any award made in respect of the couple to be replaced by an award (a "replacement award") in respect of each or either of the ex-members of the couple or, alternatively, for any such award to lapse.
9B.
- (1) Regulations may make provision about the entitlement to a jobseeker's allowance of persons ("ex-members") who, having ceased to be members of a joint-claim couple, again become the members of a joint-claim couple.
(b) for any award made in respect of the ex-members when they were previously a joint-claim couple to be restored; (c) for any such award, or any replacement award (within the meaning of paragraph 9A) made in respect of either of them, to be replaced by an award (a "new award") in respect of the couple.
9C.
- (1) Regulations may make provision about the entitlement to a jobseeker's allowance of persons who become members of a joint-claim couple as a result of the married or unmarried couple of which they are members becoming a joint-claim couple.
(b) for any award, or any replacement award (within the meaning of paragraph 9A), made in respect of either member of the couple before the couple became a joint-claim couple to be replaced by an award (a "new award") in respect of the couple.
9D.
- (1) Regulations may provide, in relation to any replacement award (within the meaning of paragraph 9A) or new award (within the meaning of paragraph 9B or 9C) -
(b) for entitlement to the award to be subject to compliance with prescribed requirements as to the provision of information and evidence.
(2) In paragraphs 9A to 9C and this paragraph -
(5) For paragraph 10(1) (entitlement before claim determined) substitute -
(b) a joint-claim couple claiming a joint-claim jobseeker's allowance, or (c) a member of such a couple,
may be treated as being entitled to an income-based jobseeker's allowance before his or (as the case may be) the couple's claim for the allowance has been determined.".
(6) In paragraph 10(2) (allowance where payment suspended), for "to a claimant even though payment to him" substitute
(b) a joint-claim couple claiming a joint-claim jobseeker's allowance, or (c) a member of such a couple,
even though payment to him or (as the case may be) the couple".
(7) In paragraph 10(3) (information to be supplied to obtain payments under sub-paragraph (1) or (2)), after "the claimant" insert "or (as the case may be) the couple or the member of the couple". 17. In Article 39(1) of the Social Security (Northern Ireland) Order 1998 (interpretation of Chapter II of Part II), after the definition of "appeal tribunal" insert -
1. The Contributions and Benefits Act has effect subject to the following amendments. 2. - (1) Section 20 (descriptions of contributory benefits) is amended as follows. (2) In subsection (1) -
(b) after that paragraph insert -
(ii) widowed parent's allowance (with increase for child dependants); (iii) bereavement allowance;".
(3) In subsection (2), in the definition of "long-term benefit", after paragraph (b) insert -
(bb) a bereavement allowance;".
3.
- (1) Section 21 (contribution conditions) is amended as follows.
(b) after the entry relating to widowed mother's allowance insert -
(3) In subsection (4), for "widow's payment" substitute "bereavement payment".
(b) for "or 48B(2)" substitute ", 48B(2) or 48BB(5)".
5.
In section 48B (Category B retirement pension for widows and widowers), at the end add -
6.
In section 48C(4) (Category B retirement pension: general), for "or 48B(2)" substitute ", 48B(2) or 48BB(5)".
(ab) a bereavement allowance,".
(3) In subsection (3) -
(b) after paragraph (b) insert -
(bb) a bereavement allowance,"; and
(c) in paragraph (d), after "48B" insert "or 48BB".
8.
In section 61(1) (exclusion of increase of benefit for failure to satisfy contribution conditions), after "widowed mother's allowance" insert "or widowed parent's allowance".
(b) after "widow's pension," insert -
10.
In section 80(5) (beneficiary's dependent children) -
(b) for "subsection (2)(a), (b) or (c) of that section" substitute "section 37(2)(a), (b) or (c) or (as the case may be) section 39A(3)(a), (b) or (c)".
11.
In section 146 (interpretation of provisions relating to Christmas bonus), in subsection (1)(c), after "allowance" insert ", widowed parent's allowance".
(3) In paragraph 5(1) (contribution conditions for widowed mother's allowance, widow's pension etc.), after "allowance," insert "a widowed parent's allowance, a bereavement allowance,"; and in the cross-heading preceding paragraph 5, after "allowance" insert ", widowed parent's allowance, bereavement allowance".
(b) for "widow's payment" (in the second place where it occurs) substitute "bereavement payment".
13.
In Part IV of Schedule 4 (increases for dependants) after the entry relating to widowed mother's allowance insert -
14. The Administration Act is amended as follows. 15. In section 1(2)(a) (entitlement to benefit dependent on claim), for
16.
For section 3 (and the cross-heading preceding it) substitute - Late claims for bereavement benefit where death is difficult to establish. 3. - (1) This section applies where a person's spouse has died or maybe presumed to have died on or after the appointed day and the circumstances are such that -
(b) either -
(ii) less than 12 months have elapsed since the surviving spouse first knew of the discovery and identification of the body.
(2) Where this section applies, notwithstanding that any time prescribed for making a claim for a bereavement benefit in respect of the death has elapsed, then -
(b) in any case falling within paragraph (b)(ii) of subsection (1) above where the identification was made not more than 12 months before the surviving spouse first knew of the discovery and identification of the body,
such a claim may be made or treated as made at any time before the expiration of the period of 12 months beginning with the date on which that decision was made or, as the case may be, the date on which the surviving spouse first knew of the discovery and identification.
(b) any other bereavement benefit in respect of his or her death for a period more than 12 months before that date,
then, notwithstanding anything in that section, the surviving spouse shall be entitled to that payment or, as the case may be, to that other benefit (together with any increase under section 80(5) of the Contributions and Benefits Act).
17. - (1) Section 42 of the Pension Schemes Act (effect of entitlement to guaranteed minimum pensions on payment of social security benefit) is amended as follows. (2) In subsection (1), after "widowed mother's allowance" insert ", a widowed parent's allowance". (3) In subsection (6)(b)(iii), for "or 48B" substitute ", 48B or 48BB". 18. - (1) Article 125 of the Pensions Order (additional pension: calculation of surpluses) is amended as follows. (2) In paragraph (4), after "paragraphs (5)" insert ", (5A)". (3) After paragraph (5) insert -
(b) has not attained pensionable age on or before that date.".
(4) In paragraph (6), for "or 48B(2)" substitute ", 48B(2) or 48BB(5)". 19. The Contributions and Benefits Act has effect subject to the following amendments. 20. In section 21 (contribution conditions) -
21.
In section 30B (incapacity benefit: rate), at the end add -
22.
- (1) Section 167A (test of incapacity for work) is amended as follows.
(3) In subsection (3) (requirement to have medical examination), for "a question arises as to" substitute "it falls to be determined".
23.
In section 167B(1) (the "own occupation test"), for "the test applicable is the own occupation test" substitute "the own occupation test is applicable in his case.". 25. In section 90 of the Contributions and Benefits Act (beneficiaries under sections 68 and 70) -
(b) for "the allowance in question" substitute "the allowance".
26. In section 123(1)(f) of the Contributions and Benefits Act (entitlement to income support conditional on claimant and any partner not being entitled to an income-based jobseeker's allowance), after "the other member of the couple is not" insert ", and the couple are not,". 27. - (1) The Jobseekers (Northern Ireland) Order 1995 is amended as follows. (2) In Article 6 (amount payable by way of a jobseeker's allowance), in each of paragraphs (6) and (8) (amount payable where claimant satisfies the contribution-based, and the income-based, conditions) -
(b) after "the amount payable" insert "by way of a jobseeker's allowance".
(3) In Article 10 (attendance, information and evidence) -
(b) at the end add -
(4) In Article 19(1) (reduction of allowance payable to young persons), for
(5) In Article 22(4) (allowance payable to claimant even though Article 21 prevents payment to him), for "payable to" substitute "payable in respect of". 28. The Contributions and Benefits Act has effect subject to the following amendments. 29. - (1) Section 21 (contribution conditions) is amended as follows. (2) In subsection (1), after "30A below" insert ", maternity allowance under section 35 below". (3) In subsection (2), omit the entry relating to maternity allowance. (4) In subsection (4), omit ", other than maternity allowance,". 30. In section 172(2)(c) (Assembly, etc. control of regulations and orders) after "section 28(2)," insert "35A(7),". 31. In section 48A of the Contributions and Benefits Act (Category B retirement pension for married person), after subsection (4) insert -
32. - (1) In each of the provisions of the Administration Act to which this paragraph applies -
(b) any reference to the exercise of any function relating to such a benefit shall include a reference to the provision of any services so relating.
(2) This paragraph applies to the following provisions of the Administration Act -
(b) sections 116C and 116D (supply of information in connection with administration of housing benefit); (c) section 119A (power to require information from landlords etc. in connection with claims for housing benefit); (d) section 158B (information about redirection of post); and (e) Schedule 4 (persons covered by offence relating to unauthorised disclosures).
(3) In section 158B of the Administration Act -
(b) any reference to the exercise of any function relating to such a benefit shall include a reference to the provision of any services so relating.
1. The Matrimonial and Family Proceedings (Northern Ireland) Order 1989 is amended as follows. 2. For Article 21 there is substituted -
(ii) any order mentioned in Article 26(1) of that Order (property adjustment orders); and
(b) if the marriage has been dissolved or annulled, make one or more orders each of which would, within the meaning of that Part, be a pension sharing order in relation to the marriage.".
3.
In Article 25 -
(bb) Article 26B (duty to stay pension sharing orders); (bc) Article 26C (apportionment of pension sharing charges);"; and
(b) at the end there is added -
4.
The Contributions and Benefits Act has effect subject to the following amendments.
(3) In subsection (2), in the definition of "long-term benefit", after paragraph (d) there is inserted -
6.
In section 21(1), after "41 below" there is inserted "or a shared additional pension under section 55A below".
9.
In section 48A(4), for "45A" there is substituted "45B". 13. The Administration Act has effect subject to the following amendments. 14. - (1) Section 135A is amended as follows. (2) In subsection (1)(a)(i) after "retirement pension" there is inserted "or shared additional pension". (3) In subsection (2) after "retirement pension" there is inserted ", a shared additional pension". 15. In section 143(2) after paragraph (a) there is inserted -
16.
In section 145(5)(b), after "section 143(2)(a)" there is inserted "or (aa)". 17. The Pension Schemes Act has effect subject to the following amendments. 18. In section 46(1) -
(b) in paragraph (b), after "protected" there is inserted ", or safeguarded,".
19.
- (1) Section 48 is amended as follows.
(3) In subsection (3)(b), after "protected", in both places where that word occurs, there is inserted ", or safeguarded,".
(3) After that subsection there is inserted -
(b) in the case of a salary related occupational pension scheme, any benefits payable by virtue of such rights, to the extent that the rights involve the member being credited by the scheme with notional pensionable service.".
(4) At the end there is added -
(b) it does not fall within a prescribed class.".
21.
In section 81, after "69(2)(b)" there is inserted "or 97D(2)(b)".
23.
In section 89A, after subsection (1) there is inserted -
24.
In section 90, after subsection (1A) there is inserted -
25.
In section 92, there is added at the end -
(b) would be entitled to do so, but for section 97G(1),
he may not, if the scheme so provides, make an application to them under section 91 unless he also gives them a notice under section 97F(1).".
26.
- (1) Section 94 is amended as follows.
(b) for "any of the benefits mentioned in that section" there is substituted "benefits".
(3) In subsection (8), after "this section" there is inserted -
27.
- (1) Section 96 is amended as follows.
(3) After subsection (2) there is inserted -
28.
- (1) Section 125 is amended as follows.
31.
In section 178(3), for "and 93(1)" there is substituted "93(1) and 97I". 32. The Pensions Order has effect subject to the following amendments. 33. In Article 3(2)(a) -
(b) after that head there is inserted
(iii) the following provisions of the Welfare Reform and Pensions (Northern Ireland) Order 1999: Article 30 (time for discharge of pension credit liability) and Article 42 (information),".
34.
- (1) Article 16 is amended as follows.
(3) In paragraph (8) -
(b) for "a member of the scheme", in the second place where those words occur, there is substituted "such a member".
35.
In Article 17(4)(a), before "members" there is inserted "qualifying".
(3) In paragraph (7) -
(b) for "a member of the scheme", in the second place where those words occur, there is substituted "such a member".
37.
In Article 20(5), after "a", in the second place where that word occurs, there is inserted "qualifying".
(b) ",
and
39.
- (1) Article 38 is amended as follows.
(b) that the scheme is not for the time being to be wound up but that no new members, except pension credit members, are to be admitted to it.".
(3) In paragraph (2), the words from "but" to the end are omitted.
(b) where the power conferred by that paragraph is exercisable by virtue of a determination under paragraph (1)(b), that members of the scheme may not acquire pension credit rights under it.".
40.
In Article 51(6), after "a pension" there is inserted "which is attributable (directly or indirectly) to a pension credit or".
42.
- (1) Article 67 is amended as follows.
(4) For paragraph (5) there is substituted -
(b) in a prescribed manner.".
43.
In Article 68(2), for "and" at the end of sub-paragraph (d) there is substituted -
44.
In Article 73, after paragraph (3) there is inserted -
45.
In Article 74(3)(b), at the end there is inserted "or pension credit rights".
(b) in sub-paragraph (d), for "accrued right, to pension" there is substituted "right,", and (c) in sub-paragraph (e), for "accrued right, to pension" there is substituted "right".
47.
- (1) Article 90 is amended as follows.
(b) for "accrued right to a pension under the scheme" there is substituted "right".
(4) In paragraph (4), for "accrued right to a pension" there is substituted
49.
In Article 97(2) -
(b) at the end of that sub-paragraph there is inserted -
50.
- (1) Article 121 is amended as follows.
(4) After paragraph (2) there is inserted -
51.
- (1) Article 162 is amended as follows. 52. In Article 22 of the Welfare Reform and Pensions (Northern Ireland) Order 1999 (charges by pension arrangements in relation to earmarking orders), for "section 23" substitute "section 22A or 23". 53. The Insolvency (Northern Ireland) Order 1989 is amended as follows. 54. After Article 315C there is inserted -
315D. - (1) For the purposes of Articles 312, 314 and 315, a pension-sharing transaction shall be taken -
(b) to be capable of being a transaction entered into at an undervalue only so far as it is a transfer of so much of the appropriate amount as is recoverable.
(2) For the purposes of Articles 313 to 315, a pension-sharing transaction shall be taken -
(b) to be capable of being a preference given to the transferee only so far as it is a transfer of so much of the appropriate amount as is recoverable.
(3) If on an application under Article 312 or 313 any question arises as to whether, or the extent to which, the appropriate amount in the case of a pension-sharing transaction is recoverable, the question shall be determined in accordance with paragraphs (4) to (8).
(b) which have at any time been made on the transferor's behalf,
to the shared arrangement or any other pension arrangement.
(b) whether the total amount of any personal contributions represented, at the time the pension-sharing transaction was made, by rights under pension arrangements is an amount which is excessive in view of the transferor's circumstances when those contributions were made.
(9) In this Article and Articles 315E and 315F -
Orders under Article 312 or 313 in respect of pension-sharing transactions
(b) the transferee has rights under a pension arrangement ("the destination arrangement", which maybe the shared arrangement or any other pension arrangement) that are derived, directly or indirectly, from the pension-sharing transaction.
(2) Without prejudice to the generality of Article 312(2) or 313(2), or of Article 315, the order may include provision -
(b) adjusting the liabilities of the destination arrangement in respect of the transferee, (c) adjusting any liabilities of the destination arrangement in respect of any other person that derive, directly or indirectly, from rights of the transferee under the destination arrangement, (d) for the recovery by the person responsible for the destination arrangement (whether by deduction from any amount which that person is ordered to pay or otherwise) of costs incurred by that person in complying in the transferor's case with any requirement under Article 315F(1) or in giving effect to the order, (e) for the recovery, from the transferor's trustee in bankruptcy, by the person responsible for a pension arrangement, of costs incurred by that person in complying in the transferor's case with any requirement under Article 315F(2) or (3).
(3) In paragraph (2), references to adjusting the liabilities of the destination arrangement in respect of a person include (in particular) reducing the amount of any benefit or future benefit to which that person is entitled under the arrangement.
(b) so much (if any) of the amount of the unfair contributions (within the meaning given by Article 315D(5)) as is not recoverable by way of an order under Article 315A containing provision such as is mentioned in Article 315B(1)(a), and (c) the value of the transferee's rights under the destination arrangement so far as they are derived, directly or indirectly, from the pension-sharing transaction.
(5) If the order requires the person responsible for the destination arrangement to pay an amount ("the restoration amount") to the transferor's trustee in bankruptcy it must provide for the liabilities of the arrangement to be correspondingly reduced.
(b) the amount of the liabilities immediately after the reduction,
is equal to the restoration amount.
(b) overrides provisions of the destination arrangement to the extent that they conflict with the provisions of the order.
Orders under Article 312 or 313 in pension-sharing cases: supplementary
(b) the transferee's rights under it, and (c) where the destination arrangement is the shared arrangement, the transferor's rights under it,
as the trustee may reasonably require for, or in connection with, the making of applications under Articles 312 and 313.
(b) the transferor's rights under it, as the trustee may reasonably require for, or in connection with, the making of applications under Articles 312 and 313.
(3) On the transferor's trustee in bankruptcy making a written request to the person responsible for any intermediate arrangement, that person shall provide the trustee with such information about -
(b) the transferee's rights under it,
as the trustee may reasonably require for, or in connection with, the making of applications under Articles 312 and 313.
(b) the transferee's rights under the destination arrangement (so far as derived from the pension-sharing transaction) are to any extent derived (directly or indirectly) from the rights mentioned in sub-paragraph (a).
(5) Nothing in -
(b) any statutory provision (whether passed or made before or after the making of the Welfare Reform Order) corresponding to any of the provisions mentioned in sub-paragraph (a), or (c) any provision of the destination arrangement corresponding to any of those provisions,
applies to the High Court exercising its powers under Article 312 or 313.
(b) any such amounts as are mentioned in Article 315E(6)(a) and (b).
(7) The power conferred by paragraph (6) includes power to provide for calculation or verification -
(b) in accordance with guidance -
(ii) approved by the Department.
(8) In Article 315E and this Article, references to the person responsible for a pension arrangement are to -
(b) the person having functions in relation to the arrangement corresponding to those of a trustee, manager or provider.
(9) In this Article -
(10) Regulations under this Article may contain such incidental, supplemental and transitional provisions as appear to the Department necessary or expedient.
55. The Administration Act has effect subject to the following amendments. 56. After section 128E insert -
128EE. - (1) The Department may make to any relevant authority such payments as it thinks fit in respect of expenses incurred by that authority in connection with the carrying out of any relevant function -
(b) by any person providing services to that authority, or (c) by any person authorised by that authority to carry out that function.
(2) In subsection (1) -
57.
In section 149(5) (enactments conferring functions in respect of which the Social Security Advisory Committee is to advise etc.), in the definition of "relevant enactments", after paragraph (ad) insert -
58.
In section 165 (regulations and orders -general), after subsection (7) insert -
59.
In section 166 (Assembly, etc. control of orders and regulations), in subsection (2), before the "and" at the end of paragraph (a) insert -
60.
At the end of Article 17(2) of the Deregulation and Contracting Out (Northern Ireland) Order 1996 (social security: amendments following certain orders) there shall be added the words "the Welfare Reform and Pensions Act 1999". 61. In Schedule 2 to the Social Security (Northern Ireland) Order 1998 (decisions against which no appeal lies), after paragraph 5 insert -
(This note is not part of the Order) This Order, which is made only for purposes corresponding to the Welfare Reform and Pensions Act 1999 makes provision about pensions and social security, makes provision for reducing under-occupation of dwellings by housing benefit claimants, authorises certain expenditure by the Department of Health and Social Services and makes other connected provisions. ISBN 0 11 085557 4
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