Statutory Instrument 1997 No. 307
The Reserve Forces (Call-out and Recall) (Exemptions Etc.) Regulations 1997
- continued

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PART III

PROCEDURE FOR THE DETERMINATION OF APPLICATIONS

Time limits for applications
     8 .  - (1) An application may not be made - 

    (a) before the relevant date;

    (b) more than 7 days after the relevant date, except with the leave of the adjudication officer.

    (2) Leave to make an application after the time specified in paragraph (1)(b) above shall only be granted where - 

    (a) the applicant did not know of any grounds for the application, and could not reasonably have discovered them, until after that time; or

    (b) in the case of an application by an employer, the fact of - 

      (i) service or deemed service on the reservist of a notice calling out or recalling him for service, or

      (ii) acceptance into service under section 59(5) or 71(5) respectively of the 1996 Act, or

      (iii) postponement under section 45(6), 53(3), (7) or (11), 55(3), (7) or (11), 57(3) or (7), 61 or 69(3) or (6) of the 1996 Act of the reservist's entitlement to be released or discharged,

    did not come to the employer's attention until after that time,

and the application was made promptly after the applicant had become aware of those grounds or that fact.

Person to whom applications made
    
9 .  - (1) An application shall be made to the person specified in Schedule 3.

    (2) The person to whom an application has been made shall, if he is not an adjudication officer, immediately pass that application to an adjudication officer.

Procedure for applications and provision of information
    
10 .  - (1) Any step required to be taken by an applicant under this Part may be taken by any person authorised for this purpose by the applicant.

    (2) Subject to paragraph (5) below, an application shall be made in writing.

    (3) A reservist shall - 

    (4) An employer shall on making an application provide the information specified in paragraph 2 of Schedule 4.

    (5) A reservist may make an oral application but that application shall lapse unless the information required under paragraph (3)(a) above is provided in writing within the time limited in regulation 8(1)(b) or (2) above for the making of an application.

    (6) An adjudication officer may require any person to provide such further information in connection with the application as the adjudication officer may at any time reasonably require.

    (7) A person who has furnished information under this regulation shall notify the adjudication officer of - 

which could materially affect the application, no later than 7 days after the inaccuracy, change or event came to that person's attention.

Determination of applications and notification of determinations
    
11 .  - (1) The adjudication officer shall consider an application promptly and in accordance with the relevant provisions of these Regulations and shall within 2 days of making his determination give written notification of his determination to the person who made the application.

    (2) Every such notification shall contain a statement - 

Additional powers of adjudication officers
    
12 . An adjudication officer may - 

Effect of a person's ceasing to be an employer on a determination
    
13 .  - (1) This regulation applies where on an application by an employer an adjudication officer has made a determination granting - 

    (2) Where the person who made the application ceases to be an employer in relation to that reservist - 



PART IV

MISCELLANEOUS PROVISIONS

Method of sending or delivering documents, etc.
    
14 .  - (1) Any document required by these Regulations to be sent or delivered to any person shall be duly sent or delivered if it is - 

    (a) sent to him by post at his proper address;

    (b) sent to him at his proper address by facsimile machine or other means which produce a document containing a text of the communication, in which event the document shall be regarded as sent when it is received in a legible form; or

    (c) delivered to him or left at his proper address.

    (2) The proper address of - 

    (a) an adjudication officer shall be as specified in accordance with Schedule 3;

    (b) an applicant shall be that provided in accordance with regulation 10 above and Schedule 4, or such other address as the applicant may subsequently notify the adjudication officer in writing as being his address for correspondence;

    (c) any other person to whom any document is required by these Regulations to be sent or delivered shall be his last known address.

Time
    
15 . Where the time prescribed by these Regulations for doing any act expires on a Saturday, Sunday or public holiday, the act shall be in time if done on the next following day which is not a Saturday, Sunday or public holiday.

Nicholas Soames
Minister of State for the Armed Forces

19th February 1997


SCHEDULE 1
Regulation 5


GROUNDS FOR APPLICATIONS


     1. The grounds on which a reservist may make an application are - 

     2.  - (1) The grounds on which an employer may make an application are that the absence of the reservist for a period of relevant service would cause serious harm to the business or other undertaking in which the reservist is employed, or to a partner, proprietor or employee of that business or other undertaking.

    (2) Such harm may include - 

    (a) loss of sales, markets, reputation, goodwill or other financial harm;

    (b) impairment of ability to produce goods or provide services;

    (c) harm to research into and development of new products, services or processes,

which could not be prevented by the granting of financial assistance pursuant to regulations under sections 83 and 84 of the 1996 Act.



SCHEDULE 2
Regulation 6


FACTORS TO BE TAKEN INTO ACCOUNT IN DETERMINING APPLICATIONS


The factors to be taken into account by an adjudication officer on determining an application shall be - 

    (a) the call-out or recall power used;

    (b) the purpose for which the call-out or recall power is exercised;

    (c) the number of reservists required;

    (d) the number and availability of reservists with a particular skill or training possessed by the reservist in question;

    (e) the need to maintain unit cohesion;

    (f) any alteration of authority for call-out or recall;

    (g) any other factor related to the effectiveness of the armed forces for the operation for which the reservist has been called out or recalled.



SCHEDULE 3
Regulations 9 and 14(2)


PERSON TO WHOM APPLICATIONS MADE


     1. Any application by a reservist who has not been accepted into service or an employer shall be made to - 

    (a) the person (if any) specified for the purpose of receiving applications in the call-out notice or recall notice served on the reservist; or

    (b) any adjudication officer at the place at which the reservist has presented himself for acceptance into service; or

    (c) the adjudication officer appointed for the service or reserve force in which the reservist is performing or will be performing relevant service, at his address specified below - 

    Service or Reserve Force Address
    Royal Navy, Royal Fleet Reserve (for naval officers or ratings) and Royal Naval Reserve Adjudication Officer (RN) Main Mobilisation Office HMS Nelson HM Naval Base Portsmouth PO1 3LS
    Royal Marines, Royal Fleet Reserve (for marine officers or other ranks) and Royal Marines Reserve Adjudication Officer (RM) Reinforcement Holding Unit CTC RM Lympstone Near Exmouth Devon EX8 5AR
    Army, Army Reserve and Territorial Army Adjudication Officer (Army) RO1 TA/Reserves Directorate of Manning HQ Army Personnel Centre Kentigern House 65 Brown Street Glasgow G2 8EK
    Royal Air Force, Air Force Reserve and Royal Auxiliary Air Force Adjudication Officer (RAF) DCRF(RAF) Personnel Management Centre HQ Personnel and Training Command RAF Innsworth Gloucester GL3 1EZ

     2. An application by a reservist who has been accepted into service shall be made to the officer commanding the unit in which the reservist is serving at the time when he makes his application.



SCHEDULE 4
Regulations 10 and 14(2)


INFORMATION TO BE PROVIDED ON MAKING AN APPLICATION


     1.  - (1) A reservist shall in all cases provide details of - 

    (a) his - 

         surname;

         forenames;

         date of birth;

         place of birth;

         service number;

         rank or rate;

         service;

         unit;

         address for correspondence;

         telephone and fax number (if any);

    (b) the grounds for his application.

    (2) A reservist shall, in accordance with the relevant grounds for the application specified in paragraph 1(a) of Schedule 1, also provide the following information - 

      (i) the name and address of each person with a severe physical or mental disability for whose care the reservist has the primary responsibility;

           the name and address of a social services officer, doctor or other party of similar standing able to verify details of the application;

      (ii) the full name and date of birth of each dependant child;

           the name and address of a school teacher, doctor or other party of similar standing able to verify details of the application;

      (iii) each examination for which the reservist is studying;

           the date of each examination;

           the date on which the reservist started the course of study;

           the name and address of the school, college or other body with which the reservist is studying or, where the reservist is undertaking private study, of any other person or body able to verify particulars of the application;

      (iv) the nature of the family-owned business;

           the name of the business and the address of the business and its registered office, if different;

           the reservist's position in the business;

           the length of time for which the reservist has held that position in the business;

           the date on which the business started up if within last 12 months;

           the number of family members engaged in the conduct of, or working for, the business - 

        (a) full time,

        (b) part time;

      the number of employees - 

        (a) full time,

        (b) part time;

      the name and address of an accountant, bank, building society or other person or body of similar standing able to verify the grounds of the application.

     2. An employer making an application shall provide so much of the following information as is in his possession custody or power - 

 
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