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The National Assembly for Wales ("the National Assembly"), in exercise of the powers conferred upon it by section 29 of the Government of Wales Act 1998[1] and subsection (2) of section 2 of the European Communities Act 1972[2], and having been designated for the purpose of that subsection by Article 2 of the European Communities (Designation) (No. 3) Order 2000[3] in relation to measures relating to the assessment and management of ambient air quality and compliance with air quality limit values, target values and objectives, hereby makes the following Regulations: Citation, commencement and application 1. - (1) These Regulations may be cited as the Air Quality Limit Values (Wales) Regulations 2002 and come into force on 31st December 2002. (2) These Regulations apply in relation to Wales. Definitions 2. In these Regulations -
Responsibility for implementation of the Air Framework Directive
(b) assessment of ambient air quality; (c) approval of measuring devices (methods, equipment, networks and laboratories); (d) ensuring accuracy of measurement by measuring devices and checking the maintenance of such accuracy by those devices, in particular by internal quality controls carried out in accordance with applicable quality assurance standards, including European standards; (e) analysis of assessment methods; and (f) co-ordination within Wales of European Community-wide quality assurance programmes, save insofar as that co-ordination entails communication with the European Commission.
Duty to ensure that ambient air quality is improved
(b) in any other case, from the date on which these Regulations come into force.
(2) The measures taken must -
(b) not contravene Community legislation on the protection of the safety and health of workers at work; and (c) have no significant negative effects on the environment in the other Member States.
Assessment of ambient air quality
(b) a combination of measurements and modelling techniques; or (c) by the sole use of modelling or objective estimation techniques.
(2) Measurements must be used to assess ambient air quality in relation to a relevant pollutant in a zone if -
(b) the levels of that pollutant in the zone are between the relevant limit values and upper assessment thresholds; or (c) the levels of that pollutant in the zone exceed the limit values for that pollutant.
(3) A combination of measurements and modelling techniques may be used to assess ambient air quality in any zone in relation to a relevant pollutant where the levels of that pollutant over a representative period are below the relevant upper assessment thresholds.
(b) the pollutant being assessed is sulphur dioxide or nitrogen dioxide.
(5) The upper and lower assessment thresholds for the relevant pollutants are to be determined in accordance with Schedule 2.
(b) where the relevant pollutant is PM10, the zone may be designated -
(ii) under this sub-paragraph[7] if, due to the resuspension of particulates following the winter sanding of roads, concentrations of PM10 in the ambient air are significantly in excess of normal background levels from natural sources.
Review of classifications
(b) the number of measurements must be sufficiently large to enable the levels of that pollutant to be properly determined.
(3) Schedule 3 has effect for the purpose of determining the location of sampling points for the relevant pollutants.
(b) the sampling and analysis of lead; (c) the sampling and measurement of PM10; (d) the sampling and analysis of benzene; and (e) the analysis of carbon monoxide
are set out in Schedule 6, and these methods must be used unless other methods are used which the National Assembly considers can be demonstrated to give equivalent results.
(b) in any other case, the limit value plus the margin of tolerance shown in Schedule 1.
(2) The National Assembly must draw up a list of zones in which the levels of one or more of the relevant pollutants are between the limit value and the limit value plus any margin of tolerance.
(b) in all other cases, as a minimum on a daily basis.
(3) Information on ambient concentrations of lead must be updated on a three-monthly basis.
(b) in all other cases, as a minimum on a three-monthly basis.
(5) Information on ambient concentrations of carbon monoxide, as a maximum running average over eight hours, must be updated -
(b) in all other cases, as a minimum on a daily basis.
(6) Information made available under paragraph (1) must include -
(b) a short assessment of those exceedances and their effects on health.
(7) When an alert threshold is exceeded, the National Assembly must ensure that the necessary steps are taken to inform the public, and the information made available must as a minimum include the information specified in paragraphs 1.3 of Part I and 2.3 of Part II of Schedule 1.
(b) regulation 6 (limit value for nitrogen dioxide in the atmosphere) is revoked with effect from 1st January 2010.
(3) Until 1st January 2005, if the methods prescribed by these Regulations for the assessment of suspended particulate matter are used for the purpose of demonstrating compliance with Annex IV to Directive 80/779/EEC of 15th July 1980 on air quality limit values and guide values for total suspended particulates[11], the data so collected must be multiplied by a factor of 1.2.
(b) such action was taken by the National Assembly prior to the revocation of those Regulations by these Regulations; (c) the provision in question is re-enacted by these Regulations,
that action is to be treated, for the purpose of these Regulations, as having been taken under these Regulations. 1.1 Limit values for sulphur dioxide
1.2 Alert threshold for sulphur dioxide 500 µg/m3 measured over three consecutive hours at locations representative of air quality over at least 100 km2 or an entire zone or agglomeration, whichever is the smaller. 1.3 Minimum details to be made available to the public when the alert threshold for sulphur dioxide is exceeded Details to be made available to the public should include at least: - the date, hour and place of the occurrence and the reasons for the occurrence, where known; - any forecasts of:
- the geographical area concerned, - the duration of the occurrence; - the type of population potentially sensitive to the occurrence; - the precautions to be taken by the sensitive population concerned.
2.1 Limit values for nitrogen dioxide and oxides of nitrogen
2.2 Alert threshold for nitrogen dioxide 400 µg/m3 measured over three consecutive hours at locations representative of air quality over at least 100 km2 or an entire zone or agglomeration, whichever is the smaller. 2.3 Minimum details to be made available to the public when the alert threshold for nitrogen dioxide is exceeded Details to be made available to the public should include at least: - the date, hour and place of the occurrence and the reasons for the occurrence, where known; - any forecasts of:
- the geographical area concerned, - the duration of the occurrence; - the type of population potentially sensitive to the occurrence; - the precautions to be taken by the sensitive population concerned.
The maximum daily 8-hour mean concentration shall be selected by examining 8-hour running averages, calculated from hourly data and updated each hour. Each 8-hour average so calculated shall be assigned to the day on which it ends, i.e. the first calculation period for any one day shall be the period from 17:00 on the previous day to 01:00 on that day; the last calculation period for any one day shall be the period from 16:00 to 24:00 on that day. The following upper and lower assessment thresholds will apply:
(b) NITROGEN DIOXIDE AND OXIDES OF NITROGEN
(c) PARTICULATE MATTER[14]
(d) LEAD
(e) BENZENE
(f) CARBON monoxide
Exceedances of upper and lower assessment thresholds must be determined on the basis of concentrations during the previous five years where sufficient data are available. An assessment threshold will be deemed to have been exceeded if it has been exceeded during at least three separate years out of the previous five years. Where fewer than five years' data are available, measurement campaigns of short duration during the period of the year and at locations likely to be typical of the highest pollution levels may be combined with results obtained from emission inventories and modelling to determine exceedances of the upper and lower assessment thresholds. The following considerations will apply to fixed measurement.
Sampling points directed at the protection of human health should be sited:
(ii) to provide data on levels in other areas within the zones and agglomerations which are representative of the exposure of the general population.
Sampling points should in general be sited to avoid measuring very small micro-environments in their immediate vicinity. As a guideline, a sampling point should be sited to be representative of air quality in a surrounding area of no less than 200 m2 at traffic-orientated sites and of several square kilometres at urban-background sites.
The following guidelines should be met as far as practicable: - the flow around the inlet sampling probe should be unrestricted without any obstructions affecting the airflow in the vicinity of the sampler (normally some metres away from buildings, balconies, trees and other obstacles and at least 0.5 m from the nearest building in the case of sampling points representing air quality at the building line); - in general, the inlet sampling point should be between 1.5 m (the breathing zone) and 4 m above the ground. Higher positions (up to 8 m) may be necessary in some circumstances. Higher siting may also be appropriate if the station is representative of a large area; - the inlet probe should not be positioned in the immediate vicinity of sources in order to avoid the direct intake of emissions unmixed with ambient air; - the sampler's exhaust outlet should be positioned so that recirculation of exhaust air to the sampler inlet is avoided; - location of traffic-orientated samplers: - for all pollutants, such sampling points should be at least 25 m from the edge of major junctions and at least 4 m from the centre of the nearest traffic lane, - for nitrogen dioxide and carbon monoxide, inlets should be no more than 5 m from the kerbside, - for particulate matter, lead and benzene, inlets should be sited so as to be representative of air quality near to the building line. The following factors may also be taken into account: - interfering sources; - security; - access; - availability of electrical power and telephone communications; - visibility of the site in relation to its surroundings; - safety of public and operators; - the desirability of co-locating sampling points for different pollutants; - planning requirements. The site-selection procedures should be fully documented at the classification stage by such means as compass-point photographs of the surrounding area and a detailed map. Sites should be reviewed at regular intervals with repeated documentation to ensure that selection criteria remain valid over time.
(b) Point sources For the assessment of pollution in the vicinity of point sources, the number of sampling points for fixed measurement should be calculated taking into account emission densities, the likely distribution patterns of ambient-air pollution and the potential exposure of the population.
In island zones the number of sampling points for fixed measurement should be calculated taking into account the likely distribution patterns of ambient-air pollution and the potential exposure of ecosystems or vegetation. The following data-quality objectives for the required accuracy of assessment methods, of minimum time coverage and of data capture of measurement are laid down to guide quality-assurance programmes.
The accuracy of the measurement is defined as laid down in the "Guide to the Expression of Uncertainty of Measurements " (ISO 1993)[15] or in ISO 5725-1 "Accuracy (trueness and precision) of measurement methods and results " (ISO 1994)[16]. The percentages in the table are given for individual measurements averaged, over the period considered, by the limit value, for a 95% confidence interval (bias + two times the standard deviation). The accuracy for continuous measurements should be interpreted as being applicable in the region of the appropriate limit value. The accuracy for modelling and objective estimation is defined as the maximum deviation of the measured and calculated concentration levels, over the period considered by the limit value, without taking account the timing of the events. The requirements for minimum data capture and time coverage do not include losses of data due to the regular calibration or the normal maintenance of the instrumentation. The National Assembly may allow for random measurements to be made instead of continuous measurements for particulate matter and lead by methods for which accuracy within the 95% confidence interval with respect to continuous monitoring has been demonstrated to be within 10%. Random sampling must be spread evenly over the year. The following data quality objectives, for allowed uncertainty of assessment methods, and of minimum time coverage and of data capture of measurement are provided to guide quality assurance programmes.
The uncertainty (on a 95% confidence interval) of the assessment methods shall be evaluated in accordance with the "Guide to the Expression of Uncertainty of Measurements" (ISO 1993)[17] or the methodology of ISO 5725:1994[18]. The percentages for uncertainty in the above table are given for individual measurements averaged over the period considered by the limit value, for a 95% confidence interval. The uncertainty for the fixed measurements should be interpreted as being applicable in the region of the appropriate limit value. The uncertainty for modelling and objective estimation is defined as the maximum deviation of the measured and calculated concentration levels, over the period considered, by the limit value, without taking into account the timing of the events. The requirements for minimum data capture and time coverage do not include losses of data due to the regular calibration of the normal maintenance of the instrumentation. The National Assembly may allow for random measurements to be made instead of continuous measurements for benzene if the uncertainty, including the uncertainty due to random sampling, meets the quality objective of 25%. Random sampling must be spread evenly across the year. The following information should be compiled for zones and agglomerations within which sources other than measurement are employed to supplement information from measurement or as the sole means of air quality assessment: - a description of assessment activities carried out; - the specific methods used, with references to descriptions of the method; - the sources of data and information; - a description of results, including accuracies and, in particular, the extent of any area or, if relevant, the length of road within the zone over which concentrations exceed limit value(s) or, as may be, limit value(s) plus applicable margin(s) of tolerance and of any area within which concentrations exceed the upper assessment threshold or the lower assessment threshold; - for limit values the object of which is the protection of human health, the population potentially exposed to concentrations in excess of the limit value. Where possible maps shall be compiled showing concentration distributions within each zone and agglomeration. ISO/FDIS 10498 (Standard in draft) Ambient air - determination of sulphur dioxide - ultraviolet fluorescence method[19]. ISO 7996: 1985 Ambient air - determination of the mass concentrations of nitrogen oxides - chemiluminescence method[20]. The reference method for the sampling of lead will be that described in the Annex to Directive 82/884/EEC[21] until such time as the limit value in Schedule 1 to these Regulations is to be met, when the reference method will be that for PM10 specified in Part IV of this Schedule. ISO 9855: 1993 Ambient air - Determination of the particulate lead content of aerosols collected in filters. Atomic absorption spectroscopy method[22]. The reference method for the sampling and measurement of PM10 will be that described in EN 12341 " Air Quality - Field Test Procedure to Demonstrate Reference Equivalence of Sampling Methods for the PM10 fraction of particulate matter" [23]. The measurement principle is based on the collection on a filter of the PM10 fraction of ambient particulate matter and the gravimetric mass determination. The reference method for the measurement of benzene will be pumped sampling on a sorbent cartridge followed by gas chromatographic determination. The reference method for the measurement of carbon monoxide will be a method based on the non-dispersive infra-red spectrometric (NDIR) method. 1. Localisation of excess pollution - region - city (map) - measuring station (map, geographical coordinates). 2. General information - type of zone (city, industrial or rural area) - estimate of the polluted area (km2) and of the population exposed to the pollution - useful climatic data - relevant data on topography - sufficient information on the type of targets requiring protection in the zone. 3. Responsible authorities - Names and addresses of persons responsible for the development and implementation of improvement plans. 4. Nature and assessment of pollution - concentrations observed over previous years (before the implementation of the improvement measures) - concentrations measured since the beginning of the project - techniques used for the assessment. 5. Origin of pollution - list of the main emission sources responsible for pollution (map) - total quantity of emissions from these sources (tonnes/year) - information on pollution imported from other regions. 6. Analysis of the situation - details of those factors responsible for the excess (transport, including cross-border transport, formation) - details of possible measures for improvement of air quality. 7. Details of those measures or projects for improvement which existed prior to 21st November 1996 - local, regional, national, international measures - observed effects of these measures. 8. Details of those measures or projects adopted with a view to reducing pollution following 21st November 1996 - listing and description of all the measures set out in the project - timetable for implementation - estimate of the improvement of air quality planned and of the expected time required to attain these objectives. 9. Details of the measures or projects planned or being researched for the long term. 10. List of the publications, documents, work etc used to supplement information requested in this Schedule. (This note is not part of the Regulations) These regulations implement in Wales Council Directive 96/62/EC on ambient air quality assessment and management, Council Directive 99/30/EC relating to limit values for sulphur dioxide, nitrogen dioxide and oxides of nitrogen, particulate matter and lead in ambient air, and Council Directive 2000/69/EC relating to limit values for benzene and carbon monoxide in ambient air. They replace the Air Quality Limit Values (Wales) Regulations 2001 (S.I. 2001/2683) (W.224), which implemented Council Directives 96/62/EC and 99/30/EC with effect from 19th July 2001. Regulation 3 designates the National Assembly for Wales ("the National Assembly") as the competent authority for the implementation of Article 3 (implementation and responsibilities) of Council Directive 96/62/EC. Regulation 4 places the National Assembly under a duty to take the measures necessary to ensure that in each zone in Wales concentrations of sulphur dioxide, nitrogen dioxide and oxides of nitrogen, particulate matter, lead, benzene and carbon monoxide ("the relevant pollutants") do not exceed limit values. The limit values for each pollutant, and the dates by which they are to be met, are set out in Schedule 1. Regulation 5 requires the National Assembly to ensure that ambient air is assessed for each zone. Regulation 6 requires the National Assembly to classify each zone in relation to each of the relevant pollutants. Regulation 6 together with Schedule 2 provide for the determination of upper and lower assessment thresholds for each relevant pollutant. Regulation 6 sets out the requirements for measurement or other assessment of air quality depending on pollution levels in relation to these thresholds. It also provides for the designation of zones for which action programmes are not required in certain circumstances, even though limit values for sulphur dioxide or particulates are exceeded in those zones. Regulation 7 places a duty on the National Assembly to review the classification of zones every five years or in the event of significant changes affecting levels of any of the relevant pollutants. Regulation 8 requires the National Assembly to ensure that specified methods are used for assessing air quality for each pollutant in each zone. Schedule 3 sets out how sampling points for the relevant pollutants are to be determined. Schedule 4 sets out criteria for the minimum number of sampling points for fixed measurements to assess compliance with limit values in zones where that is the only source of information, and with limit values for the protection of ecosystems or vegetation in certain other zones. Schedule 5 makes provision for data quality objectives for the required accuracy of assessment methods, and for compilation of the results of air quality assessment. Schedule 6 prescribes reference methods for the analysis, sampling or measurement of the relevant pollutants. Regulation 8(7) places a duty on the National Assembly to ensure that measuring stations supply data on concentrations of PM2.5 particulate matter. Regulation 9 requires the National Assembly to draw up action plans indicating measures to be taken in the short term where there is a risk that limit values for any of the relevant pollutants, or alert thresholds for sulphur dioxide or nitrogen dioxide, will be exceeded. The alert thresholds for sulphur dioxide and nitrogen dioxide are set out in paragraph 1.2 of Part I and paragraph 2.2 of Part II of Schedule 1 respectively. Regulation 10 requires the National Assembly to draw up lists of zones where the levels of one or more of the relevant pollutants is above the limit value, or between the limit value and any margin of tolerance shown in Schedule 1. For such zones, regulation 10 places a duty on the National Assembly to draw up a plan or programme, which must contain at least the information set out in Schedule 7 (including the location and origin of the pollution, the responsible authorities and the measures taken to deal with the pollution). Regulation 11 requires the National Assembly to list zones where levels of the relevant pollutants are below limit values, to ensure that levels of these pollutants are maintained below the limit values, and to endeavour to preserve the best ambient air quality compatible with sustainable development. Regulation 12 requires the National Assembly to ensure that up-to-date information on ambient concentrations of each of the relevant pollutants is routinely made available to the public. It prescribes the frequency and content of such information. Where alert thresholds for sulphur dioxide or nitrogen dioxide are exceeded, further information, set out in paragraph 1.3 of Part I and 2.3 of Part II of Schedule 1 must be provided. This information includes details of the place and time of the occurrence, forecasts, and precautions to be taken by sensitive populations. Regulation 13 revokes the Air Quality Limit Values (Wales) Regulations 2001. It also revokes, in relation to Wales and at the dates specified, parts of the Air Quality Standards Regulations 1989; other parts of those regulations have been revoked by the Air Quality Limit Values (Wales) Regulations 2001. The Air Quality Standards Regulations 1989, as amended by S.I. 1995/3146, implemented Council Directive 80/779/EEC on air quality limit values and guide values for sulphur dioxide and suspended particulates; Council Directive 82/884/EEC on a limit value for lead in air; and Council Directive 85/203/EEC on air quality standards for nitrogen dioxide. These Directives are repealed, with transitional provisions lasting up to 2005 and 2010, by Council Directive 99/30/EC. Where action was taken by the National Assembly under the Air Quality Limit Values (Wales) Regulations 2001 under a provision of those Regulations re-enacted by these Regulations, it is to be treated as having been taken under these Regulations. For example, the classification of zones in relation to relevant pollutants which took place under regulation 5 of the 2001 regulations is to be treated as having taken place under regulation 6 of these Regulations. The duty to review that classification every 5 years therefore applies by reference to the date of the original classification. A number of provisions of existing legislation confer powers on public bodies which are relevant to the achievement of limit values for sulphur dioxide, nitrogen dioxide and oxides of nitrogen, particulate matter, lead, benzene and carbon monoxide in ambient air. The most notable of these are - 1. Provisions conferring power on local authorities -
(b) for control of smoke emissions under the Clean Air Act 1993 (c.11); (c) for taking account of air quality issues when making land use planning and transport plans; (d) for the control of traffic growth and management, under the Road Traffic Reduction Act 1997 (c.54), the Road Traffic Regulation Act 1984 (c.27) and the Road Traffic Act 1991 (c.40).
2.
Control of industrial emissions -
(b) by the Environment Agency and local authorities using "integrated pollution prevention and control" under the Pollution Prevention and Control Act 1999 (c.24) and the Pollution Prevention and Control (England and Wales) Regulations 2000 (S.I. 2000/1973).
3.
Control of transport emissions Notes: [1] 1998 c.38.back [4] OJ No L296, 21.11.96, p. 55.back [6] See regulation 10(10).back [7] See regulation 10(11).back [8] Regulation 9(3) of the Air Quality Limit Values (Wales) Regulations 2001 imposed a corresponding obligation to prepare a plan or programme for the attainment of the relevant limit values, in relation to these pollutants, by dates prior to the coming into force of these Regulations.back [9] S.I. 2001/2683 (W.224).back [10] S.I. 1989/317, amended by S.I. 1995/3146 and partially revoked, in relation to Wales, by S.I. 2001/2683 (W. 224).back [11] OJ L229, 30.8.1980, p.30.back [13] The figures for Margins of Tolerance for each of the relevant pollutants given in this Schedule are calculated from those given in Annex I of Directive 99/30/EC and Annexes I and II of Directive 2000/69/EC.back [14] The upper and lower assessment thresholds for PM10 are based on the indicative limit values for 1 January 2010, which will be reviewed in the light of further information on health and environmental effects, technical feasibility and experience in the application of the existing "Stage 1" limit values. See Article 10 of Directive 99/30/EC.back [15] Copies of this International Standards Organisation publication can be purchased from the British Standards Institution "BSI" sales department either by telephone on 020-8996-9001 or by post from the BSI, Standards House, 389 Chiswick High Road, London W4 4AL.back [16] Copies of this International Standards Organisation publication can be purchased from the British Standards Institution "BSI" as for footnote (a) above.back [17] Copies of this International Standards Organisation publication can be purchased from the British Standards Institution "BSI" sales department either by telephone on 020-8996-9001 or by post from the BSI, Standards House, 389 Chiswick High Road, London W4 4AL.back [18] Copies of this International Standards Organisation publication can be purchased from the British Standards Institution "BSI" as for footnote (a) above.back [19] Copies of this International Standards Organisation publication can be purchased from the British Standards Institution "BSI" sales department either by telephone on 020-8996-9001 or by post from the BSI, Standards House, 389 Chiswick High Road, London W4 4AL.back [20] Copies of this International Standards Organisation publication can be purchased from the British Standards Institution "BSI" as for footnote (a) above.back [21] OJ L378, 31.12.1982, p.15.back [22] Copies of this International Standards Organisation publication can be purchased from the British Standards Institution "BSI" sales department either by telephone on 020-8996-9001 or by post from the BSI Standards House, 389 Chiswick High Road, London W4 4AL.back [23] European Standards Institute "CEN" publication reference BSEN 12341, obtainable from the British Standards Institution "BSI" as for footnote (a) above.back
ISBN 0 11 090611 X
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