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The Scottish Ministers, in exercise of the powers conferred by sections 76B, 76F(5) and (6), 76J, 101(1) and (1A), and 109(1) of the Water (Scotland) Act 1980[1] and section 2(2) of the European Communities Act 1972[2], and of all other powers enabling them in that behalf, hereby make the following Regulations: Citation, commencement and extent 1. - (1) These Regulations may be cited as the Water Supply (Water Quality) (Scotland) Regulations 2001. (2) This regulation and regulations 2, 36 and 37 shall come into force on 26th June 2001. (3) Regulations 3 and 38 shall come into force on 1st June 2003. (4) All other provisions of these Regulations shall come into force on 25th December 2003. (5) These Regulations extend to Scotland only. Interpretation 2. - (1) In these Regulations-
(b) any organic herbicide; (c) any organic fungicide; (d) any organic nematocide; (e) any organic acaricide; (f) any organic algicide; (g) any organic rodenticide; (h) any organic slimicide; and (i) any product related to any of (a) to (h) (including any growth regulator),
and includes their relevant metabolites, degradation and reaction products;
(b) for any of these domestic purposes to premises in which food is produced;
(b) in relation to water supplied from a tanker, means the point at which the water emerges from the tanker;
(2) Other expressions used both in these Regulations and in Council Directive 98/83/EC (on the quality of water intended for human consumption)[7] have the same meaning in these Regulations as they have in that Directive.
(b) the compartments which are connected hydraulically shall be treated as a single service reservoir; and (c) unless all of the compartments are connected hydraulically, the structure as a whole shall not be treated as a service reservoir.
Water supply zones 3. - (1) Before the beginning of each year in which it intends to supply water for regulation 4(1) purposes, a water authority shall designate the names and areas within its area of supply that are to be its water supply zones for that year. (2) A water supply zone may not comprise an area whose population immediately before the beginning of the year in question is estimated by the water authority to exceed 100,000. (3) A water authority may not vary a designation under paragraph (1) after the beginning of the year in relation to which the designation has effect. Wholesomeness 4. - (1) Water supplied-
(b) for any of those domestic purposes to premises in which food is produced,
shall, subject to paragraphs (4) and (5) below, be regarded as wholesome for the purposes of Part VI A of the Act, as it applies to the supply of water for those domestic purposes, if the requirements of paragraph (2) are satisfied.
(ii) any substance (other than a parameter),
at a concentration or value which would constitute a potential danger to human health;
(3) The point at which the requirements of paragraph (2), in so far as they relate to the parameters set out in Part I of Table A and in Table B in Schedule 1 are to be complied with is-
(b) in any other case, the consumer's tap.
(4) Water supplied for regulation 4(1) purposes shall be regarded as unwholesome for the purposes of Part VI A of the Act if, on transfer from a treatment works for supply for those purposes-
(b) it contains a concentration of nitrite in excess of 0.1 mgNO2/l.
(5) Subject to paragraph (6), water supplied for regulation 4(1) purposes shall be regarded as unwholesome for the purposes of Part VI A of the Act if, on transfer from a service reservoir for supply for those purposes, it contains a concentration of the coliform bacteria or E. coli parameter in excess of the prescribed concentrations. Interpretation and application 5. - (1) In this Part, "audit monitoring" means monitoring for the purpose of obtaining information from which it may be established-
(b) as regards indicator parameters in Schedule 2, whether water supplied for regulation 4(1) purposes meets the specifications for those parameters.
(2) In this Part, "check monitoring" means monitoring for the purpose of obtaining information at regular intervals-
(b) where relevant, as to the effectiveness of drinking-water treatment (particularly of disinfection),
for the purpose of determining-
(ii) as regards indicator parameters listed in Schedule 2, whether water supplied for regulation 4(1) purposes meets the specifications for those parameters.
(3) This Part applies to water supplied for regulation 4(1) purposes by a water authority in the performance of its duties under Part VI A of the Act.
(b) as regards a parameter so listed in relation to which there is an entry in column (3), check monitoring in the circumstances specified in that column; (c) in any other case, audit monitoring.
(3) Where-
(b) is or is likely to be an intermittent short-term supply,
samples of water from each tanker from which water is distributed shall be taken 48 hours after the commencement of the distribution from that tanker and every 48 hours thereafter until the distribution is discontinued.
(b) contains levels of tritium that are well below the specification,
they shall notify the water authority who supplies water to that zone that the total indicative dose parameter (item 8 in Schedule 2) or, as the case may be, the tritium parameter (item 10 in Schedule 2) need not be monitored.
(b) withdraw a notice under paragraph (7) given in relation to the tritium parameter if they believe that water supplied to the zone in question for regulation 4(1) purposes contains levels of tritium that are not well below the specification.
(9) A water authority which receives a notice under paragraph (8) shall then monitor the total indicative dose parameter or, as the case may be, the tritium parameter in accordance with the notice having effect for the time being under paragraph (6).
(b) the water leaving any service reservoir which receives water from a treatment works before its supply to any consumer; and (c) the water leaving any treatment works,
will produce data in respect of the parameters specified in Table 3 of Schedule 3 which are unlikely to differ in any material respect from the data that would be produced in respect of those parameters from analysis of samples obtained from sampling points, authorise the use for the purposes of regulation 6 of samples in relation to those parameters taken for a water supply zone from a blending point, a service reservoir of that description or a treatment works.
(b) to the extent authorised by or under regulation 8, from its supply points,
the standard number of samples for analysis as regards residual disinfectant and each parameter listed in column (1) of Table 2 in Schedule 3 or, as the case may be, Tables 3 or 4 in that Schedule.
(b) in each of two successive years the results of samples taken, subject to paragraph (3), in accordance with these Regulations show no significant variation and-
(ii) if the parameter in question is hydrogen ion concentration (item 9 in Table 1 in Schedule 3), have established a pH value that is not less than 6.5 and not more than 9.5; (iii) in any other case, have established a concentration or value for that parameter that is significantly lower than the prescribed concentration or value, or specification,
the number of samples to be taken in the following year for that parameter may be the reduced number.
(3) Where the following year is 2004, paragraph (2)(b) shall apply as if for "these Regulations" there were substituted "the 1990 Regulations"; and where the following year is 2005, paragraph (2)(b) shall apply as if before "these Regulations" there were inserted "the 1990 Regulations and".
(b) in relation to supply points, each of the parameters specified in Table 3 of Schedule 3, and the supply of a volume of water within one of the ranges shown in column (3) of that Table, "the reduced number" and "the standard number" mean the number shown in column (4) and column (5), respectively, of that Table as applicable to that parameter by reference to a volume supplied within that range.
Sampling: further provisions
(b) if a departure has been authorised under Part VI, those provisions as read with the terms of that authorisation,
it shall take, or cause to be taken, sufficient samples from water within that zone (whether from a service reservoir, a treatment works or otherwise) in respect of that element, organism or substance, in order to establish whether that water is wholesome. Interpretation 11. In this Part, in relation to residual disinfectant or a parameter specified in Table 4 of Schedule 3, and the supply of a volume of water within one of the ranges shown in column (3) of that Table, "the reduced number" and "the standard number" mean the number shown in column (4) and column (5), respectively, of that Table as applicable to residual disinfectant or the parameter in question by reference to a volume of water within that range. Sampling for particular substances and parameters 12. For the purposes of establishing the quality of water to be supplied to any of its water supply zones, a water authority shall take, or cause to be taken, and analyse, or cause to be analysed, not less than the number of samples specified in this Part. Sampling at treatment works 13. - (1) Subject to paragraphs (2) and (4), in each year a water authority shall take, or cause to be taken, from the point at which water leaves each treatment works which serves its water supply zones, the standard number of samples for analysis-
(b) for determining whether, in relation to the colony counts and turbidity parameters, water leaving treatment works meets the specifications for those parameters set out in Schedule 2; and (c) for testing for compliance with the prescribed concentrations or values set out in Schedule 1 in respect of the coliform bacteria, E. coli and nitrite parameters for water leaving treatment works.
(2) Where in each of two successive years the results of the analysis of samples taken, subject to paragraph (3), in accordance with these Regulations have established-
(b) in respect of the turbidity parameter that the specification has been met; (c) in respect of the colony counts parameter, that there has been no significant increase,
the number of samples to be taken in respect of that parameter in the next following year from the point at which water leaves that treatment works may, subject to paragraph (4), be the reduced number.
(b) where the following year is 2005, as if before "these Regulations" there were inserted "the 1990 Regulations and".
(4) In respect of the coliform bacteria parameter and the E. coli parameter, the reduced number of samples may be taken in accordance with paragraph (2) only if the water authority is of the opinion-
(b) that the treatment works is designed to secure that, in the event of a failure of the disinfection process, water that has not been disinfected cannot enter the supply.
(5) Samples required to be taken by this regulation shall be taken at regular intervals.
(b) for determining the concentration of residual disinfectant; and (c) for determining whether the specification in relation to the colony counts parameter set out in Schedule 2 is met.
Sampling: new sources
(b) any source which has been so used but not so used for a period of six months preceding the date on which the water authority proposes to supply water from it.
(2) A water authority shall-
(b) as soon as is reasonably practicable after it has begun to supply water from a source mentioned in paragraph (1)(b),
take, or cause to be taken, in accordance with paragraph (3), such samples of that water as will enable it to establish-
(ii) the treatment necessary to ensure that section 76A(2) of the Act is complied with in relation to the supply of that water.
(3) Samples shall be taken-
(ii) any other element, organism or substance which, in the opinion of the water authority, may cause the supply to contravene section 76A(1) of the Act;
(b) in the case of a source mentioned in paragraph (1)(b), in respect of-
(ii) the conductivity, hydrogen ion and turbidity parameters; and (iii) any other parameter as regards which the water authority is of the opinion that its concentration or value is likely to have altered since the last occasion on which water from that source was analysed.
Collection and analysis of samples
(b) the sample is not contaminated when being taken; (c) the sample is kept at such temperature and in such conditions as will secure that there is no material alteration of the concentration or value or specification for the measurement or observation for which the sample is intended; (d) the sample is analysed as soon as may be after it has been taken-
(ii) with the use of such equipment as is suitable for the purpose;
(e) any laboratory at which samples are analysed has a system of analytical quality control that is subjected from time to time to checking by a person who is-
(ii) approved by the Scottish Ministers for that purpose.
(3) For the purposes of paragraph (2)(e), "laboratory" includes a person who undertakes the analysis of samples for this Part, whether at the time and place where the samples are taken or otherwise.
(b) the method of analysis used for determining compliance with a parameter specified in column (1) of Table A2 in Schedule 4 must be capable, at the time of use-
(ii) of detecting the parameter at the limit of detection specified in relation to that parameter in column (4) of that Table;
(c) the method of analysis used for determining compliance with the hydrogen ion parameter must be capable, at the time of use, of measuring concentrations equal to the parametric value with a trueness of 0.2 pH unit and a precision of 0.2 pH unit; and
(6) For the purposes of paragraph (5)-
(b) five times the relative within batch standard deviation of a blank sample;
(7) Subject to paragraph (9), the Scottish Ministers may, on the application of any person, authorise a method of analysis other than that specified in paragraph (5)(a) ("the prescribed method").
(b) the results of the tests carried out to demonstrate the reliability of that method and its equivalence to the prescribed method.
(9) The Scottish Ministers shall not authorise the use of the method proposed in the application unless they are satisfied that the results obtained by the use of that method are at least as reliable as those produced by the use of the prescribed method. Investigations: Schedule 1 parameters 17. - (1) Subject to paragraph (3), where a water authority has reason to believe that water supplied by it for regulation 4(1) purposes-
(b) is to be regarded as unwholesome by virtue of paragraph (4) of that regulation; or (c) if paragraph (6) of that regulation were ignored, would be regarded as unwholesome by virtue of paragraph (5) of that regulation,
the water authority shall immediately take such steps as are necessary to identify the matters specified in paragraph (2) below.
(b) the Schedule 1 parameters in respect of which the prescribed concentration or value has not been, or is unlikely to be, achieved; and (c) in relation to each parameter so identified, whether the failure, or apprehended failure, to achieve the prescribed concentration or value is attributable-
(ii) to the maintenance of that system; or (iii) to neither of those matters.
(3) Where a departure has been authorised under Part VI-
(b) a water authority which has reason to believe that water supplied by it for regulation 4(1) purposes fails, or is likely to fail, to satisfy the concentration or value required by the authorisation in relation to any Schedule 1 parameter, shall immediately take such steps as are necessary to identify the matters specified in paragraph (4).
(4) The matters referred to in paragraph (3) are-
(b) the Schedule 1 parameters in respect of which the required concentration or value has not been, or is unlikely to be, achieved; and (c) in relation to each parameter so identified, whether the failure, or apprehended failure, to achieve that concentration or value is attributable-
(ii) to the maintenance of that system; or (iii) to neither of those matters.
(5) As soon as may be after the matters specified in paragraph (2) or (4), as the case may be, have been identified, the water authority shall notify the Scottish Ministers-
(b) in relation to each parameter identified in accordance with paragraph (2)(b) or (4)(b), whether it is the opinion of the water authority that a failure in respect of that parameter is likely to recur; and (c) of the action (if any) taken by the water authority in relation to a failure which is attributable to the domestic distribution system or the maintenance of that system.
(6) Where the water authority has identified a failure attributable to the domestic distribution system or to the maintenance of that system, it shall, at the same time as notice is given under paragraph (5)-
(ii) who are likely to be affected by the failure,
inform them of the nature of the failure and provide details of the steps (if any) that, in the opinion of the water authority, it is necessary or desirable for those consumers to take in the interests of their health; and
(7) A water authority which has complied with the requirements of paragraph (5) and (6) need not, in respect of the same failure or apprehended failure, comply with the requirements of regulation 31(9).
(b) the indicator parameters in respect of which the specifications are not met; and (c) if the specification for the coliform bacteria or colony count parameter (items 4 and 5 in Schedule 2) is not met, whether the inability to meet that specification is attributable-
(ii) to the maintenance of that system; or (iii) to neither of those matters.
(2) As soon as may be after the matters specified in paragraph (1) have been identified, the water authority shall notify the Scottish Ministers-
(b) in relation to each parameter identified in accordance with paragraph (1)(b), whether it is the opinion of the water authority that a recurrence of the inability to meet the specification in respect of that parameter is likely.
(3) Where, in a case to which paragraph (1)(c) applies, the inability to meet the specification has been identified as attributable to the domestic distribution system or to the maintenance of that system, the water authority shall, at the same time as notice is given under paragraph (2)-
(ii) who are likely to be affected,
of the nature of the problem and provide details of the steps (if any) that, in the opinion of the water authority, it is necessary or desirable for those consumers to take in the interests of their health; and
(4) Where such an inability as is mentioned in paragraph (3) is, in the opinion of the water authority, likely to affect the supply of water to the public in premises in which water is so supplied, it shall, at the same time as notice is given under paragraph (2), notify such persons as the Scottish Ministers may from time to time determine for the purposes of this paragraph of the matters of which notice is given to consumers in accordance with paragraph (3)(a).
(ii) that the failure is not attributable to the domestic distribution system or the maintenance of that system; and
(b) it appears to the Scottish Ministers that the failure in respect of that parameter is not trivial and is likely to recur,
the Scottish Ministers may, by notice in writing (or in electronic form) to the water authority, require that authority to seek a departure in accordance with regulation 20.
(ii) that the failure is not attributable to the domestic distribution system or the maintenance of that system; and
(b) it appears to the Scottish Ministers that the failure in respect of that parameter is not trivial and is likely to recur,
the Scottish Ministers shall consider whether the terms of the authorisation under regulation 20 should be modified.
(b) the Scottish Ministers consider that the inability is likely to pose a risk to human health,
they may, by notice in writing (or in electronic form) to the water authority, require the water authority to take such steps as may be determined by them and specified in the notice.
(b) the supply of water by that authority in any of its water supply zones.
(2) The Scottish Ministers shall not authorise a departure under paragraph (1) unless they are satisfied-
(b) that a supply of water for those purposes cannot be maintained in that zone by any other reasonable means; and (c) that the supply of water in accordance with the authorisation does not constitute a potential danger to human health.
(3) A water authority shall provide with its application-
(ii) of the water supply zone in respect of which the authorisation is sought; (iii) of the parameters in respect of which the prescribed concentration or value cannot be met; (iv) in respect of each parameter to which paragraph (iii) applies, of the results of the analysis of the samples taken in the water supply zone in question during the 12 months immediately preceding the first day on which the prescribed concentration or value could not be met; (v) in respect of each parameter to which paragraph (iii) applies, of the results of the analysis of the samples (if any) taken in the water supply zone in question between the first day on which the prescribed concentration or value could not be met and the date of the application; (vi) of the average daily quantity of water supplied to that zone or, if that quantity cannot readily be ascertained, of the average daily quantity of water supplied from the treatment works that supplies water to that zone; (vii) of the estimated population of that zone; (viii) as to whether, if a departure were authorised in the terms sought, any relevant food-production undertaking would be affected; (ix) of the period for which the authorisation is sought; and (x) of the reasons why the supply cannot be maintained by other reasonable means;
(b) a scheme for monitoring the quality of water supplied in the zone during the period for which the authorisation is sought; and
(ii) an estimate of the cost of the work; and (iii) provisions for reviewing the progress of the work and for reporting the result of the review to the Scottish Ministers.
(4) At the same time as it makes an application for an authorisation under paragraph (1), the water authority shall serve on-
(b) every appropriate health board; and (c) the Water Industry Commissioner for Scotland[8],
a copy of the application and of the statement, scheme and summary referred to in paragraph (3).
(ii) every water supply zone in respect of which it is granted; (iii) the extent to which a departure from the prescribed concentration or value of any parameter is authorised; (iv) in respect of each parameter to which paragraph (iii) applies, the results of the analysis of the samples taken in the water supply zone in question during the 12 months immediately preceding the first day on which the prescribed concentration or value could not be met; (v) in respect of each parameter to which paragraph (iii) applies, the results of the analysis of the samples (if any) taken in each water supply zone in question between the first day on which the prescribed concentration or value could not be met and the date of the application; (vi) the average daily quantity of water supplied from each of those zones or, if that quantity cannot readily be ascertained, the average daily quantity of water supplied from the treatment works that supplies water to that zone; (vii) the estimated population of each of those zones; (viii) whether or not any relevant food-production undertaking would be affected; and (ix) the departure period; and
(b) shall require the implementation of a scheme for monitoring the quality of water supplied in each of those zones during the departure period (which may be, but need not be, the scheme submitted in accordance with regulation 20(3)(b)); and
(ii) an estimate of the cost of the work; and (iii) provisions for reviewing the progress of the work and for reporting to them the result of the review; and
(e) require the taking of such steps as may be specified to give to the population within the water supply zones to which the authorisation applies and, in particular, to those groups of that population for which the supply of water in accordance with the authorisation could present a special risk, advice as to the measures (if any) that it would be advisable in the interests of their health for persons within that population or those groups to take for the whole or any part of the departure period.
(4) Where the Scottish Ministers are of the opinion-
(b) that the prescribed concentration or value as respects that parameter is likely to be achieved within the period of 30 days beginning with the day on which the prescribed concentration or value in respect of that parameter was contravened,
the particulars to be specified in the authorisation shall be those required by paragraph (3)(a) (iii) and (ix), and sub-paragraphs (b) to (e) of that paragraph shall not apply.
(b) to particular water supply zones or to zones of particular descriptions.
Publicity for authorisations
(ii) in a case to which paragraph (4) of regulation 21 applies, and if Scottish Ministers so require, a notice containing a statement of the matters specified in paragraph (3)(a)(ii), (iii) and (ix) of that regulation;
(b) give such other public notice of the authorisation and of its terms and conditions as the Scottish Ministers may, by notice in writing (or in electronic form) to the water authority, reasonably require.
Revocation and modification of authorisations
(b) every appropriate local authority; (c) every appropriate health board; and (d) the Water Industry Commissioner for Scotland,
but they may revoke or modify an authorisation without notice if it appears to them that immediate revocation or modification is required in the interests of public health. Treatment of raw water 25. - (1) In carrying out such of its functions under Part VI A of the Act as comprise the supply of water for regulation 4(1) purposes, a water authority shall not, subject to paragraph (2), supply water from any source which consists of or includes raw water unless the water has been disinfected and, in the case of surface water, subjected to at least such further treatment as is specified in paragraph (3). (2) This paragraph shall not require a water authority to disinfect such ground waters as are specified in an authorisation given by the Scottish Ministers for the purposes of this paragraph. (3) The further treatment mentioned in paragraph (1) is such treatment as is required to secure compliance with Council Directive 75/440/EC (quality required of surface water intended for the abstraction of drinking water)[10]; and for the purposes of this regulation, surface water shall be treated as falling within category A1 or A2 or A3 set out in Annex I to that Directive if it is abstracted from waters for which the classification to be currently satisfied in accordance with section 30B of the Control of Pollution Act 1974[11] is, as appropriate, DW1 or DW2 or DW3, as set out in the Surface Waters (Abstraction for Drinking Water) (Classification) (Scotland) Regulations 1996[12]. (4) Except with the consent of the Scottish Ministers, water shall not be abstracted for supply for domestic purposes which include drinking except for waters to be treated as falling within category A1 or A2 or A3 in the Annex to Directive 75/440/EC. Contamination from pipes 26. - (1) Where there is a risk ("the prescribed risk") that water supplied by a water authority would, for the reason mentioned in paragraph (2), after leaving the authority's pipes-
(b) contain a concentration of lead in excess of 10µg/litre,
the water authority shall, subject to paragraph (3), treat the water in such a way as will, in its opinion, eliminate the prescribed risk or reduce it to a minimum.
(b) in any water supply zone where the prescribed risk relates only to water supplied to an insignificant part of the zone; or (c) if treatment is not reasonably practicable.
(4) Where at any time in the period beginning with 25th December 2003 and ending immediately before 25th December 2013, a water authority-
(5) This paragraph applies to a pipe-
(b) which is subject to water pressure from a water main or would be so subject but for the closing of some valve; and (c) which belongs, as to part, to a water authority and, as to the remainder, to the owner of any premises to which the authority supplies water for regulation 4(1) purposes.
Application and introduction of substances and products
(2) Subject to paragraph (3), a water authority shall not apply any substance or product to, or introduce any substance or product into, water which is to be supplied for regulation 4(1) purposes unless one of the requirements of paragraph (4) is satisfied.
(b) an appropriate British Standard or some other national standard of an EEA State which provides an equivalent level of protection and performance,
may be applied or introduced, notwithstanding that none of the requirements of paragraph (4) is satisfied; but any such application or introduction shall be subject to-
(ii) such other requirements, within the meaning of Council Directive 98/34/EC, as amended[16] (which lays down a procedure for the provision of information in the field of technical standards and regulations and of rules on information society services), in relation to such substances and products, as have been communicated to the Commission in the form of a draft technical regulation in accordance with Article 8 of that Directive, and whose adoption by a Member State has also been communciated to the Commission.
(4) The requirements of this paragraph are-
(b) that the Scottish Ministers are satisfied that the substance or product either alone or in combination with any other substance or product in the water is unlikely to affect adversely the quality of the water supplied; (c) that the substance or product is to be applied or introduced solely for the purposes of testing or research, and the water authority has given to the Scottish Ministers not less than 3 months' notice of their intention so to apply or introduce the substance or product.
(5) An application for such an approval as is mentioned in paragraph (4)(a) may be made by any person.
(b) paragraph (3).
(9) A prohibition under paragraph (8) may be without limitation as to time or for such period as is specified in the notice.
(b) modify any such approval by an instrument in writing (or in electronic form) by including conditions or varying existing conditions; (c) issue any such notice as is mentioned in paragraph (8):
but, unless they are satisfied that it is necessary to do so in the interests of public health without notice, shall not do any of those things without giving all such persons as are, in their opinion, likely to be affected by the revocation or modification of the approval or by the issue of the notice at least six months' notice in writing (or in electronic form) of their intention.
(b) such an approval has been revoked or modified; (c) a notice has been issued under paragraph (8),
with particulars of the action taken.
(b) modify any condition imposed by virtue of paragraph (2); or (c) prohibit a water authority from using any process,
unless they have given to the water authority at least six months' notice in writing (or in electronic form) of their intention to revoke, modify or prohibit, as the case may be.
(b) for the reference to paragraph (4)(a) and paragraph (8) there were substituted a reference to this regulation and paragraph (1) of this regulation respectively.
Offences
(b) on conviction on indictment, to a fine.
(2) If any person furnishing any information or making any application under regulation 27 or 28, makes any statement which that person knows to be false in a material particular, or recklessly makes any statement which is false in a material particular, that person shall be guilty of an offence and liable-
(b) on conviction on indictment, to a fine.
Maintenance of records 30. - (1) A water authority shall prepare and maintain, in respect of each of its water supply zones, a record containing-
(b) the name of every water treatment works, service reservoir and other supply point from which water is supplied to premises within the zone; (c) an estimate of the population of the zone; (d) particulars of any departure authorised under Part VI of these Regulations which applies to water supplied in the zone; (e) particulars of the action taken or required to be taken by the authority to comply with-
(ii) any departure authorised under Part VI; and (iii) any notice under regulation 19(4).
(f) particulars of the result of any analysis of samples taken in accordance with Part IV of these Regulations or any of regulations 12 to 14; and
(2) An authority shall make-
(b) entries in respect of the matters mentioned in paragraph (1)(e)(i) and (iii) within 28 days of the date of the order and notice respectively; and (c) entries relating to the results of the analysis of samples within 28 days of the day on which the result is first known to the authority.
(3) Without prejudice to paragraph (2), the authority shall at least once in each year review and bring up to date the record required to be kept by paragraph (1).
(b) in any other case, on payment of such reasonable charge as the authority may determine.
(3) A water authority shall include in or append to at least one of the accounts sent to each customer in any year a statement informing them-
(b) of the address, telephone number and hours of opening of the office at which an inspection can be made.
(4) A water authority shall, not later than 31st March 2005 and not later than 31st March in each year thereafter, supply to each local authority to any part of whose area the water authority supplied water in the preceding year, information concerning the general quality of water supplied during that year to premises in the area of such local authority, and
(b) in respect of each service reservoir, and every other supply point (other than a treatment works), from which water was so supplied, the particulars referred to in paragraph (6); (c) in respect of-
(ii) each parameter and residual disinfectant,
the particulars referred to in paragraph (7); and
(ii) any departure authorised under Part VI; and (iii) any notice under regulation 19(4).
(5) The particulars referred to in this paragraph are-
(b) the results of any analysis of samples taken in the preceding year in accordance with Part IV of these Regulations, or any of regulations 12 or 13; (c) in relation to those samples and each parameter other than an indicator parameter-
(ii) if at the time that samples were taken a departure had been authorised in respect of that parameter, the number and percentage of samples which exceeded the concentration or value specified in the authorisation;
(d) in respect of each indicator parameter, the number and percentage of the samples taken in the preceding year which did not meet the specification for that parameter;
(6) The particulars referred to in this paragraph are-
(b) the results of any analysis of samples taken in the preceding year in accordance with Part IV of these Regulations, regulation 12 or regulation 14; (c) in relation to those samples and each parameter other than an indicator parameter-
(ii) if at the time that samples were taken a departure had been authorised in respect of that parameter, the number and percentage of samples which exceeded the concentration or value specified in the authorisation;
(d) in respect of each indicator parameter, the number and percentage of the samples taken in the preceding year which did not meet the specification for that parameter;
(7) The particulars referred to in this paragraph are-
(b) the result of any analysis of samples taken in the preceding year in accordance with Part IV of these Regulations; (c) in relation to those samples and each parameter other than an indicator parameter-
(ii) if at the time that samples were taken a departure had been authorised in respect of that parameter, the number and percentage of samples which exceeded the concentration or value specified in the authorisation;
(d) in respect of each indicator parameter, the number and percentage of the samples taken in the preceding year which did not meet the specification for that parameter;
(8) As soon as may be after the occurrence of any event which, by reason of its effect or likely effect on the water supplied by a water authority, gives rise or is likely to give rise to a significant risk to health of persons residing in the area of a local authority or health board, the water authority shall notify each such local authority, each such health board and the Water Industry Commissioner for Scotland of the occurrence of the event.
(b) a statement of the number of its water supply zones for the year; (c) in respect of water supplied from its treatment works, the particulars referred to in paragraph (4); (d) in respect of its service reservoirs and other supply points (other than treatment works), the particulars referred to in paragraph (5); (e) in respect of its water supply zones, the particulars referred to in paragraph (6); (f) a statement of the action taken by the water authority during the year to comply with-
(ii) any departure authorised under Part VI; and (iii) any notice under regulation 19(4);
(g) a statement that any person may, free of charge, inspect the records of water quality kept by the water authority in accordance with regulation 31; and
(2) A report under paragraph (1) may include such other information as the water authority thinks fit.
(b) in relation to those samples and each parameter other than an indicator parameter-
(ii) if at the time that samples were taken a departure had been authorised in respect of that parameter, the number and percentage of samples which exceeded the concentration or value specified in the authorisation;
(c) the number and percentage of treatment works at which samples of the descriptions mentioned in paragraphs (i) and (ii) of sub-paragraph (b) were produced;
(5) The particulars referred to in this paragraph are-
(b) in relation to those samples-
(ii) if at the time that they were taken a departure had been authorised, the number and percentage which exceeded the concentration or value specified in the authorisation;
(c) the number and percentage of service reservoirs, and other supply points (other than treatment works), at which samples of the descriptions mentioned in paragraphs (i) and (ii) of sub-paragraph (b) were produced;
(6) The particulars referred to in this paragraph are-
(b) in relation to those samples and each parameter other than an indicator parameter-
(ii) if at the time that samples were taken a departure had been authorised in respect of that parameter, the number and percentage of samples which exceeded the concentration or value specified in the authorisation;
(c) the number and percentage of water supply zones at which samples of the descriptions mentioned in paragraphs (i) and (ii) of sub-paragraph (b) were produced;
Application and interpretation 33. - (1) This Part applies to the performance by a local authority of their duty under section 76F(1) of the Act insofar as that duty relates to water supplies which are not private supplies. (2) In this Part "relevant water authority", in relation to a local authority, means a water authority any of whose supply zones include an area which is situated within the area of that local authority. Duties of local authorities: supplementary provision 34. - (1) In performing their duty under section 76F(1) of the Act (general functions of local authorities in relation to water quality), a local authority-
(b) may take, or cause to be taken, and analyse, or cause to be analysed, by a person designated by them in writing (or in electronic form), such samples of the water supplied to premises in their area as they may reasonably require.
(2) Regulation 16 shall apply to samples taken by virtue of paragraph (1) as it applies to samples taken for the purposes of Parts IV and V of these Regulations; but with the following modifications-
(b) in paragraph (2)(e), after the words "the water authority" there shall be inserted the words "or the local authority".
Contraventions by water authorities 35. Any duty or requirement imposed by Parts IV to VIII of these Regulations on a water authority shall be enforceable under section 76E of the Act by the Scottish Ministers, whether or not a failure to carry out the duty or requirement constitutes an offence. Amendment of the Water Supply (Water Quality) (Scotland) Regulations 1990 36. The 1990 Regulations shall be amended, with effect from 31st January 2001, in accordance with Schedule 5. Transitional provision: programmes of work 37. - (1) Every water authority which intends to supply water, on and after 25th December 2003, for regulation 4(1) purposes shall, not later than 25th September 2001 submit to the Scottish Ministers for their approval a programme of work designed to secure, so far as reasonably practicable-
(b) that on and after 25th December 2013, the supply of water for those purposes will fully satisfy the revised requirements of that Part in relation to the lead parameter (item 15 in Table B in Schedule 1),
and that, accordingly, section 76A (duties of water authorities with respect to water quality) of the Act is complied with.
(b) draws up such a programme otherwise than in accordance with Schedule 6; or (c) draws up such a programme that is unsatisfactory in any other respect,
the Scottish Ministers may draw up a programme of work and any such programme shall be treated for the purposes of paragraphs (5) and (6) as a programme of work drawn up by the water authority and approved by the Scottish Ministers.
(b) to take those steps in accordance with the timetable so specified; and (c) to submit reports to the Scottish Ministers at the times or within the periods specified.
(8) The duties imposed by paragraph (7) shall be enforceable under section 76E of the Act by the Scottish Ministers.
(b) has reason to believe that water so supplied will not satisfy the requirements of Part III of these Regulations,
may apply to the Scottish Ministers for an authorisation under this regulation.
(b) that references in any provision specified or referred to in sub-paragraph (a) to an authorisation under regulation 20 (in whatever terms) were references to an authorisation under this regulation.
(4) On and after 25th December 2003, an authorisation under this regulation shall have effect for the purposes of these Regulations as an authorisation under regulation 20.
(b) the Water Supply (Water Quality) (Scotland) Amendment Regulations 1991[17]; (c) regulation 23(b) of the Private Water Supplies (Scotland) Regulations 1992[18]; (d) regulation 16(1) of the Surface Waters (Abstraction for Drinking Water) (Classification) (Scotland) Regulations 1996[19]; and (e) regulations 36 to 38 of, and Schedules 5 and 6 to, these Regulations,
shall be revoked. Part I: Directive requirements
Part II: National requirements
Note: * compliance required as to 95% of samples from each service reservoir (regulation 4(6)) Part I: Directive requirements
Notes:
(ii) See also regulation 6(6). (iii) See also regulation 4(2)(d). (iv) See the definition of "pesticides and related products" in regulation 2. (v) The parametric value applies to each individual pesticide. (vi) "Pesticides: Total" means the sum of the concentrations of the individual pesticides detected and quantified in the monitoring procedure. (vii) "PAH" means Polycyclic Aromatic Hydrocarbons, the specified compounds are:
(ix) "THM: Total" means total Trihalomethanes, the specified compounds are:
Notes:
(ii) Excluding tritium, potassium - 40, radon and radon decay products.
* May be monitored from samples of water leaving treatment works or other supply point, as no significant change during distribution.
Notes: + See regulation 6(2) and Table 1 in Schedule 3. * Sampling for these parameters may be within water supply zones or at supply points as specified in Table 3, subject to notes (ii) and (iii) below.
(ii) Audit monitoring in water supply zones is required only where sodium hypochlorite is added after water has left the treatment works. In other circumstances, audit monitoring is required at supply points. (iii) To monitor for total indicative dose (for radioactivity).
Notes:
(ii) Audit monitoring at supply points is permitted only where sodium hypochlorite is not added after water has left the treatment works. In other circumstances, audit monitoring is required in water supply zones. (iii) To monitor for total indicative dose (for radioactivity).
Notes:
* The composition of m-CP agar is:
Notes:
(ii) The performance characteristics apply to each individual pesticide and will depend on the pesticide concerned. (iii) The performance characteristics apply to the individual substances specified at 25% of the parametric value in Part I of Table B in Schedule 1. (iv) The performance characteristics apply to the individual substances specified at 50% of the parametric value in Part I of Table B in Schedule 1. (v) The performance characteristics apply to the prescribed value of 4NTU. (vi) The performance characteristics apply to the specification of 1NTU for water leaving treatment works.
The amendments to the 1990 Regulations referred to in regulation 36 are-
13A. - (1) In each of the years 2001, 2002 and 2003 a water authority shall take, or cause to be taken, from its sampling points or, as the case may be, its supply points, for analysis for testing against the concentrations and values specified in column (2) of Table 4A for the organisms and substances listed in column (1) of that Table, not less than the number of samples specified in paragraphs (2) and (3). (2) In respect of supply points and the supply of a volume of water within a range shown in column (3) of that Table, the number is that shown in column (4) of that Table as applicable to a volume within that range. (3) In respect of sampling points and the supply of water to an estimated population within a range shown in column (5) of that Table, the number is that shown in column (6) of that Table as applicable to a population within that range. (4) In each of those years samples shall be taken at regular intervals throughout the year.";
20A. The samples taken in accordance with regulation 13 shall additionally be tested against the concentrations specified in column (2) of Table 4B.";
(ii) the addition, at the end, of the following:-
21A. - (1) The method of analysis used for testing for a parameter or other substance listed in column (1) of Table 4B against the concentrations in column (2) of that Table must be capable, at the time of use-
(b) of detecting the parameter or substance at the limit of detection specified in relation to it in column (5) of that Table.
(2) For the purposes of paragraph (1)-
(b) five times the relative within batch standard deviation of a blank sample;
"TABLE 4A SAMPLING FOR PARTICULAR ORGANISMS AND SUBSTANCES
TABLE 4B PARAMETERS AND SUBSTANCES IN RELATION TO WHICH, SUBJECT TO REGULATION 21A, METHODS OF ANALYSIS MUST SATISFY THE PRESCRIBED CHARACTERISTICS
+ Polycyclic Aromatic Hydrocarbons (PAH), sum of the concentrations of benzo(b)fluoranthene, benzo(k)fluoranthene, benzo(ghi)pyrene, and indeno(1,2,3-cd)pyrene. The performance characteristics apply to the individual substances specified at 25% of the concentration in column (2). * The performance characteristics apply to the individual substances specified at 50% of the concentration in column (2).".
A water authority's programme of work shall-
(b) identify whether the requirement that the formula [nitrate]/50 + [nitrite]/3
(This note is not part of the Regulations) These Regulations supplement Part VIA of the Water (Scotland) Act 1980 ("the 1980 Act"); amend, for a limited period, the Water Supply (Water Quality) (Scotland) Regulations 1990 ("the 1990 Regulations") and, on 25th December 2003, revoke and replace those Regulations. They are primarily concerned with the quality of water supplied in Scotland for drinking, washing, cooking and food preparation, and for food production, and with arrangements for the publication of information about water quality. The Regulations are directed at the achievement of the objective set out in Article 2 of Council Directive 98/83/EC (O.J. No. L 330, 5.12.98, p.32) ("the 1998 Directive"), namely, to protect human health from the adverse effects of any contamination of water intended for human consumption by ensuring that it is wholesome and clean. In particular, effect is given in Part III of the Regulations to Articles 4 and 5 of the 1998 Directive which relate to the quality of water intended for human consumption and, in Part V, to Article 7 (monitoring) of that Directive. Subject to the exceptions mentioned below, the Regulations come into force on 25th December 2003. Regulations 1 and 2 (which deal with commencement, extent and interpretation), regulation 36 (which introduces the amendments to the 1990 Regulations set out in Schedule 5) and regulation 37 (a transitional provision requiring the submission of programmes of work) come into force on 21st June 2001. Regulation 3 (which deals with water supply zones) and regulation 38 (a transitional provision enabling applications to be made for authorisations) come into force on 1st June 2003. Regulation 4 ( which prescribes new standards of wholesomeness), regulations 17 to 24 (which deal with sampling) paragraphs (4) and (5) of regulation 26 (which deals with lead pipes) and paragraph (1) of regulation 39 (which revokes provisions of the 1990 Regulations superseded by regulations 4 and 17 to 24) come into force on 25th December 2003, when the 1998 Directive takes effect. Part I of the Regulations (regulations 1 and 2) defines terms that are used in the Regulations. Part II (regulation 3) requires water authorities to identify annually the areas ("water supply zones") that are to be relevant for a particular year for the purposes of the application of the provisions of the Regulations. A water supply zone may not comprise an area in which the estimated population exceeds 100,000. Water authorities may not alter the boundaries of water supply zones during the year. Part III (regulation 4) prescribes standards of wholesomeness in respect of water that is supplied by water authorities for cooking, drinking, food preparation and washing and other domestic purposes and to premises for food production purposes. These various purposes are referred to in the Regulations as "regulation 4(1) purposes". In particular, regulation 4 provides that water is to be regarded as wholesome if it contains concentrations or values in respect of various properties, elements, organisms and substances that do not contravene prescribed maximum and, in some cases, minimum concentrations or values. Some of the prescribed maximum and minimum concentrations and values are specified in regulation 4, but most are included in Tables A and B which appear in Schedule 1. They include the values specified in Part A and B of Annex 1 to the 1998 Directive. There are also specifications for indicator parameters in Schedule 2. Part IV (regulations 5 to 10) provides for the monitoring of water supplies by reference to the analysis of samples. Regulation 5 defines two monitoring regimes; "audit" monitoring and "check" monitoring. Regulation 6 requires water authorities to take a minimum number of samples each year in respect of a variety of properties, elements, organisms and substances. It also makes special provision for monitoring supplies from tankers. Regulation 7 requires water authorities to select at random the consumers' taps from which samples are to be taken. Regulation 8 authorises the taking of samples from points other than consumers' taps ("supply points") and allows the Scottish Ministers to authorise other supply points. Regulation 9 deals with the number of samples to be taken. These are specified in Tables 1 and 2 in Schedule 3 to the Regulations, and are not less than those specified in Annex II to the 1998 Directive. Regulation 10 requires samples to be taken where water authorities have reason to believe that the quality of the water within their water supply zone has been adversely affected by the presence of certain elements, organisms or substances. Part V (regulations 11 to 16) contains additional provisions relating to sampling. Regulations 13 and 14 require samples to be taken in respect of particular organisms and substances, at treatment works and at reservoirs which store treated water. Regulation 15 requires samples to be taken before water is supplied from new sources and from sources which have not recently been used. Regulation 16 prescribes requirements relating to the taking, handling, storage, transport and analysis of samples. Part VI (regulations 17 to 24) provides for the investigation of every failure to satisfy a concentration, value or state prescribed by regulation 4 and for a report to be made to the Scottish Ministers. Where a failure relates to a Table B parameter, and certain other conditions are met, the Scottish Ministers may require the water authority to apply to them for an authorisation allowing a departure from the requirements of Part III, as regards that parameter. The circumstances in which such authorisations may be issued, and the conditions to which they are subject are contained in regulations 21 and 22, respectively. (Article 9 of the 1998 Directive permits derogations from the parametric values). Provision is made in regulation 23 for publicising authorisations. Regulation 24 provides for the modification and withdrawal of authorisations. Part VII (regulations 25 to 29) deals with the treatment of water and regulates the substances, processes and products that may be used by water authorities in connection with the supply of water. Regulation 25 imposes requirements relating to the disinfection of water and imposes additional requirements for the treatment of surface water. It prohibits the abstraction for the supply of drinking water of waters below category A3, as required by Council Directive 75/440/EEC (quality required of surface water intended for the abstraction of drinking water). Regulation 26 makes provision for securing the elimination or reduction to a minimum of the risk that water will be contaminated after supply by excessive concentrations of copper or lead. Regulation 27 specified the circumstances in which water authorities may apply or introduce substances or products into water supplied for drinking, washing or cooking. Regulation 28 enables the Scottish Ministers to require that their approval be obtained to the use of processes. Contravention of some of the requirements of regulations 27 and 28 is made a criminal offence by regulation 29, as is the making of false statements. Part VIII deals with the provision of information by water authorities. Regulation 30 requires water authorities to prepare and maintain records containing information about the quality of water supplied in their water supply zones. Regulation 31 requires each water authority to make available for public inspection, and to supply local authorities with, information about the quality of water within its water supply zones, the extent to which Part IV of the Regulations has been complied with, details of any departures authorised under Part VI of the Regulations and of the action which has been taken to comply with default orders under section 76E of the 1980 Act. It also requires each water authority to provide local authorites, health authorities and the Water Industry Commissioner for Scotland with information relating to matters that could give rise to significant risk to public health. Regulation 32 requires water authorities to publish an annual report containing information about the quality of water in the area for which it is responsible. Part IX (regulations 33 and 34) imposes requirements on local authorities in the performance of their duties in relation to the quality of water supplied by water authorities. Regulation 34 provides for the making of arrangements between the local authorities and the water authorities about the provision of information. It also enables local authorities to take such samples of water as they may reasonably require. Part X (regulation 35) provides that contraventions by water authorities of duties or requirements imposed by Parts V to VIII of the Regulations are to be enforceable under section 76E of the 1980 Act by the Scottish Ministers. This provision is additional to the criminal sanctions provided by regulation 29 in relation to contraventions of regulations 27 and 28. Part XI (regulations 36 to 39) amends the 1990 Regulations, makes transitional provision and revokes the 1990 Regulations and other related provisions subject to savings. The amendments to the 1990 Regulations, which take effect on 26th June 2001, are set out in Schedule 5 (Regulation 36). Regulation 37 requires water authorities to submit for the Scottish Ministers' approval programmes of work designed to secure that the standards of wholesomeness prescribed in Part III of the Regulations will, so far as reasonably practicable, be achieved when that Part comes into force on 25th December 2003. Programmes of work are to be prepared in accordance with Schedule 6 and are to be submitted to the Scottish Ministers before 25th September 2001. They may be approved by the Scottish Ministers with or without modification, and may be modified where the Scottish Ministers consider it necessary to do so for the purpose of securing that wholesomeness standards will be met on and after 25th December 2003. If a water authority fails to submit a programme of works, or if the submitted programme fails to meet the requirements of Schedule 6, or is otherwise unacceptable, the Scottish Ministers may prepare one. Programmes of work will be enforceable under section 76E of the 1980 Act by the Scottish Ministers. Regulation 38 makes further transitional provision to enable water authorities to apply in advance for the Scottish Ministers' authorisation in relation to matters which, on and after 25th December 2003, will need to be authorised under Part VI of the Regulations. Regulation 39 revokes the 1990 Regulations, and amending regulations. Regulation 23(b) of the Private Water Supplies (Scotland) Regulations 1992 and regulation 16(1) of the Surface Waters (Abstraction for Drinking Water) (Classification) (Scotland) Regulations 1996 are also revoked to the same extent, in consequence of the revocation of the 1990 Regulations. The revocation of the 1990 Regulations does not affect the obligations of water authorities to keep records, provide information, or make reports for the year ending on 31st December 2003. A regulatory impact assessment in respect of the Regulations may be obtained from the Scottish Executive, Rural Affairs Department, Environment Group, Water Services Unit, Victoria Quay, Edinburgh EH6 6QQ. A copy has been placed in the Scottish Parliament Information Centre. Copies of the ISO standards referred to in Table A1 in Schedule 4 may be obtained from BSI, 389 Chiswick High Road, London W4 4AL. Notes: [1] 1980 c.45. Sections 76B, 76F and 76J were inserted by the Water Act 1989 (c.15), Schedule 22. Section 101(1A) was inserted by the Natural Heritage (Scotland) Act 1991 (c.28), Schedule 10, paragraph 9(5). The functions of the Secretary of State were transferred to the Scottish Ministers by virtue of section 53 of the Scotland Act 1998 (c.46).back [2] 1972 c.68. Section 2(2) was amended by the Scotland Act 1998 (c.46), Schedule 8, paragraph 15(3). The functions conferred on the Minister of the Crown under section 2(2) of the European Communities Act 1972, insofar as within devolved competence, were transferred to the Scottish Ministers by virtue of section 53 of the Scotland Act 1998.back [3] S.I. 1990/119, amended by S.I. 1991/1333.back [7] O.J. No. L 330, 5.12.98, p.32.back [8] The Water Industry Commissioner was established by virtue of section 67A of the Local Government etc. (Scotland) Act 1994 c.39.back [9] O.J. No. L 330, 5.12.98.back [10] O.J. No. L 194, 25.7.77, p.26.back [11] 1974 c.40; section 30B was inserted by the Water Act 1989, Scehdule 23, paragraph 4.back [13] O.J. No. L 40, 11.2.89, p.12.back [16] O.J. No. L 204, 21.7.98, p.37 amended by Council Directive 98/48/EC (O.J. No. L 217, 5.8.98, p.18).back [18] S.I. 1992/575, amended by S.I. 1998/1856.back
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