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SCHEDULES

Section 1(2)

SCHEDULE 1 New Schedule 3A to the Health and Safety at Work etc. Act 1974

SCHEDULE 3A OFFENCES: MODE OF TRIAL AND MAXIMUM PENALTY

1 The mode of trial and maximum penalty applicable to each offence listed in the first column of the following table are as set out opposite that offence in the subsequent columns of the table.

Offence Mode of trial Penalty on summary conviction Penalty on conviction on indictment
An offence under section 33(1)(a) consisting of a failure to discharge a duty to which a person is subject by virtue of sections 2 to 6. Summarily or on indictment. Imprisonment for a term not exceeding 12 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under section 33(1)(a) consisting of a failure to discharge a duty to which a person is subject by virtue of section 7. Summarily or on indictment. Imprisonment for a term not exceeding 12 months, or a fine not exceeding the statutory maximum, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under section 33(1)(b) consisting of a contravention of section 8. Summarily or on indictment. Imprisonment for a term not exceeding 12 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under section 33(1)(b) consisting of a contravention of section 9. Summarily or on indictment. A fine not exceeding £20,000. A fine.
An offence under section 33(1)(c). Summarily or on indictment. Imprisonment for a term not exceeding 12 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under section 33(1)(d). Summarily only. A fine not exceeding level 5 on the standard scale.
An offence under section 33(1)(e), (f) or (g). Summarily or on indictment. Imprisonment for a term not exceeding 12 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under section 33(1)(h). Summarily only. Imprisonment for a term not exceeding 51 weeks (in England and Wales) or 12 months (in Scotland), or a fine not exceeding level 5 on the standard scale, or both.
An offence under section 33(1)(i). Summarily or on indictment. A fine not exceeding the statutory maximum. A fine.
An offence under section 33(1)(j). Summarily or on indictment. Imprisonment for a term not exceeding 12 months, or a fine not exceeding the statutory maximum, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under section 33(1)(k), (l) or (m). Summarily or on indictment. Imprisonment for a term not exceeding 12 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under section 33(1)(n). Summarily only. A fine not exceeding level 5 on the standard scale.
An offence under section 33(1)(o). Summarily or on indictment. Imprisonment for a term not exceeding 12 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under the existing statutory provisions for which no other penalty is specified. Summarily or on indictment. Imprisonment for a term not exceeding 12 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.

2 (1) This paragraph makes transitional modifications of the table as it applies to England and Wales.

(2) In relation to an offence committed before the commencement of section 154(1) of the Criminal Justice Act 2003 (general limit on magistrates' court’s powers to imprison), a reference to imprisonment for a term not exceeding 12 months is to be read as a reference to imprisonment for a term not exceeding six months.

(3) In relation to an offence committed before the commencement of section 281(5) of that Act (alteration of penalties for summary offences), a reference to imprisonment for a term not exceeding 51 weeks is to be read as a reference to imprisonment for a term not exceeding six months.

Section 1(4)

SCHEDULE 2 New Schedule 3A to the Health and Safety at Work (Northern Ireland) Order 1978

SCHEDULE 3A OFFENCES: MODE OF TRIAL AND MAXIMUM PENALTY

The mode of trial and maximum penalty applicable to each offence listed in the first column of the following table are as set out opposite that offence in the subsequent columns of the table.

Offence Mode of trial Penalty on summary conviction Penalty on conviction on indictment
An offence under Article 31(1)(a) consisting of a failure to discharge a duty to which a person is subject by virtue of Articles 4 to 7. Summarily or on indictment. Imprisonment for a term not exceeding 6 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under Article 31(1)(a) consisting of a failure to discharge a duty to which a person is subject by virtue of Article 8. Summarily or on indictment. Imprisonment for a term not exceeding 6 months, or a fine not exceeding the statutory maximum, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under Article 31(1)(b) consisting of a contravention of Article 9. Summarily or on indictment. Imprisonment for a term not exceeding 6 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under Article 31(1)(b) consisting of a contravention of Article 10. Summarily or on indictment. A fine not exceeding £20,000. A fine.
An offence under Article 31(1)(c). Summarily or on indictment. Imprisonment for a term not exceeding 6 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under Article 31(1)(d). Summarily only. A fine not exceeding level 5 on the standard scale.
An offence under Article 31(1)(e), (f) or (g). Summarily or on indictment. Imprisonment for a term not exceeding 6 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under Article 31(1)(h). Summarily only. Imprisonment for a term not exceeding 6 months, or a fine not exceeding level 5 on the standard scale, or both.
An offence under Article 31(1)(i). Summarily or on indictment. A fine not exceeding the statutory maximum. A fine.
An offence under Article 31(1)(j). Summarily or on indictment. Imprisonment for a term not exceeding 6 months, or a fine not exceeding the statutory maximum, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under Article 31(1)(k), (l) or (m). Summarily or on indictment. Imprisonment for a term not exceeding 6 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under Article 31(1)(n). Summarily only. A fine not exceeding level 5 on the standard scale.
An offence under Article 31(1)(o). Summarily or on indictment. Imprisonment for a term not exceeding 6 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.
An offence under the existing statutory provisions for which no other penalty is specified. Summarily or on indictment. Imprisonment for a term not exceeding 6 months, or a fine not exceeding £20,000, or both. Imprisonment for a term not exceeding two years, or a fine, or both.